USCA Fund Trust Sample Contracts

INVESTMENT ADVISORY AGREEMENT Between USCA FUND TRUST and USCA ASSET MANAGEMENT LLC
Investment Advisory Agreement • September 15th, 2016 • USCA Fund Trust • Delaware

This AGREEMENT is made as of [ ] between USCA FUND TRUST, a Delaware statutory trust (the “Trust”), and USCA ASSET MANAGEMENT LLC, a Delaware limited liability company (the “Adviser”) located at 4444 Westheimer Road, Suite G500, Houston, TX 77027.

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CUSTODY AGREEMENT
Custody Agreement • September 15th, 2016 • USCA Fund Trust • New York

THIS AGREEMENT is made and entered into as of this 12th day of September, 2016, by and between USCA FUND TRUST, a Delaware statutory trust (the “Trust”), and U.S. BANK NATIONAL ASSOCIATION, a national banking association organized and existing under the laws of the United States of America (the “Custodian”).

FUND ACCOUNTING SERVICING AGREEMENT
Fund Accounting Servicing Agreement • September 15th, 2016 • USCA Fund Trust • New York

THIS AGREEMENT is made and entered into as of this 12th day of September, 2016, by and between USCA FUND TRUST, a Delaware statutory trust (the “Trust”) and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).

Trust for Advised Portfolios INVESTMENT ADVISORY AGREEMENT with Ziegler Capital Management, LLC
Investment Advisory Agreement • October 22nd, 2020 • Trust for Advised Portfolios • Delaware

THIS INVESTMENT ADVISORY AGREEMENT is made as of the 16th day of July, 2020, by and between Trust for Advised Portfolios, a Delaware statutory trust (hereinafter called the “Trust”), on behalf of the series of the Trust listed on Schedule A (each a “Fund”), which may be amended from time to time, and Ziegler Capital Management, LLC, a Wisconsin limited liability company (hereinafter called the “Adviser”).

FUND ADMINISTRATION SERVICING AGREEMENT
Fund Administration Servicing Agreement • September 15th, 2016 • USCA Fund Trust • New York

THIS AGREEMENT is made and entered into as of this 12th day of September, 2016, by and between USCA FUND TRUST, a Delaware statutory trust (the “Trust”) and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).

INVESTMENT SUB-ADVISORY AGREEMENT
Investment Sub-Advisory Agreement • October 22nd, 2020 • Trust for Advised Portfolios • Delaware

THIS INVESTMENT SUB-ADVISORY AGREEMENT (the “Agreement”) made this ___ day of _______ 2020 by and between ZIEGLER CAPITAL MANAGEMENT, LLC (hereinafter referred to as the “Investment Adviser”) and USCA ASSET MANAGEMENT, LLC (hereinafter referred to as the “Subadviser”), which Agreement may be executed in any number of counterparts, each of which shall be deemed to be an original, but all of which together shall constitute but one instrument.

FORM OF OPINION
Agreement and Plan of Reorganization • October 22nd, 2020 • Trust for Advised Portfolios
FORM OF AMENDMENT TO THE TRUST FOR ADVISED PORTFOLIOS TRANSFER AGENT SERVICING AGREEMENT
Transfer Agent Servicing Agreement • October 22nd, 2020 • Trust for Advised Portfolios

THIS AMENDMENT to the Transfer Agent Servicing Agreement, dated as of January 1, 2014, as amended (the “Agreement”), is entered into by and between TRUST FOR ADVISED PORTFOLIOS, a Delaware statutory trust (the “Trust”) and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).

TRUST FOR ADVISED PORTFOLIOS FORM OF OPERATING EXPENSES LIMITATION AGREEMENT
Operating Expenses Limitation Agreement • October 22nd, 2020 • Trust for Advised Portfolios • Delaware

THIS OPERATING EXPENSES LIMITATION AGREEMENT (this “Agreement”) is effective as of the 27th day of March 2020 by and between Trust for Advised Portfolios, a Delaware statutory trust (the “Trust”), on behalf of the series of the Trust listed on Schedule A, which may be amended from time to time (the “Fund”), and Ziegler Capital Management, LLC (the “Adviser”).

AGREEMENT AND DECLARATION OF TRUST of
Trust Agreement • June 30th, 2016 • USCA Fund Trust • Delaware

AGREEMENT AND DECLARATION OF TRUST made this 1st day of June, 2016, by the Trustees hereunder, and by the holders of shares of beneficial interest to be issued hereunder as hereinafter provided. This Agreement and Declaration of Trust shall be effective upon the filing of the Certificate of Trust in the office of the Secretary of State of the State of Delaware.

AMENDED AND RESTATED USCA FUND TRUST OPERATING EXPENSES LIMITATION AGREEMENT
Operating Expenses Limitation Agreement • January 28th, 2019 • USCA Fund Trust • Delaware

THIS AMENDED AND RESTATED OPERATING EXPENSES LIMITATION AGREEMENT (the “Agreement”) is effective as of the 31st day of January, 2017, by and between USCA FUND TRUST, a Delaware statutory trust (the “Trust”), on behalf of USCA SHIELD FUND (the “Fund”), a series of the Trust, and the advisor of the Fund, USCA Asset Management LLC (the “Advisor”).

FIRST AMENDMENT TO THE
Fund Administration Servicing Agreement • January 28th, 2019 • USCA Fund Trust

THIS AMENDMENT to the Fund Administration Agreement is made and entered into as of October 17, 2018, by and between USCA FUND TRUST, a Delaware statutory trust (the “Trust”) and U.S. BANCORP FUND SERVICES, LLC, d/b/a U.S. BANCORP GLOBAL FUND SERVICES, LLC a Wisconsin limited liability company (“Fund Services”).

FIRST AMENDMENT TO THE
Fund Accounting Servicing Agreement • January 28th, 2019 • USCA Fund Trust

AMENDMENT to the Fund Accounting Servicing Agreement, (“Agreement”) is made and entered into as of November 1, 2018, by and between USCA FUND TRUST, a Delaware statutory trust (the “Trust”) and U.S. BANCORP FUND SERVICES, LLC, d/b/a U.S. BANCORP GLOBAL FUND SERVICES, LLC a Wisconsin limited liability company (“Fund Services”).

FORM OF AMENDMENT TO THE TRUST FOR ADVISED PORTFOLIOS CUSTODY AGREEMENT
Custody Agreement • October 22nd, 2020 • Trust for Advised Portfolios

THIS AMENDMENT to the Custody Agreement, dated as of January 1, 2014, as amended (the “Agreement”), is entered into by and between TRUST FOR ADVISED PORTFOLIOS, a Delaware statutory trust (the “Trust”), and U.S. BANK NATIONAL ASSOCIATION, a national banking association (the “Custodian”).

FOURTH AMENDMENT TO THE DISTRIBUTION AGREEMENT
Distribution Agreement • October 22nd, 2020 • Trust for Advised Portfolios

THIS THIRD AMENDMENT, dated as of the [ ] day of [ ], 2020, to the Distribution Agreement dated as of January 1, 2014 (the “Agreement”), as amended is entered into by and between Trust for Advised Portfolios, a Delaware statutory trust (the “Trust”) and Quasar Distributors, LLC, a Delaware limited liability company (the “Distributor.”)

ADDENDUM TO THE FUND ADMINISTRATION SERVICING AGREEMENT
Fund Administration Servicing Agreement • January 28th, 2019 • USCA Fund Trust

This addendum to the Fund Administration Servicing Agreement dated September 12, 2016 (the “Agreement”) is entered into by and between USCA Fund (the “Trust”) and U.S. Bancorp Fund Services, LLC (“USBFS”).

FIRST AMENDMENT TO THE
Transfer Agent Servicing Agreement • January 28th, 2019 • USCA Fund Trust

AMENDMENT to the Transfer Agent Servicing Agreement, (“Agreement”) is made and entered into as of November 1, 2018, by and between USCA FUND TRUST, a Delaware statutory trust (the “Trust”) and U.S. BANCORP FUND SERVICES, LLC, d/b/a U.S. BANCORP GLOBAL FUND SERVICES, LLC a Wisconsin limited liability company (“Fund Services”).

FIRST AMENDMETN TO THE CUSTODY AGREEMENT
Custody Agreement • January 28th, 2019 • USCA Fund Trust

THIS Amendment to the Custody Agreement is made and entered into as of this 1st day of November 2018, by and between USCA Fund Trust, a Delaware statutory trust (the “Trust”), and U.S. BANK NATIONAL ASSOCIATION, a national banking association organized and existing under the laws of the United States of America (the “Custodian”).

FIRST AMENDMETN TO THE DISTRIBUTION AGREEMENT
Distribution Agreement • January 28th, 2019 • USCA Fund Trust

THIS Amendment to the Distribution Agreement, dated September 12, 2016 (the “Agreement) is made and entered into as of this 1st day of November, 2018, by and between USCA Fund Trust, a Delaware statutory trust (the “Trust”), and Quasar Distributors, LLC, a Delaware limited liability company (the “Distributor”).

FORM OF AMENDMENT TO THE TRUST FOR ADVISED PORTFOLIOS FUND ACCOUNTING SERVICING AGREEMENT
Fund Accounting Servicing Agreement • October 22nd, 2020 • Trust for Advised Portfolios

THIS AMENDMENT to the Fund Accounting Servicing Agreement dated as of January 1, 2014, as amended (the “Agreement”), is entered into by and between TRUST FOR ADVISED PORTFOLIOS, a Delaware statutory trust (the “Trust”) and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).

FORM OF AMENDMENT TO THE TRUST FOR ADVISED PORTFOLIOS FUND ADMINISTRATION SERVICING AGREEMENT
Fund Administration Servicing Agreement • October 22nd, 2020 • Trust for Advised Portfolios

THIS AMENDMENT to the Fund Administration Servicing Agreement dated as of January 1, 2014, as amended (the “Agreement”), is entered into by and between TRUST FOR ADVISED PORTFOLIOS, a Delaware statutory trust (the “Trust”) and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).

TRANSFER AGENT SERVICING AGREEMENT
Transfer Agent Servicing Agreement • September 15th, 2016 • USCA Fund Trust • New York

THIS AGREEMENT is made and entered into as of this 12th day of September, 2016, by and between USCA FUND TRUST, a Delaware statutory trust (the “Trust”), and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).

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