AMENDED AND RESTATED SUB-PLACEMENT AGENT AGREEMENT Foreside Fund Services, LLC Three Canal Plaza, Suite 100 Portland, ME 04101Sub-Placement Agent Agreement • December 20th, 2021 • Brookfield Real Assets Income Fund Inc. • New York
CUSTODY AGREEMENTCustody Agreement • July 12th, 2016 • Brookfield Real Assets Income Fund Inc. • Minnesota
THIS AGREEMENT is made and entered into as of the [ ] day of [ ], [ ], by and between[ ], a Maryland corporation, (the “Fund”), and U.S. BANK NATIONAL ASSOCIATION, a national banking association organized and existing under the laws of the United States of America with its principal place of business at Minneapolis, Minnesota (the “Custodian”).
AMENDED AND RESTATED DISTRIBUTION AGREEMENTDistribution Agreement • December 20th, 2021 • Brookfield Real Assets Income Fund Inc. • New York
This AMENDED AND RESTATED DISTRIBUTION AGREEMENT (this "Agreement") made as of December 17, 2021, by and between Brookfield Real Assets Income Fund Inc., a Maryland corporation (the "Fund"), and Foreside Fund Services, LLC, a Delaware limited liability company (the "Distributor").
FUND ACCOUNTING SERVICING AGREEMENTFund Accounting Servicing Agreement • July 12th, 2016 • Brookfield Real Assets Income Fund Inc. • Wisconsin
THIS AGREEMENT is made and entered into as of this [ ] day of [ ], [ ], by and between [ ], a Maryland corporation (the “Fund”), and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).
INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • April 5th, 2024 • Brookfield Real Assets Income Fund Inc. • New York
AGREEMENT effective as of January 1, 2022, by and among Brookfield Public Securities Group LLC, a Delaware limited liability company (the “Adviser”), Brookfield Real Assets Income Fund Inc., a Maryland corporation (the “Fund”) solely with respect to Section 10(b) of this Agreement, and Oaktree Fund Advisors, LLC, a Delaware limited liability company (the “Sub-Adviser”).
BROOKFIELD INVESTMENT MANAGEMENT INC. FUND SUB-ADMINISTRATION SERVICING AGREEMENTFund Sub-Administration Servicing Agreement • July 12th, 2016 • Brookfield Real Assets Income Fund Inc. • Wisconsin
THIS AGREEMENT is made and entered into as of the [ ] day of [ ], [ ], by and between BROOKFIELD INVESTMENT MANAGEMENT INC., (“BIM”) with respect to [ ], a Maryland corporation (the “Fund”) and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).
INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • April 5th, 2024 • Brookfield Real Assets Income Fund Inc. • New York
AGREEMENT made as of May 12, 2016, by and between Brookfield Investment Management Inc., a Delaware corporation (the “Adviser”), and Brookfield Real Assets Income Fund Inc., a Maryland corporation (the “Fund”).
ADMINISTRATION AGREEMENTAdministration Agreement • May 17th, 2016 • Brookfield Real Assets Income Fund Inc.
THIS AGREEMENT is made as of the [ ]th day of [ ], 2016, by and between Brookfield Real Assets Income Fund Inc., a Maryland corporation (the “Fund”), and Brookfield Investment Management Inc., a Delaware corporation (the “Administrator”);
TRANSFER AGENCY AND REGISTRAR SERVICES AGREEMENTTransfer Agency and Registrar Services Agreement • July 12th, 2016 • Brookfield Real Assets Income Fund Inc. • New York
This Transfer Agency and Registrar Services Agreement (this “Agreement”), dated as of , 201 is between , a corporation (the “Company”) and American Stock Transfer & Trust Company, LLC, a New York limited liability trust company (“AST”).
JOINT FIDELITY BOND AGREEMENT As of March 15, 2020Joint Fidelity Bond Agreement • March 24th, 2020 • Brookfield Real Assets Income Fund Inc. • New York
WHEREAS, Brookfield Global Listed Infrastructure Income Fund Inc., Brookfield Real Assets Income Fund Inc., Center Coast Brookfield MLP & Energy Infrastructure Fund and Brookfield Investment Funds and its separate series, Brookfield Global Listed Real Estate Fund, Brookfield Global Listed Infrastructure Fund, Brookfield U.S. Listed Real Estate Fund, Brookfield Real Assets Securities Fund, Brookfield Real Assets Debt Fund, Center Coast Brookfield Energy Infrastructure Fund and Center Coast Brookfield Midstream Focus Fund as parties to this Agreement (the “Insureds”) are named insureds under a financial institution fidelity bond issued by Great American Insurance Company (the “Policy”);
SUBSCRIPTION AGREEMENTSubscription Agreement • August 10th, 2016 • Brookfield Real Assets Income Fund Inc.
This Agreement is made as of the [ ]th day of [ ], 2016 between Brookfield Real Assets Income Fund Inc., a Maryland corporation (the “Fund”), and Brookfield Investment Management Inc., a corporation of the state of Delaware (the “Subscriber”).
JOINT FIDELITY BOND AGREEMENT As of February 28, 2019Joint Fidelity Bond Agreement • March 15th, 2019 • Brookfield Real Assets Income Fund Inc. • New York
WHEREAS, Brookfield Global Listed Infrastructure Income Fund Inc., Brookfield Real Assets Income Fund Inc., Center Coast Brookfield MLP & Energy Infrastructure Fund and Brookfield Investment Funds and its separate series, Brookfield Global Listed Real Estate Fund, Brookfield Global Listed Infrastructure Fund, Brookfield U.S. Listed Real Estate Fund, Brookfield Real Assets Securities Fund, Brookfield Real Assets Debt Fund, Center Coast Brookfield Energy Infrastructure Fund and Center Coast Brookfield MLP Focus Fund as parties to this Agreement (the “Insureds”) are named insureds under a financial institution fidelity bond issued by Great American Insurance Company (the “Policy”);
BROOKFIELD REAL ASSETS INCOME FUND INC. OPERATING EXPENSES LIMITATION AGREEMENTOperating Expenses Limitation Agreement • July 12th, 2016 • Brookfield Real Assets Income Fund Inc. • Maryland
THIS OPERATING EXPENSES LIMITATION AGREEMENT (the “Agreement”) is effective as of the [ ] day of [ ], [ ], by and between Brookfield Real Assets Income Fund Inc., a Maryland corporation (the “Fund”) and the Fund’s investment adviser, Brookfield Investment Management Inc. (the “Adviser”).
Brookfield Real Assets Income Fund Inc. Common SharesDistribution Agreement • January 10th, 2024 • Brookfield Real Assets Income Fund Inc.
Brookfield Real Assets Income Fund Inc. (the “Fund,” “we,” “us,” or “our”) has entered into a distribution agreement dated [•] (the “Distribution Agreement”), with [•] (the “Distributor”), relating to the Fund’s common shares of stock, par value $0.001 (“Common Shares"), offered by this Prospectus Supplement and the accompanying Prospectus. The Distributor has entered into a sub-placement agent agreement dated [•] (the “Sub-Placement Agent Agreement”), with [•] (the “Sub-Placement Agent”), relating to the Fund's Common Shares offered by this Prospectus Supplement and the accompanying Prospectus. In accordance with the terms of the Sub-Placement Agent Agreement, we may offer and sell up to [•] of our Common Shares from time to time through the Sub-Placement Agent, as the sub-placement agent for the offer and sale of the Common Shares.
