CUSTODY AGREEMENTCustody Agreement • May 17th, 2012 • Reaves Utility Income Fund • New York
AGREEMENT, dated as of February 24, 2004, between Reaves Utility Income Fund, a statutory trust organized and existing under the laws of the State of Delaware having its principal office and place of business at 1625 Broadway, Suite 2200, Denver, Colorado 80202 (the “Fund”) and The Bank of New York, a New York corporation authorized to do a banking business having its principal office and place of business at One Wall Street, New York, New York 10286 (“Custodian”).
AGREEMENT AND DECLARATION OF TRUSTAgreement and Declaration of Trust • October 22nd, 2003 • Utility Income Trust • Delaware
SUB-PLACEMENT AGENT AGREEMENT Paralel Distributors LLCSub-Placement Agent Agreement • September 19th, 2022 • Reaves Utility Income Fund • New York
From time to time Paralel Distributors LLC (the "Distributor", "we" or "us") will act as manager of registered at-the-market offerings by Reaves Utility Income Fund, a Delaware statutory trust (the "Fund"), of up to 8,000,000 shares (the "Shares") of beneficial interest, no par value, of the Fund (the "Common Shares"). In the case of such offerings, the Fund has agreed with the Distributor to issue and sell through the Distributor, as sales agent, the Shares (the "Distribution Agreement").
STOCK TRANSFER AGENCY AGREEMENTStock Transfer Agency Agreement • May 17th, 2012 • Reaves Utility Income Fund • New York
AGREEMENT, made as of February 24, 2004, by and between the REAVES UTILITY INCOME FUND, a statutory trust organized and existing under the laws of the State of Delaware (hereinafter referred to as the “Customer”), and THE BANK OF NEW YORK, a New York trust company (hereinafter referred to as the “Bank”).
DISTRIBUTION AGREEMENTDistribution Agreement • September 19th, 2022 • Reaves Utility Income Fund • New York
This DISTRIBUTION AGREEMENT (this "Agreement") made as of September 19, 2022 by and between Reaves Utility Income Fund, a Delaware statutory trust (the "Fund"), and Paralel Distributors LLC, a Delaware limited liability company (the "Distributor").
CHIEF COMPLIANCE OFFICER SERVICES AGREEMENT (this “Agreement) dated September 8, 2009 (the “Effective Date”) between Reaves Utility Income Fund (the “Trust”), and ALPS Fund Services, Inc. (“ALPS”), a Colorado corporation.Chief Compliance Officer Services Agreement • May 17th, 2012 • Reaves Utility Income Fund • Colorado
In a joint effort between the Trust and ALPS to ensure the Trust is in compliance with Rule 38a-1 (the “Rule”) under the Investment Company Act of 1940, as amended (the “1940 Act”), ALPS has agreed to render services to the Trust by entering into a formal agreement with respect thereto effective from and after the Effective Date.
Subscription Agent Agreement Between Reaves Utility Income Fund and Computershare Trust Company, N.A. and Computershare Inc.Subscription Agent Agreement • August 8th, 2017 • Reaves Utility Income Fund • New York
THIS SUBSCRIPTION AGENT AGREEMENT (the “Agreement”) is entered into as of this ____ day of ____ 2017 (the “Effective Date”) by and among Reaves Utility Income Fund, a company organized and existing under the laws of the State of Delaware (the "Company"), and Computershare Trust Company, N.A., a national banking association (“Trust Company”), and Computershare Inc., a Delaware corporation (“Computershare” and, collectively with Trust Company, the “Agent”).
STOCK TRANSFER AGENCY AGREEMENTTransfer Agency Agreement • April 30th, 2004 • Reaves Utility Income Fund • New York
AGREEMENT, made as of February 24, 2004, by and between the REAVES UTILITY INCOME FUND, a statutory trust organized and existing under the laws of the State of Delaware (hereinafter referred to as the "Customer"), and THE BANK OF NEW YORK, a New York trust company (hereinafter referred to as the "Bank").
ADMINISTRATION, BOOKKEEPING AND PRICING SERVICES AGREEMENTPricing Services Agreement • April 30th, 2004 • Reaves Utility Income Fund • Colorado
THIS AGREEMENT is made as of February 24, 2004, between Reaves Utility Income Fund, a Delaware Statutory Trust (the "Fund"), and ALPS Mutual Funds Services, Inc., a Colorado corporation ("ALPS").
ADMINISTRATION AND FUND ACCOUNTING AGREEMENTAdministration and Fund Accounting Agreement • September 19th, 2022 • Reaves Utility Income Fund • New York
This ADMINISTRATION AND FUND ACCOUNTING AGREEMENT (“Agreement”) is made as of September 19, 2022, between Reaves Utility Income Fund, a Delaware Statutory Trust (the “Trust”), and Paralel Technologies LLC, a Delaware Limited Liability Company (the “Administrator”).
Reaves Utility Income Fund (a Delaware statutory trust) 9,600 Auction Market Preferred Shares ("AMPS") 3,200 Shares [ ]%, Series M7 3,200 Shares [ ]%, Series F7 3,200 Shares [ ]%, Series W28 Liquidation Preference $25,000 per share PURCHASE AGREEMENTReaves Utility Income Fund • June 25th, 2004 • New York
Merrill Lynch & Co. Merrill Lynch, Pierce, Fenner & Smith Incorporated A.G. Edwards & Sons, Inc. BNY Capital Markets, Inc. c/o Merrill Lynch, Pierce, Fenner & Smith Incorporated 4 World Financial Center New York, New York 10080
INVESTMENT ADVISORY AND MANAGEMENT AGREEMENTAnd Management Agreement • April 30th, 2004 • Reaves Utility Income Fund • Delaware
THIS AGREEMENT is made and entered into as of February 24, 2004, by and between REAVES UTILITY INCOME FUND (the "Fund"), a Delaware statutory trust registered as a closed-end investment company under the Investment Company Act of 1940, as amended (the "Investment Company Act"), and W. H. REAVES & CO., INC. (the "Adviser"), a Delaware corporation registered as an investment adviser under the Investment Advisers Act of 1940, as amended (the "Advisers Act").
Subscription Agent Agreement Between Reaves Utility Income Fund and Computershare Trust Company, N.A. and Computershare Inc.Agent Agreement • November 6th, 2015 • Reaves Utility Income Fund • New York
THIS SUBSCRIPTION AGENT AGREEMENT (the "Agreement") is entered into as of this _____day of ______________ 20__ (the "Effective Date") by and among Reaves Utility Income Fund, a company organized and existing under the laws of the State of Delaware (the "Company"), and Computershare Trust Company, N.A., a national banking association ("Trust Company"), and Computershare Inc., a Delaware corporation ("Computershare" and, collectively with Trust Company, the "Agent").
AUCTION AGENCY AGREEMENT dated as of June [ ], 2004 Relating to Auction Market Preferred Shares ("AMPS"), Series M7 Series F7 and Series W28 of REAVES UTILITY INCOME FUNDAuction Agency Agreement • June 24th, 2004 • Reaves Utility Income Fund • New York
This Auction Agency Agreement (this "Agreement"), dated as of June [ ], 2004, is between REAVES UTILITY INCOME FUND (the "Fund") and The Bank of New York, a New York banking corporation.
ContractSubscription Agent Agreement • June 29th, 2012 • Reaves Utility Income Fund • New York
THIS SUBSCRIPTION AGENT AGREEMENT (this “Agreement”) between Reaves Utility Income Fund, a Delaware statutory trust (the “Company”), and Computershare Trust Company, N.A. (“Agent”), is dated as of , 2012.
INVESTMENT ADVISORY AND MANAGEMENT AGREEMENTInvestment Advisory and Management Agreement • May 17th, 2012 • Reaves Utility Income Fund • Delaware
THIS AGREEMENT is made and entered into as of August 26, 2010 (the “Effective Date”), by and between REAVES UTILITY INCOME FUND (the “Fund”), a Delaware statutory trust registered as a closed-end investment company under the Investment Company Act of 1940, as amended (the “Investment Company Act”), and W. H. REAVES & CO., INC. (the “Adviser”), a Delaware corporation registered as an investment adviser under the Investment Advisers Act of 1940, as amended (the “Advisers Act”).
REAVES UTILITY INCOME FUND AMENDMENT NO. 1 TO DISTRIBUTION AGREEMENTDistribution Agreement • October 6th, 2020 • Reaves Utility Income Fund • New York
AMENDMENT NO. 1 TO SUB-PLACEMENT AGENT AGREEMENTSub-Placement Agent Agreement • November 22nd, 2021 • Reaves Utility Income Fund • New York
ADMINISTRATION, BOOKKEEPING AND PRICING SERVICES AGREEMENTBookkeeping And • May 17th, 2012 • Reaves Utility Income Fund • Colorado
THIS AGREEMENT is made as of February 24, 2004, between Reaves Utility Income Fund, a Delaware Statutory Trust (the “Fund”), and ALPS Mutual Funds Services, Inc., a Colorado corporation (“ALPS”).
Subscription Agent Agreement Between [Company Name] and Computershare Trust Company, N.A. and Computershare Inc.Subscription Agent Agreement • June 19th, 2017 • Reaves Utility Income Fund • New York
THIS SUBSCRIPTION AGENT AGREEMENT (the “Agreement”) is entered into as of this _____day of ______________ 20__ (the “Effective Date”) by and among [COMPANY NAME], a company organized and existing under the laws of the State of _______________ (the "Company"), and Computershare Trust Company, N.A., a national banking association (“Trust Company”), and Computershare Inc., a Delaware corporation (“Computershare” and, collectively with Trust Company, the “Agent”).
Addendum to Administration, Bookkeeping, and Pricing Services Agreement Dated February 24, 2004 Between ALPS Mutual Funds Services, Inc. and Reaves Utility Income FundServices Agreement • May 17th, 2012 • Reaves Utility Income Fund
THIS ADDENDUM is made as of September 1, 2006, by and between ALPS Mutual Funds Services, Inc. (“ALPS”), and Reaves Utility Income Fund (“Trust”).
October 9, 2015Reaves Utility Income Fund • November 6th, 2015 • New York
This Letter of Agreement, including the Appendix attached hereto (collectively, this "Agreement"), sets forth the terms and conditions of the engagement of Georgeson Inc. ("Georgeson") by Reaves Utility Income Fund (the "Company") to act as Information Agent in connection with the Company's upcoming rights offering (the "Offering"). The term of this Agreement shall be the term of the Offering, including any extensions thereof.
Amendment to the Investment Advisory and Management AgreementManagement Agreement • January 12th, 2022 • Reaves Utility Income Fund
This Amendment, dated May 11, 2021 (this "Amendment"), is to the Investment Advisory and Management Agreement dated August 26, 2010 (the "Agreement"), by and between Reaves Utility Income Fund (the "Fund"), a Delaware statutory trust, and W. H. Reaves & Co., Inc. (the "Adviser"), a Delaware corporation. Any items not herein defined shall have the meaning ascribed to them in the Agreement.
Amendment to the Investment Advisory and Management AgreementInvestment Advisory and Management Agreement • November 24th, 2021 • Reaves Utility Income Fund
This Amendment, dated May 11, 2021 (this “Amendment”), is to the Investment Advisory and Management Agreement dated August 26, 2010 (the “Agreement”), by and between Reaves Utility Income Fund (the “Fund”), a Delaware statutory trust, and W. H. Reaves & Co., Inc. (the “Adviser”), a Delaware corporation. Any items not herein defined shall have the meaning ascribed to them in the Agreement.
SUBSCRIPTION AGREEMENTReaves Utility Income Fund • February 24th, 2004
WHEREAS, there has been organized under the laws of the State of Delaware, a statutory trust known as the Reaves Utility Income Fund (the "Fund").
Reaves Utility Income Fund Page 1Reaves Utility Income Fund • August 8th, 2017 • New York
December 9, 2013Master Custodian Agreement • November 6th, 2015 • Reaves Utility Income Fund
Reference is hereby made to the Master Custodian Agreement (the "Custodian Agreement") dated as of June 3, 2013, effective as of December 9, 2013, by and among Reaves Utility Income Fund (the "Fund") and State Street Bank and Trust Company ("State Street") pursuant to which State Street provides custodial services to the Fund in respect of specified securities. The Fund has entered into a securities lending arrangement with BNP Paribas Prime Brokerage International, Ltd. (the "Lending Agent") pursuant to which the Lending Agent acting on behalf of the Fund will loan certain securities held by State Street to third parties. In connection with aforementioned lending activities, State Street, the Fund and the Lending Agent have agreed on certain State Street Third Party Lending Operational Procedures ("Lending Operational Procedures") which are attached hereto as Exhibit A.
Rehypothecation Side LetterReaves Utility Income Fund • May 17th, 2012
This Rehypothecation Side Letter (the “Side Letter”) is entered into between REAVES UTILITY INCOME FUND (“Customer”) and BNP PARIBAS PRIME BROKERAGE, INC. (“Counterparty”), on behalf of itself and as agent for the BNPP Entities.
June 28, 2012Letter of Agreement • June 29th, 2012 • Reaves Utility Income Fund • New York
This Letter of Agreement, including the Appendix attached hereto (collectively, this “Agreement”), sets forth the terms and conditions of the engagement of Georgeson Inc. (“Georgeson”) by Reaves Utility Income Fund (the “Trust”) to act as Information Agent in connection with its rights offering scheduled for 2012 (the “Offer”). The term of the Agreement shall be the term of the Offer, including any extensions thereof.
ADDITIONAL COMPENSATION AGREEMENTCompensation Agreement • February 26th, 2004 • Reaves Utility Income Fund • New York
ADDITIONAL COMPENSATION AGREEMENT (the "Agreement"), dated as of February 27, 2004, between Merrill Lynch & Co., Merrill Lynch, Pierce, Fenner & Smith Incorporated ("Merrill Lynch") and W.H. Reaves & Co., Inc. ("Reaves").
STOCK TRANSFER AGENCY AGREEMENT between REAVES UTILITY INCOME FUND and THE BANK OF NEW YORK Dated as of February , 2004 ACCOUNT NUMBER(S)Agency Agreement • February 24th, 2004 • Reaves Utility Income Fund • New York
AGREEMENT, made as of February , 2004, by and between the REAVES UTILITY INCOME FUND, a statutory trust organized and existing under the laws of the State of Delaware (hereinafter referred to as the "Customer"), and THE BANK OF NEW YORK, a New York trust company (hereinafter referred to as the "Bank").
ALPS DISTRIBUTORS, INC. AMENDMENT NO. 2 TO SUB-PLACEMENT AGENT AGREEMENTAgent Agreement • October 6th, 2020 • Reaves Utility Income Fund • New York
ALPS DISTRIBUTORS, INC. AMENDMENT NO. 3 TO SUB-PLACEMENT AGENT AGREEMENTAgent Agreement • June 21st, 2021 • Reaves Utility Income Fund • New York
ALPS DISTRIBUTORS, INC. AMENDMENT NO. 4 TO SUB-PLACEMENT AGENT AGREEMENTAgent Agreement • November 22nd, 2021 • Reaves Utility Income Fund • New York
CREDIT AGREEMENTCredit Agreement • August 8th, 2017 • Reaves Utility Income Fund • New York
CREDIT AGREEMENT (this “Agreement”), dated as of _______, 2016, by and between REAVES UTILITY INCOME FUND, a Delaware statutory trust that is registered under the Investment Company Act of 1940, as amended (the “Client”), and PERSHING LLC (“Pershing”).
