FORM OF FIFTH AMENDMENT TO THE TIDAL TRUST III TRANSFER AGENT SERVICING AGREEMENT
TIDAL TRUST III FORM N-14/A
Exhibit 99.13(c)(1)
FORM OF FIFTH AMENDMENT TO THE
TRANSFER AGENT SERVICING AGREEMENT
THIS FIFTH AMENDMENT effective as of [·], 2024 (the “Effective Date”), to the Transfer Agent Servicing Agreement (the “Agreement”) dated as of July 11, 2024, as amended, is entered into by and between TIDAL TRUST III, a Delaware statutory trust (the “Trust”), and U.S. BANCORP FUND SERVICES, LLC d/b/a U.S. BANK GLOBAL FUND SERVICES, a Wisconsin limited liability company (“Fund Services”).
RECITALS
WHEREAS, the parties have entered into the Agreement; and
WHEREAS, the parties desire to amend the Agreement to update Exhibit A to:
Add the following fund:
| ● | The BeeHive ETF |
WHEREAS, Section 13 of the Agreement allows for its amendment by a written instrument executed by both parties and authorized or approved by the Board of Trustees of the Trust.
NOW, THEREFORE, the parties agree as follows:
Exhibit A of the Agreement is hereby superseded and replaced in its entirety with Exhibit A attached hereto.
Except to the extent amended hereby, the Agreement shall remain in full force and effect.
Signatures on Next Page
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IN WITNESS WHEREOF, the parties hereto have caused this Fifth Amendment to be executed by a duly authorized officer on one or more counterparts as of the date last written below.
| TIDAL TRUST III | U.S. BANCORP FUND SERVICES, LLC | |||
| By: | By: | |||
| Name: | Name: | |||
| Title: | Title: | |||
| Date: | Date: | |||
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Exhibit A to the
Transfer Agent Servicing Agreement
Separate Series of Tidal Trust III
Name of Series
| Unity Wealth Partners Dynamic Capital Appreciation & Options ETF |
| TradersAI Large Cap Equity & Cash ETF |
| Rockefeller Opportunistic Municipal Bond ETF |
| Rockefeller California Municipal Bond ETF |
| Rockefeller New York Municipal Bond ETF |
| Rockefeller Global Equity ETF |
| Rockefeller U.S. Small-Mid Cap ETF |
| 4E Quality Growth ETF |
| GammaRoad
Market Navigation ETF Impact Shares YWCA Women's Empowerment ETF Impact Shares NAACP Minority Empowerment ETF VistaShares Artificial Intelligence Supercycle ETF VistaShares Electrification Supercycle ETF |
| FIRE Funds™ Wealth Builder ETF |
FIRE Funds™ Income Target ETF Ninepoint Energy Income ETF Ninepont Energy ETF Xxx Xxxxx Research 360° Core Equity ETF Xxx Xxxxx Research 360° Dynamic Allocation ETF Fundstrat Granny Shots US Large Cap ETF The BeeHive ETF |
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