FIRST AMENDMENT TO THE
FIRST AMENDMENT TO THE
AMENDMENT to the Transfer Agent Servicing Agreement, (“Agreement”) is made and entered into as of
November 1, 2018, by and between USCA FUND TRUST, a Delaware statutory trust (the “Trust”) and U.S. BANCORP FUND SERVICES, LLC, d/b/a U.S. BANCORP GLOBAL FUND SERVICES, LLC a
Wisconsin limited liability company (“Fund Services”).
WHEREAS, the parties
have entered into the Transfer Agent Servicing Agreement, dated as September 12, 2016 (the “Agreement”); and
WHEREAS, the name of U.S. Bancorp Fund Services, LLC has been changed to U.S. Bancorp Fund Services, LLC d/b/a U.S. Bancorp Global Fund Services; and
WHEREAS, the parties
desire to update Exhibit A, the funds list of the Agreement; and
WHEREAS, Section 13 of
the Agreement allows for its amendment by a written instrument executed by both parties.
NOW, THEREFORE, the
parties agree as follows:
Exhibit A of the Agreement is
hereby superseded and replaced with Exhibit A attached hereto.
Except to the extent amended hereby, the Agreement shall remain in full force and effect.
IN WITNESS WHEREOF,
the parties hereto have caused this Amendment to be executed by a duly authorized officer on one or more counterparts as of the date and year first written above.
|
By:/s/ Xxxxxx X. Xxxxxxxxxx
Name: Xxxxxx X. Xxxxxxxxxx Title: President |
QUASAR DISTRIBUTORS, LLC
By:/s/ Xxxxx X. Xxxxxxxxx
Name: Xxxxx X. Xxxxxxxxx Title: Senior Vice President___ |
1
Exhibit A to the Transfer Agent Servicing Agreement – USCA Fund Trust
Separate Series of USCA Fund Trust
Name of Series
USCA Premium Buy-Write Fund
2
