DISTRIBUTION AGREEMENT PACIFIC CAPITAL FUNDS The Winsbury Company Limited Partnership d/b/a The Winsbury Company 1900 East Dublin-Granville Road Columbus, Ohio 43229 Gentlemen: This is to confirm that, in consideration of the agreements hereinafter...Distribution Agreement • November 22nd, 1996 • Pacific Capital Funds • Massachusetts
Exhibit 23(d-12) FORM OF SUB-ADVISORY AGREEMENT PACIFIC CAPITAL SMALL CAP FUND THIS AGREEMENT is made as of June 14, 2006 among Pacific Capital Funds (the "Trust"), the Asset Management Group of Bank of Hawaii (the "Adviser"), and Wellington...Sub-Advisory Agreement • November 28th, 2006 • Pacific Capital Funds • Massachusetts
FORM OF AMENDMENT TO DISTRIBUTION AGREEMENT This Amendment (the "Amendment") to the Distribution Agreement (the "Distribution Agreement") made and entered into as of the June 24, 2003 by and between PACIFIC CAPITAL FUNDS, a Massachusetts business...Distribution Agreement • February 27th, 2004 • Pacific Capital Funds
AMENDMENT TO ADMINISTRATION AGREEMENTAdministration Agreement • April 30th, 2004 • Pacific Capital Funds
ARTICLE I DEFINITIONSCustody Agreement • November 27th, 2002 • Pacific Capital Funds • New York
CUSTODIAN AGREEMENT (FOREIGN AND DOMESTIC SECURITIES) This Addendum is in reference to the Custodian Agreement by and between Pacific Capital Funds (Principal) and Union Bank of California, formerly The Bank of California, (Custodian), dated June 29,...Custodian Agreement • May 1st, 2000 • Pacific Capital Funds
Exhibit 23 (h-7) AMENDMENT NO. 2 TO TRANSFER AGENCY AGREEMENT AMENDMENT made the 1st day of July, 2006, between PACIFIC CAPITAL FUNDS (the "Trust"), a Massachusetts business trust having its principal place of business at 3435 Stelzer Road, Columbus,...Transfer Agency Agreement • November 28th, 2006 • Pacific Capital Funds
Exhibit 99(d)(7) SUB-ADVISORY AGREEMENT Pacific Capital International Stock Fund and Pacific Capital Small Cap Fund AGREEMENT made as of March 8, 2001 between The Asset Management Group of Bank of Hawaii (the "Adviser"), and Nicholas Applegate Capital...Sub-Advisory Agreement • November 30th, 2001 • Pacific Capital Funds • Massachusetts
FOURTH ADDENDUMInvestment Advisory Agreement • September 30th, 2005 • Pacific Capital Funds
WHEREAS, Pacific Capital Funds, a Massachusetts business trust (the "Trust") and Hawaiian Trust Company, Ltd., a state-chartered trust company, entered into an Investment Advisory Agreement dated October 29, 1993; and
1 Exhibit (h-1) ADMINISTRATION AGREEMENT THIS AGREEMENT is made as of this 1st day of October, 1998, between PACIFIC CAPITAL FUNDS, a Massachusetts business trust (the "Trust") and BISYS FUND SERVICES OHIO, INC., an Ohio corporation (the...Administration Agreement • December 1st, 1998 • Pacific Capital Funds • Ohio
Exhibit 23(d-9) FORM OF SUB ADVISORY AGREEMENT Pacific Capital New Asia Growth Fund THIS AGREEMENT is made as of June 29, 2006 among Pacific Capital Funds of 3435 Stelzer Road, Columbus, Ohio, 43219 USA (the "Trust"), The Asset Management Group of...Sub-Advisory Agreement • November 28th, 2006 • Pacific Capital Funds • Massachusetts
Exhibit 23(e-1) DISTRIBUTION AGREEMENT AGREEMENT made as of December 28, 2005 between Pacific Capital Funds (the "Trust"), having an office at 3435 Stelzer Road, Columbus, Ohio 43219, and BISYS Fund Services Limited Partnership (the "Distributor"),...Distribution Agreement • November 28th, 2006 • Pacific Capital Funds • New York
AMENDMENT TO FUND ACCOUNTING AGREEMENTFund Accounting Agreement • November 28th, 2006 • Pacific Capital Funds
29 June 2006 First State Investments International Limited Pacific Capital Funds 23 St Andrew Square CIO BISYS Fund Services 3435 Stelzer Road Edinburgh EH2 1BB Columbus Ohio 43219 Tot44(0) 131 473 2200 United States of America Fax44(0) 131 473 2222...Investment Management Agreement • November 28th, 2006 • Pacific Capital Funds
Exhibit 23 (h-8) SUB-ADMINISTRATION AGREEMENT THIS SUB-ADMINISTRATION AGREEMENT ("Agreement") is made as of July 1, 2006 among PACIFIC CAPITAL FUNDS (the "Trust"), a Massachusetts business trust registered with the Securities and Exchange Commission...Sub-Administration Agreement • November 28th, 2006 • Pacific Capital Funds • New York
Exhibit 23(d-8) REIMBURSEMENT AGREEMENT This Agreement is entered into as of February 2, 2006, between Pacific Capital Funds, a Massachusetts business trust (the "Trust"), on behalf of each of its series (the "Funds"), and The Asset Management Group...Reimbursement Agreement • November 28th, 2006 • Pacific Capital Funds • Massachusetts
ARTICLE I. DEFINITIONSForeign Custody Manager Agreement • November 27th, 2002 • Pacific Capital Funds • New York
FORM OF SELLING AGREEMENTSelling Agreement • November 22nd, 1996 • Pacific Capital Funds • Massachusetts
BISYS LOGO] BISYS FUND SERVICES LIMITED PARTNERSHIP, DISTRIBUTOR 3435 STELZER ROAD COLUMBUS, OHIO 43219-3035 DEALER AGREEMENT Ladies and Gentlemen: As the principal underwriter of the shares ("Shares") of each investment company portfolio ("Fund")...Dealer Agreement • December 29th, 2003 • Pacific Capital Funds • Ohio
FIRST ADDENDUMSub-Advisory Agreement • November 27th, 2002 • Pacific Capital Funds
Exhibit (e-1) DISTRIBUTION AGREEMENT AGREEMENT made as of this 24th day of June, 2003, between PACIFIC CAPITAL FUNDS (the "Trust"), a Massachusetts business trust having its principal place of business at 3435 Stelzer Road, Columbus, Ohio 43219, and...Distribution Agreement • December 29th, 2003 • Pacific Capital Funds • Ohio
2- 3 Agreement, except through the Lending Agent. The Lending Agent is authorized to provide the Borrower with such information regarding the Lender and any loan of Securities effected pursuant to a Loan Agreement as is required by applicable law. The...Securities Lending Agreement • November 29th, 2000 • Pacific Capital Funds • New York
THIRD ADDENDUMInvestment Advisory Agreement • November 27th, 2002 • Pacific Capital Funds
ARTICLE 1 TRANSFER OF ASSETS AND LIABILITIESAgreement and Plan of Reorganization • May 1st, 2000 • Pacific Capital Funds • Massachusetts
Exhibit (d)(3.2) FORM OF AMENDMENT TO THIRD ADDENDUM THIS AMENDMENT TO THIRD ADDENDUM, dated as of December 17, 2003, modifies the Third Addendum dated October 1, 2002 (the "Third Addendum") to the Investment Advisory Agreement dated October 29, 1993,...Investment Advisory Agreement • December 29th, 2003 • Pacific Capital Funds
THIS AMENDMENT TO THIRD ADDENDUM, dated as of December 17, 2003, modifies the Third Addendum dated October 1, 2002 (the "Third Addendum") to the Investment Advisory Agreement dated October 29, 1993, as heretofore amended, between Pacific Capital Funds, a Massachusetts business trust (the "Trust"), and Hawaiian Trust Company, Ltd., a state-chartered trust company having its principal place of business in Honolulu, Hawaii (Bank of Hawaii, the successor by merger to Hawaiian Trust Company, Ltd., is hereinbelow referred to as the "Investment Adviser"), as follows:
DISTRIBUTION AGREEMENTDistribution Agreement • November 28th, 2008 • Pacific Capital Funds • New York
AGREEMENT effective as of December 31, 2007 between Pacific Capital Funds (the “Trust”), having an office at 3435 Stelzer Road, Columbus, Ohio 43219, and Foreside Distribution Services, L.P. (the “Distributor”), having an office at 100 Summer Street, Suite 1500, Boston, Massachusetts 02110.
FORM OF AMENDMENT TO RULE 22C-2 SERVICES AGREEMENTS, TRANSFER AGENCY AGREEMENT, FUND ACCOUNTING AGREEMENT AND COMPLIANCE SERVICES AGREEMENTRule 22c-2 Services Agreement, Transfer Agency Agreement, Fund Accounting Agreement, Compliance Services Agreement • November 25th, 2009 • Pacific Capital Funds
AMENDMENT made as of the ___ day of November 2009, between Pacific Capital Funds (the “Company”) and Citi Fund Services Ohio, Inc. (formerly known as BISYS Fund Services Ohio, Inc.) (“Citi”), to the (i) Rule 22c-2 Services Agreement dated February 27, 2007, (ii) Rule 22c-2 Services Agreement dated July 31, 2007, (iii) Transfer Agency Agreement dated February 1, 2002, (iv) Fund Accounting Agreement dated February 1, 2002, and (v) Compliance Services Agreement dated July 1, 2006, each between the Company and Citi (as amended and in effect on the date hereof, each an “Agreement” and collectively, the “Agreements”).
MITSUBISHI GLOBAL CUSTODY CUSTODIAN AGREEMENT (FOREIGN AND DOMESTIC SECURITIES) This Custodian Agreement is made by and between Pacific Capital Funds ("Principal"), on behalf of Pacific Capital New Asia Growth Fund (the "Fund") and THE BANK OF...Custodian Agreement • November 22nd, 1996 • Pacific Capital Funds • California
DISTRIBUTION SERVICES AGREEMENTDistribution Services Agreement • November 28th, 2007 • Pacific Capital Funds • New York
AGREEMENT made as of August 1, 2007 by and between The Asset Management Group of Bank of Hawaii (the “Adviser”), and Foreside Distribution Services, L.P. (the “Distributor”).
Exhibit 23 (h-10) LICENSE AGREEMENT This License Agreement (this "Agreement") is entered into as of the 15th day of June, 2004, by and between Bank of Hawaii Corporation, a Delaware ("BOHC"), and PACIFIC CAPITAL FUNDS, a Massachusetts business trust...License Agreement • November 28th, 2006 • Pacific Capital Funds • Hawaii
FORM OF AGREEMENT AND PLAN OF REORGANIZATIONAgreement and Plan of Reorganization • March 15th, 2010 • FundVantage Trust • Delaware
THIS AGREEMENT AND PLAN OF REORGANIZATION (the “Agreement”) is made as of this [ ] day of [ ], 2010, by and among FUNDVANTAGE TRUST, a Delaware statutory trust, with its principal place of business at 301 Bellevue Parkway, Wilmington, DE 19809 (“FundVantage”), with respect to Tax-Free Securities Fund and Tax-Free Short Intermediate Securities Fund (each an “Acquiring Fund”), each a series of FundVantage, PACIFIC CAPITAL FUNDS, a Massachusetts business trust, with its principal place of business at 3435 Stelzer Road, Columbus, Ohio 43219 (“Pacific Capital”), with respect to Tax-Free Securities Fund and Tax-Free Short Intermediate Securities Fund, each a series of Pacific Capital (each an “Acquired Fund” and, collectively with the Acquiring Funds, the “Funds”), and, for purposes of Sections 9.2, 9.3 and 15 only, Bank of Hawaii, a Hawaii banking corporation (“BOH”). The capitalized terms used herein shall have the meaning ascribed to them in this Agreement.
Exhibit 23 (h-9) COMPLIANCE SERVICES AGREEMENT AGREEMENT effective as of the 1st day of July, 2006, between PACIFIC CAPITAL FUNDS (the "Trust"), a Massachusetts business trust having its principal place of business at 3435 Stelzer Road, Columbus, Ohio...Compliance Services Agreement • November 28th, 2006 • Pacific Capital Funds • Ohio
SUB-ADVISORY AGREEMENT Pacific Capital International Stock FundSub-Advisory Agreement • November 28th, 2007 • Pacific Capital Funds
THIS AGREEMENT is made as of [February 28, 2007] among Pacific Capital Funds (the “Trust”), Asset Management Group of Bank of Hawaii (the “Adviser”), and Hansberger Global Investors, Inc. (the “Sub-Adviser”).
AMENDMENT TO AMENDED AND RESTATED SUB-ADVISORY AGREEMENT Pacific Capital Small Cap FundSub-Advisory Agreement • November 28th, 2007 • Pacific Capital Funds
THIS AMENDMENT TO AMENDED AND RESTATED SUB-ADVISORY AGREEMENT (the “Agreement”) is made as of June 26, 2007 among Pacific Capital Funds, a Massachusetts business trust (the “Trust”), the Asset Management Group of Bank of Hawaii (the “Adviser”), and Nicholas-Applegate Capital Management, a California limited partnership (the “Sub-Adviser”).
SIXTH ADDENDUMInvestment Advisory Agreement • November 28th, 2007 • Pacific Capital Funds
WHEREAS, Pacific Capital Funds, a Massachusetts business trust (the “Trust”) and Hawaiian Trust Company, Ltd., a state-chartered trust company, entered into an Investment Advisory Agreement dated October 29, 1993; and
