Exhibit 10.1 EMPLOYMENT AGREEMENT EMPLOYMENT AGREEMENT dated this 24th day of March, 1998, effective as of January 1, 1998, by and between TRINITY CAPITAL CORPORATION ("TRINITY"), LOS ALAMOS NATIONAL BANK ("Bank"), both New Mexico corporations with...Employment Agreement • April 30th, 2003 • Trinity Capital Corp • New Mexico
STOCK PURCHASE AGREEMENTStock Purchase Agreement • September 9th, 2016 • Trinity Capital Corp • National commercial banks • New York
This Stock Purchase Agreement (this "Agreement") is dated as of September 8, 2016, by and among Trinity Capital Corporation, a bank holding company organized under the laws of the State of New Mexico (the "Company"), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a "Purchaser" and collectively, the "Purchasers").
TRINITY CAPITAL CORPORATIONRestricted Stock Unit Award Agreement • April 26th, 2018 • Trinity Capital Corp • National commercial banks • New Mexico
The Participant specified below has been granted a restricted stock unit award (the "Award") by TRINITY CAPITAL CORPORATION, a New Mexico corporation (the "Company"), under the TRINITY CAPITAL CORPORATION 2015 LONG-TERM INCENTIVE PLAN (the "Plan"). The Award shall be subject to the terms of the Plan and the terms set forth in this Restricted Stock Unit Award Agreement ("Award Agreement").
EMPLOYMENT AGREEMENTEmployment Agreement • March 16th, 2007 • Trinity Capital Corp • Miscellaneous business credit institution • New Mexico
This EMPLOYMENT AGREEMENT (this “Agreement”) dated this 16th day of January, 2007, by and between TRINITY CAPITAL CORPORATION, a New Mexico corporation (“Trinity”), LOS ALAMOS NATIONAL BANK, a national banking association (“LANB”), TITLE GUARANTY & INSURANCE COMPANY, a New Mexico corporation (“Title Guaranty”), each with their principal offices in Los Alamos, New Mexico (collectively, the “Companies”), and STEVE W. WELLS (“Wells”).
EMPLOYMENT AGREEMENTEmployment Agreement • March 16th, 2007 • Trinity Capital Corp • Miscellaneous business credit institution • New Mexico
This EMPLOYMENT AGREEMENT (this “Agreement”) dated this 16th day of January, 2007, by and between TRINITY CAPITAL CORPORATION, a New Mexico corporation (“Trinity”), LOS ALAMOS NATIONAL BANK, a national banking association (“LANB”), TITLE GUARANTY & INSURANCE COMPANY, a New Mexico corporation (“Title Guaranty”), each with their principal offices in Los Alamos, New Mexico (collectively, the “Companies”), and WILLIAM C. ENLOE (“Enloe”).
FORM OF FIRST AMENDED AND RESTATED STANDBY PURCHASE AGREEMENTStandby Purchase Agreement • August 28th, 2017 • Trinity Capital Corp • National commercial banks • New Mexico
This FIRST AMENDED AND RESTATED STANDBY PURCHASE AGREEMENT (this “Agreement”), dated as of __________, 2017, is by and between Trinity Capital Corporation, a New Mexico corporation (the “Company”), and Strategic Value Bank Partners LLC (the “Standby Purchaser”).
Employment AgreementEmployment Agreement • October 28th, 2015 • Trinity Capital Corp • National commercial banks • New Mexico
This Employment Agreement is made and entered into effective October 27, 2015, by and among Trinity Capital Corporation, a New Mexico corporation, Los Alamos National Bank, a national banking association with its main office located in Los Alamos, New Mexico, and Daniel W. Thompson. As used in this Agreement, capitalized terms have the meanings set forth in Section 23.
AGREEMENT AND PLAN OF MERGER by and among ENTERPRISE FINANCIAL SERVICES CORP, ENTERPRISE BANK & TRUST, TRINITY CAPITAL CORPORATION andAgreement and Plan of Merger • November 2nd, 2018 • Trinity Capital Corp • National commercial banks • Delaware
This AGREEMENT AND PLAN OF MERGER (this "Agreement") is dated as of November 1, 2018, by and among Enterprise Financial Services Corp, a Delaware corporation ("Parent"), Enterprise Bank & Trust, a Missouri state-chartered trust company with banking powers and a wholly-owned subsidiary of Parent ("Parent Bank"), Trinity Capital Corporation, a New Mexico corporation ("Company"), and Los Alamos National Bank, a national banking association and wholly-owned subsidiary of Company ("Company Bank").
CHANGE OF CONTROL AGREEMENTChange of Control Agreement • March 30th, 2018 • Trinity Capital Corp • National commercial banks • New Mexico
This Change of Control Agreement ("Agreement") is made and entered into, effective as of the 19th day of July, 2017, by and between Los Alamos National Bank (the "Bank") and Thomas Dolan (the "Executive").
Employment AgreementEmployment Agreement • February 29th, 2016 • Trinity Capital Corp • National commercial banks • New Mexico
This Employment Agreement is made and entered into effective January 11, 2016 (the "Effective Date"), by and among Los Alamos National Bank, a national banking association with its main office located in Los Alamos, New Mexico (the "Company"), and Joseph Martony ("Employee"). As used in this Agreement, capitalized terms have the meanings set forth in Section 21.
UNITED STATES OF AMERICA BEFORE THE BOARD OF GOVERNORS OF THE FEDERAL RESERVE SYSTEM WASHINGTON, D.C.Trinity Capital Corp • October 1st, 2013 • National commercial banks
WHEREAS, it is the common goal of Trinity and the Federal Reserve Bank of Kansas City (the "Reserve Bank") to maintain the financial soundness of Trinity so that Trinity may serve as a source of strength to the Bank;
RETURN THIS SUBSCRIPTION AGREEMENT TO:Trinity Capital Corp • June 23rd, 2017 • National commercial banks
IMPORTANT: The terms of this offering are described in the prospectus dated [__________], 2017 (the "Prospectus"), which you have received together with this Subscription Agreement. You should read the Prospectus carefully in its entirety before completing and returning this Subscription Agreement. If you elect to subscribe for shares of our voting common stock in accordance with the terms contained in the Prospectus and as described further below, you must complete and sign this Subscription Agreement and the accompanying IRS Form W-9 in their entirety. If you fail to provide all of the required information and/or properly sign this Subscription Agreement or the required Form W-9, your subscription may be returned to you, without interest, penalty or deduction for expenses.
Employment AgreementEmployment Agreement • February 25th, 2015 • Trinity Capital Corp • National commercial banks • New Mexico
This Employment Agreement is made and entered into effective September 12, 2014 (the "Effective Date"), by and among Trinity Capital Corporation, a New Mexico Corporation ("Trinity") and its subsidiary Los Alamos National Bank, a national banking association with its main office located in Los Alamos, New Mexico (collectively referred to herein as the "Company"), and Anne Kain ("Employee"). As used in this Agreement, capitalized terms have the meanings set forth in Section 19.
AGREEMENT BY AND BETWEEN Los Alamos National Bank Los Alamos, New Mexico and The Comptroller of the CurrencyAgreement by and Between • February 1st, 2010 • Trinity Capital Corp • National commercial banks
Los Alamos National Bank, Los Alamos, NM (“Bank”) and the Comptroller of the Currency of the United States of America (“Comptroller”) wish to protect the interests of the depositors, other customers, and shareholders of the Bank, and, toward that end, wish the Bank to operate safely and soundly and in accordance with all applicable laws, rules and regulations.
SEVERANCE AGREEMENTSeverance Agreement • August 22nd, 2018 • Trinity Capital Corp • National commercial banks • New Mexico
This SEVERANCE AGREEMENT (this “Agreement”), dated as of 17 August 2018 by and among Trinity Capital Corporation, a New Mexico corporation, Los Alamos National bank, a national banking association with its main office located in Los Alamos, New Mexico (collectively, the “Bank”), and John S. Gulas (the “Executive”).
FORM OF SUBSCRIPTION AGENT AGREEMENTForm of Subscription Agent Agreement • June 23rd, 2017 • Trinity Capital Corp • National commercial banks • New York
THIS SUBSCRIPTION AGENT AGREEMENT ("Agreement") between Trinity Capital Corporation, a New Mexico corporation (the "Company"), and Continental Stock Transfer & Trust Company, a New York corporation ("Continental"), is dated as of [ ], 2017.
EMPLOYMENT AGREEMENT AMENDMENT # 2Employment Agreement • December 12th, 2014 • Trinity Capital Corp • National commercial banks
This Employment Agreement Amendment #2 (“Amendment #2”) is entered into as of December 31, 2012, by and between TRINITY CAPITAL CORPORATION, a New Mexico corporation (“Trinity”), LOS ALAMOS NATIONAL BANK, a national banking association (“LANB”), TITLE GUARANTY & INSURANCE COMPANY, a New Mexico corporation (“Title Guaranty”), each with their principal offices in Los Alamos, New Mexico (collectively, the “Companies”), and WILLIAM C. ENLOE (“Enloe”), and describes the terms and conditions modifying the Employment Agreement (the “Employment Agreement”) between Companies and Enloe dated January 16, 2007, as amended.
RETURN THIS SUBSCRIPTION AGREEMENT TO:Subscription Agreement • June 23rd, 2017 • Trinity Capital Corp • National commercial banks
IMPORTANT: The terms of this offering are described in the prospectus dated [__________], 2017 (the "Prospectus"), which you have received together with this Subscription Agreement. You should read the Prospectus carefully in its entirety before completing and returning this Subscription Agreement. If you elect to subscribe for shares of our voting common stock in accordance with the terms contained in the Prospectus and as described further below, you must complete and sign this Subscription Agreement and the accompanying IRS Form W-9 in their entirety. If you fail to provide all of the required information and/or properly sign this Subscription Agreement or the required Form W-9, your subscription may be returned to you, without interest, penalty or deduction of expenses.
CHANGE OF CONTROL AGREEMENTChange of Control Agreement • October 30th, 2018 • Trinity Capital Corp • National commercial banks • New Mexico
This Change of Control Agreement ("Agreement") is made and entered into, effective as of the 25th day of October , 2018 (the "Effective Date"), by and between Trinity Capital Corporation and Los Alamos National Bank (collectively the "Bank") and Joseph M. Martony (the "Executive").
EMPLOYMENT AGREEMENT AMENDMENT # 2Employment Agreement • December 12th, 2014 • Trinity Capital Corp • National commercial banks
This Employment Agreement Amendment #2 (“Amendment #2”) is entered into as of December 31, 2012, by and between TRINITY CAPITAL CORPORATION, a New Mexico corporation (“Trinity”), LOS ALAMOS NATIONAL BANK, a national banking association (“LANB”), TITLE GUARANTY & INSURANCE COMPANY, a New Mexico corporation (“Title Guaranty”), each with their principal offices in Los Alamos, New Mexico (collectively, the “Companies”), and STEVE W. WELLS (“Wells”), and describes the terms and conditions modifying the Employment Agreement (the “Employment Agreement”) between Companies and Wells dated January 16, 2007, as amended.
UNITED STATES DEPARTMENT OF THE TREASURY Washington, D.C. 20220 March 27, 2009Trinity Capital Corp • March 27th, 2009 • National commercial banks
Reference is made to that certain Letter Agreement incorporating the Securities Purchase Agreement – Standard Terms dated of as of the date of this letter agreement (the “Securities Purchase Agreement”) between United States Department of Treasury (“Investor”) and the company named on the signature page hereto (the “Company”). Investor and the Company desire to amend the Securities Purchase Agreement as follows:
TRINITY CAPITAL CORPORATIONRestricted Stock Unit Award Agreement • February 29th, 2016 • Trinity Capital Corp • National commercial banks • New Mexico
The Participant specified below has been granted a restricted stock unit award (the "Award") by Trinity Capital Corporation, a New Mexico corporation (the "Company"), under the Trinity Capital Corporation 2015 Long-Term Incentive Plan (the "Plan"). The Award shall be subject to the terms of the Plan and the terms set forth in this Restricted Stock Unit Award Agreement ("Award Agreement").
AGREEMENT BY AND BETWEEN Los Alamos National Bank Los Alamos, New Mexico and The Comptroller of the CurrencyTrinity Capital Corp • December 6th, 2012 • National commercial banks
Los Alamos National Bank, Los Alamos, New Mexico ("Bank") and the Comptroller of the Currency of the United States of America ("Comptroller") wish to protect the interests of the depositors, other customers, and shareholders of the Bank, and, toward that end, wish the Bank to operate safely and soundly and in accordance with all applicable laws, rules and regulations.
TRINITY CAPITAL CORPORATIONStock Appreciation Rights Agreement • January 3rd, 2006 • Trinity Capital Corp • Miscellaneous business credit institution
The Participant specified below has been granted these Stock Appreciation Rights (“SARs”) by TRINITY CAPITAL CORPORATION, a New Mexico corporation (the “Company”) under the terms of the TRINITY CAPITAL CORPORATION 2005 STOCK INCENTIVE PLAN (the “Plan”). The SARs shall be subject to the following terms and conditions set forth herein as well as the terms of the Plan (the “SAR Terms”).
EMPLOYMENT AGREEMENT AMENDMENT #1Employment Agreement • March 17th, 2008 • Trinity Capital Corp • National commercial banks
This Employment Agreement Amendment #1 (“Amendment #1”) is entered into as of March 13, 2008, by and between TRINITY CAPITAL CORPORATION, a New Mexico corporation (“Trinity”), LOS ALAMOS NATIONAL BANK, a national banking association (“LANB”), TITLE GUARANTY & INSURANCE COMPANY, a New Mexico corporation (“Title Guaranty”), each with their principal offices in Los Alamos, New Mexico (collectively, the “Companies”), and WILLIAM C. ENLOE (“Enloe”), and describes the terms and conditions modifying the Employment Agreement (the “Employment Agreement”) between Companies and Enloe dated January 16, 2007.
FORM OF VOTING AGREEMENTForm of Voting Agreement • November 2nd, 2018 • Trinity Capital Corp • National commercial banks • Delaware
This VOTING AGREEMENT (this "Agreement"), dated as of [Ÿ], 2018, is made and entered into between the undersigned shareholder ("Shareholder") of Trinity Capital Corporation, a New Mexico corporation (the "Company"), and Enterprise Financial Services Corp, a Delaware corporation ("Parent").
AND PRODUCTION SERVICES AGREEMENTTitle Plant Lease • January 21st, 2005 • Trinity Capital Corp • Miscellaneous business credit institution • New Mexico
THIS AGREEMENT made this 14th day of January, 2005 is between LandAmerica Capitol City Title Services, Inc., a New Mexico corporation (“Capitol”) and Title Guaranty and Insurance Company, a New Mexico corporation, and assignees (“Title Guaranty”).
Up to 2,105,263 Shares Trinity Capital Corporation (a New Mexico corporation) Voting Common Stock (no par value per share) FORM OF AGENCY AGREEMENT September [__], 2017Trinity Capital Corp • September 19th, 2017 • National commercial banks • Pennsylvania
Trinity Capital Corporation, a New Mexico corporation (the “Company”) and the bank holding company for Los Alamos National Bank, a national bank (the “Bank”), hereby confirms their agreement (the “Agreement”) with Boenning & Scattergood, Inc. (“Boenning” or the “Agent”) to assist the Company, on a best-efforts basis, in the proposed Offering (as such term is hereinafter defined) of up to 2,105,263 shares of the Company’s common stock, no par value per share (the “Voting Common Stock”). The shares of Voting Common Stock to be sold in the Registered Offering and the Private Placement (as such terms are hereinafter defined, and together, the “Offering”) are hereinafter called the “Shares.” The Registered Offering shall consist of the Rights Offering, the DSP, and the Supplemental Community Offering (as such terms are hereinafter defined). The Private Placement shall consist of the Shares sold pursuant to the Standby Purchase Agreement (as such term is hereinafter defined).
Consulting AgreementConsulting Agreement • September 22nd, 2014 • Trinity Capital Corp • National commercial banks • New Mexico
This Consulting Agreement (this "Agreement") is made effective as of the 16th day of September, 2014 (the "Effective Date"), by and between Los Alamos National Bank (the "Bank") and Daniel R. Bartholomew ("Consultant").
EMPLOYMENT AGREEMENT AMENDMENT #1Employment Agreement • March 17th, 2008 • Trinity Capital Corp • National commercial banks
This Employment Agreement Amendment #1 (“Amendment #1”) is entered into as of March 13, 2008, by and between TRINITY CAPITAL CORPORATION, a New Mexico corporation (“Trinity”), LOS ALAMOS NATIONAL BANK, a national banking association (“LANB”), TITLE GUARANTY & INSURANCE COMPANY, a New Mexico corporation (“Title Guaranty”), each with their principal offices in Los Alamos, New Mexico (collectively, the “Companies”), and STEVE W. WELLS (“Wells”), and describes the terms and conditions modifying the Employment Agreement (the “Employment Agreement”) between Companies and Wells dated January 16, 2007.
FORM OF OMNIBUS COMPENATION AMENDMENTParticipation Agreement • March 27th, 2009 • Trinity Capital Corp • National commercial banks
Trinity Capital Corporation (the “Company”) anticipates entering into a Letter Agreement and Securities Purchase Agreement (collectively, the “Participation Agreement”) with the United States Department of Treasury (“Treasury”) that provides for the Company’s participation in the Treasury’s TARP Capital Purchase Program (the “CPP”). If the Company does not participate or ceases at any time to participate in the CPP, this letter shall be of no further force and effect.
Employment AgreementEmployment Agreement • October 20th, 2015 • Trinity Capital Corp • National commercial banks • New Mexico
This Employment Agreement is made and entered into effective October 19, 2015, by and among Los Alamos National Bank, a national banking association with its main office located in Los Alamos, New Mexico (the "Bank"), and Daniel W. Thompson. As used in this Agreement, capitalized terms have the meanings set forth in Section 23.
