0000894189-19-000454 Sample Contracts

AMENDED AND RESTATED USCA FUND TRUST OPERATING EXPENSES LIMITATION AGREEMENT
Operating Expenses Limitation Agreement • January 28th, 2019 • USCA Fund Trust • Delaware

THIS AMENDED AND RESTATED OPERATING EXPENSES LIMITATION AGREEMENT (the “Agreement”) is effective as of the 31st day of January, 2017, by and between USCA FUND TRUST, a Delaware statutory trust (the “Trust”), on behalf of USCA SHIELD FUND (the “Fund”), a series of the Trust, and the advisor of the Fund, USCA Asset Management LLC (the “Advisor”).

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FIRST AMENDMENT TO THE
Fund Administration Servicing Agreement • January 28th, 2019 • USCA Fund Trust

THIS AMENDMENT to the Fund Administration Agreement is made and entered into as of October 17, 2018, by and between USCA FUND TRUST, a Delaware statutory trust (the “Trust”) and U.S. BANCORP FUND SERVICES, LLC, d/b/a U.S. BANCORP GLOBAL FUND SERVICES, LLC a Wisconsin limited liability company (“Fund Services”).

FIRST AMENDMENT TO THE
Fund Accounting Servicing Agreement • January 28th, 2019 • USCA Fund Trust

AMENDMENT to the Fund Accounting Servicing Agreement, (“Agreement”) is made and entered into as of November 1, 2018, by and between USCA FUND TRUST, a Delaware statutory trust (the “Trust”) and U.S. BANCORP FUND SERVICES, LLC, d/b/a U.S. BANCORP GLOBAL FUND SERVICES, LLC a Wisconsin limited liability company (“Fund Services”).

ADDENDUM TO THE FUND ADMINISTRATION SERVICING AGREEMENT
Fund Administration Servicing Agreement • January 28th, 2019 • USCA Fund Trust

This addendum to the Fund Administration Servicing Agreement dated September 12, 2016 (the “Agreement”) is entered into by and between USCA Fund (the “Trust”) and U.S. Bancorp Fund Services, LLC (“USBFS”).

FIRST AMENDMENT TO THE
Transfer Agent Servicing Agreement • January 28th, 2019 • USCA Fund Trust

AMENDMENT to the Transfer Agent Servicing Agreement, (“Agreement”) is made and entered into as of November 1, 2018, by and between USCA FUND TRUST, a Delaware statutory trust (the “Trust”) and U.S. BANCORP FUND SERVICES, LLC, d/b/a U.S. BANCORP GLOBAL FUND SERVICES, LLC a Wisconsin limited liability company (“Fund Services”).

FIRST AMENDMETN TO THE CUSTODY AGREEMENT
Custody Agreement • January 28th, 2019 • USCA Fund Trust

THIS Amendment to the Custody Agreement is made and entered into as of this 1st day of November 2018, by and between USCA Fund Trust, a Delaware statutory trust (the “Trust”), and U.S. BANK NATIONAL ASSOCIATION, a national banking association organized and existing under the laws of the United States of America (the “Custodian”).

FIRST AMENDMETN TO THE DISTRIBUTION AGREEMENT
Distribution Agreement • January 28th, 2019 • USCA Fund Trust

THIS Amendment to the Distribution Agreement, dated September 12, 2016 (the “Agreement) is made and entered into as of this 1st day of November, 2018, by and between USCA Fund Trust, a Delaware statutory trust (the “Trust”), and Quasar Distributors, LLC, a Delaware limited liability company (the “Distributor”).

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