EXHIBIT 4.1 ADOPTION AGREEMENT - ARTICLE 1 NON-STANDARDIZED PROFIT SHARING PLAN 1.01 Plan Information: (a) Name of Plan: This is the Pulse Engineering, Inc. 401(k) Plan (the "Plan"). (b) Type of Plan: (1) [X] 401(k) and Profit Sharing (2) [ ] Profit...Technitrol Inc • January 4th, 2000 • Electric lighting & wiring equipment • Massachusetts
Company FiledJanuary 4th, 2000 Industry Jurisdiction
EXHIBIT 2 AGREEMENT AND PLAN OF MERGER by and among EXCELSUS TECHNOLOGIES, INC., CERTAIN INDIVIDUALS and the ENTITY named as "Principals," PULSE ENGINEERING, INC.Agreement and Plan of Merger • August 21st, 2001 • Technitrol Inc • Electronic components, nec • California
Contract Type FiledAugust 21st, 2001 Company Industry Jurisdiction
WHEREASShare Purchase Agreement • January 10th, 2003 • Technitrol Inc • Electronic components, nec
Contract Type FiledJanuary 10th, 2003 Company Industry
Exhibit 10.11Indemnification Agreement • March 21st, 2002 • Technitrol Inc • Electronic components, nec
Contract Type FiledMarch 21st, 2002 Company Industry
by and amongCredit Agreement • July 30th, 2004 • Technitrol Inc • Electronic components, nec • New York
Contract Type FiledJuly 30th, 2004 Company Industry Jurisdiction
Exhibit 1.1 4,600,000 SHARES TECHNITROL, INC. COMMON STOCK, $0.125 PAR VALUE PER SHARE UNDERWRITING AGREEMENTUnderwriting Agreement • March 14th, 2002 • Technitrol Inc • Electronic components, nec • New York
Contract Type FiledMarch 14th, 2002 Company Industry Jurisdiction
Exhibit 10.10(1) December 16, 2005 Mr. James M. Papada, III [Address Omitted] Dear Jim: This letter will serve as an agreement between you and Technitrol, Inc. ("TNL") regarding, among other things, what constitutes a termination of your employment at...Technitrol Inc • March 9th, 2006 • Electronic components, nec • Pennsylvania
Company FiledMarch 9th, 2006 Industry Jurisdiction
Exhibit 10.10 (1) July 1, 2004 Mr. James M. Papada, III [ADDRESS OMITTED] Dear Jim: This letter will serve as an agreement between you and Technitrol, Inc. ("TNL") regarding, among other things, what constitutes a termination of your employment at TNL...Technitrol Inc • July 30th, 2004 • Electronic components, nec • Pennsylvania
Company FiledJuly 30th, 2004 Industry Jurisdiction
EXHIBIT-3 RIGHTS AGREEMENT by and between TECHNITROL, INC.Rights Agreement • October 25th, 1996 • Technitrol Inc • Electric lighting & wiring equipment • Pennsylvania
Contract Type FiledOctober 25th, 1996 Company Industry Jurisdiction
EXECUTION VERSION] CREDIT AGREEMENTCredit Agreement • July 31st, 2001 • Technitrol Inc • Electronic components, nec • New York
Contract Type FiledJuly 31st, 2001 Company Industry Jurisdiction
Exhibit 10.24 EMPLOYMENT AGREEMENT THIS EMPLOYMENT AGREEMENT (this "Agreement"), is made and entered into by and between TECHNITROL, INC. (the "Company") and DANIEL M. MOLONEY ("Executive") as of March 22, 2010 (the "Effective Date"). W I T N E S S E...Employment Agreement • March 23rd, 2010 • Technitrol Inc • Electronic components, nec • Pennsylvania
Contract Type FiledMarch 23rd, 2010 Company Industry Jurisdiction
BACKGROUNDThe Rights Agreement • July 5th, 2000 • Technitrol Inc • Electric lighting & wiring equipment
Contract Type FiledJuly 5th, 2000 Company Industry
AGREEMENTAgreement • February 28th, 2002 • Technitrol Inc • Electronic components, nec • Pennsylvania
Contract Type FiledFebruary 28th, 2002 Company Industry Jurisdiction
FIRST AMENDMENT TO AMENDED AND RESTATED CONSIGNMENT AGREEMENT DATED MAY 27, 1997Consignment Agreement • November 4th, 2004 • Technitrol Inc • Electronic components, nec • Rhode Island
Contract Type FiledNovember 4th, 2004 Company Industry Jurisdiction
ARTICLE 1 THE MERGERAgreement and Plan of Merger • November 30th, 1998 • Technitrol Inc • Electric lighting & wiring equipment • Delaware
Contract Type FiledNovember 30th, 1998 Company Industry Jurisdiction
Exhibit 10.22 June 24, 2005 Mr. Albert Thorp, III Dear Al: Following our discussion on Thursday, June 16th and your June 20th confirmation of the terms and conditions offered by the company, this Separation Agreement confirms all the terms and...Technitrol Inc • August 10th, 2005 • Electronic components, nec
Company FiledAugust 10th, 2005 Industry
Exhibit 10.1 (1) FORM: ALL U.S. PARTICIPANT GRANTS AND FOREIGN PARTICIPANT NONQUALIFIED GRANTS TECHNITROL, INC. 2001 STOCK OPTION PLAN STOCK OPTION AGREEMENT THIS STOCK OPTION AGREEMENT (this "Agreement") is made and entered into as of this 22nd day...Option Plan Stock Option Agreement • November 4th, 2004 • Technitrol Inc • Electronic components, nec • Pennsylvania
Contract Type FiledNovember 4th, 2004 Company Industry Jurisdiction
WITNESSETH:And Agreement • November 4th, 2004 • Technitrol Inc • Electronic components, nec
Contract Type FiledNovember 4th, 2004 Company Industry
May 21, 2003 AMI Doduco, Inc. Murray Corporate Park 1003 Corporate Drive Export, PA 15362 Re: Amendment to Silver Lease Agreement dated April 9, 1996 (as last amended November 3, 1997) Reference is made to the subject Silver Lease Agreement between...Technitrol Inc • November 4th, 2004 • Electronic components, nec
Company FiledNovember 4th, 2004 Industry
THIRD AMENDMENT AGREEMENT dated as of March 9, 2012 (this “Agreement”), to the Credit Agreement dated as of February 28, 2008, as heretofore amended and restated as of February 19, 2009, as further amended and restated as of August 5, 2011, and as...Credit Agreement • March 14th, 2012 • Pulse Electronics Corp • Electronic components, nec • New York
Contract Type FiledMarch 14th, 2012 Company Industry JurisdictionA Assignment and Assumption B Committed Loan Notice C Compliance Certificate D Note E Swing Line Loan Notice F Borrower Joinder Agreement G Borrowing Base Certificate
NOTE EXCHANGE AGREEMENTExchange Agreement • February 21st, 2014 • Pulse Electronics Corp • Electronic components, nec • New York
Contract Type FiledFebruary 21st, 2014 Company Industry JurisdictionNote Exchange Agreement dated February 21, 2014 (the “Exchange Agreement”) between Angelo Gordon & Co., L.P. (the “Holder”), Pulse Electronics Corporation, a corporation organized under the laws of the State of Pennsylvania (the “Company”), and Pulse Electronics (Singapore) Pte. Ltd. (the “Singapore Borrower”).
AMENDED AND RESTATED CONSIGNMENT AGREEMENTConsignment Agreement • February 26th, 2008 • Technitrol Inc • Electronic components, nec • London
Contract Type FiledFebruary 26th, 2008 Company Industry JurisdictionThis Amended and Restated Consignment Agreement amends and restates that certain Consignment Agreement, dated July 11, 2006 and amended and restated as of October 23, 2007, by and among the Consignor, AMI Doduco, Inc. and the Customer.
WARRANT SHARES REGISTRATION RIGHTS AGREEMENT dated as of March 9, 2012, by and among PULSE ELECTRONICS CORPORATION (formerly known as TECHNITROL, INC.) and THE HOLDERS FROM TIME TO TIME OF THE WARRANTS REFERRED TO HEREINWarrant Shares Registration Rights Agreement • March 14th, 2012 • Pulse Electronics Corp • Electronic components, nec • New York
Contract Type FiledMarch 14th, 2012 Company Industry JurisdictionWARRANT SHARES REGISTRATION RIGHTS AGREEMENT (this “Agreement”) dated as of March 9, 2012, by and among PULSE ELECTRONICS CORPORATION (formerly known as TECHNITROL, INC.), a Pennsylvania corporation (the “Company”), and each holder of Warrants (as defined below) who is or may from time to time become a party hereto (collectively, the “Holders”).
April 9, 1996Lease Agreement Terms and Conditions • November 4th, 2004 • Technitrol Inc • Electronic components, nec
Contract Type FiledNovember 4th, 2004 Company Industry
AGREEMENT FOR THE SALE AND TRANSFER OF CERTAIN SHARES RELATING TO THE ERA GROUP Sale and Transfer Agreement betweenTechnitrol Inc • December 5th, 2005 • Electronic components, nec
Company FiledDecember 5th, 2005 Industryera GmbH & Co.KG, represented by its sole general partner (Komplementär) era Verwaltungs GmbH (era GmbH & Co.KG hereinafter referred to as the "Seller"), and Mr. Erich Gottlieb Aichele (hereinafter referred to as "Mr. Aichele" or the "Seller's Guarantor") and Dr. Peter Baumgartner (hereinafter referred to as "Dr. Baumgartner") and Pulse GmbH (hereinafter referred to as "Purchaser 1"), and CST Electronics Co., Ltd. (hereinafter referred to as "Purchaser 2") and Drew Moyer (hereinafter referred to as "Purchaser 3") (Purchasers 1, 2 and 3 hereinafter collectively referred to as the "Purchasers"; the Seller, Mr. Aichele, Dr. Baumgartner and the Purchasers hereinafter collectively referred to as the "Parties", and each of them as a "Party") dated November 28, 2005
PULSE ELECTRONICS CORPORATION STOCK OPTION AGREEMENTStock Option Agreement • March 14th, 2012 • Pulse Electronics Corp • Electronic components, nec • California
Contract Type FiledMarch 14th, 2012 Company Industry JurisdictionTHIS STOCK OPTION AGREEMENT (this “Agreement”) is made and entered into as of this ___ day of _______, 201_ by and between PULSE ELECTRONICS CORPORATION, a Pennsylvania corporation (the “Company”) and ____________ (“Optionee”).
CREDIT AGREEMENTCredit Agreement • October 21st, 2005 • Technitrol Inc • Electronic components, nec • New York
Contract Type FiledOctober 21st, 2005 Company Industry JurisdictionThis CREDIT AGREEMENT ("Agreement") is entered into as of October 14, 2005, among TECHNITROL, INC., a Pennsylvania corporation (the "Company"), certain Subsidiaries of the Company party hereto pursuant to Section 2.14 (each a "Designated Borrower" and, together with the Company, the "Borrowers" and, each a "Borrower"), each primary lender from time to time party hereto (collectively, the "Primary Lenders" and individually, a "Primary Lender"), each Singapore lender from time to time party hereto (collectively, the "Singapore Lenders" and individually, a "Singapore Lender"; the Primary Lenders and Singapore Lenders are referred to collectively as the "Lenders" and individually, a "Lender"), BANK OF AMERICA, N.A., as Administrative Agent, Swing Line Lender and L/C Issuer and BANK OF AMERICA, N.A. SINGAPORE BRANCH, as Singapore Administrative Agent. The Company has requested that the Lenders provide a revolving credit facility, and the Lenders are willing to do so on the terms
EXHIBIT 10.20 UNLIMITED GUARANTY GUARANTY, dated as of December 16, 1996 by Technitrol, Inc., a Pennsylvania corporation, the "Guarantor"), in favor of RHODE ISLAND HOSPITAL TRUST NATIONAL BANK, a national banking association with its head office at...Unlimited Guaranty • November 4th, 2004 • Technitrol Inc • Electronic components, nec • Rhode Island
Contract Type FiledNovember 4th, 2004 Company Industry Jurisdiction
AMENDMENT NO. 2 TO INVESTMENT AGREEMENTInvestment Agreement • May 7th, 2013 • Pulse Electronics Corp • Electronic components, nec
Contract Type FiledMay 7th, 2013 Company IndustryThis Amendment No. 2 (this “Amendment”) to the Investment Agreement dated as of November 7, 2012 (the “Investment Agreement”) is made as of the 15th day of April, 2013, and, solely with respect to Section 2, to be effective as of the Effective Time (as defined below) by and among Pulse Electronics Corporation, Pulse Electronics (Singapore) Pte. Ltd. and OCM PE Holdings, L.P.
PULSE ELECTRONICS CORPORATION PULSE ELECTRONICS (SINGAPORE) PTE LTD 12220 World Trade Drive San Diego, CA 92128Pulse Electronics Corp • March 13th, 2013 • Electronic components, nec • New York
Company FiledMarch 13th, 2013 Industry JurisdictionReference is made to that certain Credit Agreement, dated as of February 28, 2008, as amended and restated as of February 19, 2009, as further amended and restated as of August 5, 2011, as further amended and restated as of March 9, 2012, as further amended and restated as of November 7, 2012, as further amended as of November 19, 2012 and as further amended, restated, supplemented or otherwise modified from time to time, the “Credit Agreement”), among Pulse Electronics Corporation (the “Company”), Pulse Electronics (Singapore) Pte Ltd (the “Singapore Borrower”), the lenders party thereto and JPMorgan Chase Bank, N.A., as Administrative Agent. Capitalized terms used but not defined herein shall have the meanings given to them in the Credit Agreement.
The Mocatta Group April 9, 1996Technitrol Inc • November 4th, 2004 • Electronic components, nec
Company FiledNovember 4th, 2004 IndustryIn consideration of the Silver Lease Agreement between you and us dated as of April __, 1996 (the "Agreement"), you hereby confirm and agree that (i) as of the date hereof you have no Material (as defined in the Agreement) outstanding under any lease, consignment, loan or similar agreement or arrangement with Rhode Island Hospital Trust National Bank ("Rhode Island") or Degussa Corporation ("Degussa"), (ii) you have requested each of Rhode Island and Degussa to terminate all UCC financing statements and continuation statements at any time filed by it in respect of Material leased, consigned, borrowed or otherwise used or obtained by you and shall use your best efforts to confirm that such statements are promptly terminated and provide us with evidence of such termination as promptly as possible, (iii) for as long as the Agreement remains in effect you shall not lease, consign, borrow or otherwise use or obtain Material from Rhode Island or Degussa unless all UCC statements previously f
AMENDMENT NO. 4 TO THE RIGHTS AGREEMENTThe Rights Agreement • November 3rd, 2008 • Technitrol Inc • Electronic components, nec
Contract Type FiledNovember 3rd, 2008 Company IndustryTHIS AMENDMENT NO. 4 TO THE RIGHTS AGREEMENT (this “Amendment”) is made as of September 5, 2008 by and between TECHNITROL, INC., a Pennsylvania corporation (the “Company”), and Registrar and Transfer Company, a New Jersey corporation (the “Rights Agent”).
July 22, 2009 Mr. Alan H. Benjamin [address omitted] Dear Alan:Technitrol Inc • August 10th, 2009 • Electronic components, nec
Company FiledAugust 10th, 2009 IndustryThis letter will serve as an agreement between you and Pulse Engineering, Inc. ("Pulse") regarding what constitutes a termination of your employment at Pulse and setting forth the rights and obligations of each of us upon the occurrence of such a termination. We intend that this letter constitutes a legal and binding agreement between us, and we acknowledge good and valuable consideration for our joint promises in this letter. The Board of Directors of Technitrol, Inc. ("TNL") (the "Board of Directors" or "Board") approved this Agreement at a meeting on July 22, 2009, and it shall have a term which expires three years from that date.
AMENDED AND RESTATED CONSIGNMENT AGREEMENTAmended and Restated Consignment Agreement • October 30th, 2007 • Technitrol Inc • Electronic components, nec • London
Contract Type FiledOctober 30th, 2007 Company Industry JurisdictionThis Amended and Restated Consignment Agreement amends and restates that certain Consignment Agreement, dated July 11, 2006, by and among the Consignor, AMI Doduco, Inc. and the Customer.
PULSE ELECTRONICS CORPORATION PULSE ELECTRONICS (SINGAPORE) PTE LTD 12220 World Trade Drive San Diego, CA 92128Pulse Electronics Corp • March 13th, 2013 • Electronic components, nec • New York
Company FiledMarch 13th, 2013 Industry JurisdictionReference is made to that certain Credit Agreement, dated as of February 28, 2008, as amended and restated as of February 19, 2009, as further amended and restated as of August 5, 2011, as further amended and restated as of March 9, 2012, as further amended and restated as of November 7, 2012, and as further amended, restated, supplemented or otherwise modified from time to time, the “Credit Agreement”), among Pulse Electronics Corporation (the “Company”), Pulse Electronics (Singapore) Pte Ltd (the “Singapore Borrower”), the lenders party thereto and JPMorgan Chase Bank, N.A., as Administrative Agent. Capitalized terms used but not defined herein shall have the meanings given to them in the Credit Agreement, or if not defined therein, in Article 9 of the Uniform Commercial Code as in effect from time to time in the State of New York (the “UCC”).