EXHIBIT H3 2,000 Shares Series C THE NEW AMERICA HIGH INCOME FUND, INC. Auction Term Preferred Stock (Liquidation Preference $25,000 Per Share) UNDERWRITING AGREEMENT ----------------------Underwriting Agreement • May 11th, 1998 • New America High Income Fund Inc • New York
EXHIBIT G INVESTMENT ADVISORY AGREEMENT AGREEMENT made this 2nd day of December, 2002, by and between The New America High Income Fund, Inc., a Maryland corporation (the "Fund"), and T. Rowe Price Associates, Inc., a Maryland corporation (the...Investment Advisory Agreement • May 23rd, 2003 • New America High Income Fund Inc • Massachusetts
1,200 SHARESUnderwriting Agreement • October 7th, 2003 • New America High Income Fund Inc • New York
EXHIBIT K10 As of October 29, 1997 Ms. Ellen E. Terry Ten Winthrop Square Boston, MA 02110 Dear Ms. Terry: This letter agreement confirms your engagement by The New America High Income Fund, Inc. (the "Fund") to provide the administrative services set...Administrative Services Agreement • December 24th, 1997 • New America High Income Fund Inc • Massachusetts
Exhibit J CUSTODIAN CONTRACT Between THE NEW AMERICA HIGH INCOME FUND, INC. and STATE STREET BANK AND TRUST COMPANYCustodian Contract • December 11th, 1996 • New America High Income Fund Inc • London
THE NEW AMERICA HIGH INCOME FUND, INC. (a Maryland corporation) AUCTION TERM PREFERRED STOCK 2,400 Series D Shares Liquidation Preference $25,000 Per Share PURCHASE AGREEMENTPurchase Agreement • May 11th, 1998 • New America High Income Fund Inc • New York
Exhibit G2 [Wellington Management Company, LLP letterhead] As of August 1, 1997 Ms. Ellen E. Terry Vice President and Treasurer The New America High Income Fund, Inc. Fifth Floor 10 Winthrop Square Boston, MA 02110 Dear Ellen: This Letter confirms...Investment Advisory Agreement • February 4th, 1998 • New America High Income Fund Inc
THE NEW AMERICA HIGH INCOME FUND, INC. Auction Term Preferred Stock Underwriting Agreement December 20, 1993Underwriting Agreement • December 11th, 1996 • New America High Income Fund Inc • New York
LEHMAN BROTHERS INC. 745 SEVENTH AVENUE NEW YORK, NEW YORK 10019Broker-Dealer Agreement • October 7th, 2003 • New America High Income Fund Inc
This letter will confirm (i) the Fund's desire to apply the terms of the Broker-Dealer Agreement to the 1,200 additional shares of the Fund's Auction Term Preferred Stock Series C that the Fund proposes to issue pursuant to the Fund's Registration Statement (Securities Act File No. 333-108228 and Investment Company Act File No. 811-5399), as amended, (the "New Series C") and (ii) the Broker-Dealer's agreement to act in such capacity with respect to the New Series C upon the terms and subject to the conditions set forth in the Broker-Dealer Agreement.
PRICING AGREEMENTPricing Agreement • October 7th, 2003 • New America High Income Fund Inc
Exhibit G INVESTMENT ADVISORY AGREEMENT AGREEMENT made this 19th day of February, 1992, by and between The New America High Income Fund, Inc., a Maryland corporation (the "Fund"), and Wellington Management Company, a Massachusetts partnership (the...Investment Advisory Agreement • December 11th, 1996 • New America High Income Fund Inc • Massachusetts
INVESTMENT ADVISORY AGREEMENT AGREEMENT made this 2nd day of December, 2002, by and between The New America High Income Fund, Inc., a Maryland corporation (the "Fund"), and T. Rowe Price Associates, Inc., a Maryland corporation (the "Investment...Investment Advisory Agreement • February 28th, 2003 • New America High Income Fund Inc • Massachusetts
EXHIBIT K11 As of October 29, 1997 Mr. Paul E. Saidnawey Ten Winthrop Square Boston, MA 02110 Dear Mr. Saidnawey: This letter agreement confirms your engagement by The New America High Income Fund, Inc. (the "Fund") to provide the services set forth...Engagement Agreement • December 24th, 1997 • New America High Income Fund Inc • Massachusetts
As of December 7, 1995 Ms. Ellen E. Terry Ten Winthrop Square Boston, MA 02110 Dear Ms. Terry: This letter agreement confirms your engagement by The New America High Income Fund, Inc. (the "Fund") to provide the administrative services set forth...Administrative Services Agreement • April 30th, 1997 • New America High Income Fund Inc • Massachusetts
Exhibit K2 AUCTION AGENT AGREEMENTAuction Agent Agreement • May 11th, 1998 • New America High Income Fund Inc • New York
REGISTRAR, TRANSFER AGENCY AND SERVICE AGREEMENT between THE NEW AMERICA HIGH INCOME FUND, INC. and STATE STREET BANK AND TRUST COMPANYRegistrar, Transfer Agency and Service Agreement • December 11th, 1996 • New America High Income Fund Inc • Massachusetts
LOGO] EXHIBIT H2 MERRILL LYNCH & CO. MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED MERRILL LYNCH WORLD HEADQUARTERS NORTH TOWER WORLD FINANCIAL CENTER NEW YORK, N.Y. 10281-1305 STANDARD DEALER AGREEMENT ------------------------- Dear Sirs: In...Standard Dealer Agreement • May 11th, 1998 • New America High Income Fund Inc
EXHIBIT K16 [LETTERHEAD OF THE ALTMAN GROUP] May 19, 2003 The New America High Income Fund 33 Broad Street Boston, MA 02109 Attn: Ms. Ellen Terry, Vice President, Treasurer Dear Ellen: This will serve as the agreement between The Altman Group, Inc....Information Agent Agreement • May 23rd, 2003 • New America High Income Fund Inc • New York
EXHIBIT K11 DATE: Sep 28, 2001 TO: (THE) NEW AMERICA HIGH INCOME FUND, INC. ATTN: ELLEN TERRY FAX: (617) 263-6402 PHONE: (617) 263-6400 FROM: Fleet National Bank ATTN: Derivatives Confirmation Unit FAX: (617) 434-4284 PHONE: (617) 434-2686 or (617)...Interest Rate Swap Confirmation • May 23rd, 2003 • New America High Income Fund Inc
BORDER LOGO]Certificate of Stock • October 7th, 2003 • New America High Income Fund Inc
THIS CERTIFIES THAT Cede & Co. IS THE OWNER OF One thousand two hundred (1,200) fully paid and non-assessable SHARES OF THE Auction Term Preferred Stock Series C of
Exhibit K10 NEW AMERICA HIGH INCOME FUND, INC. SUBSCRIPTION RIGHTS AGENCY AGREEMENT This Subscription Rights Agency Agreement (the "Agreement") is made as of this 31st day of January, 1997, by and between New America High Income Fund, a Maryland...Subscription Rights Agency Agreement • January 31st, 1997 • New America High Income Fund Inc • Massachusetts
Subscription Agent) SUBSCRIPTION AGENT AGREEMENT This Subscription Agent Agreement (the "Agreement") is made as of July 9, 2003 between The New America High Income Fund, Inc. (the "Company") and EquiServe Trust Company, N.A. as subscription agent (the...Subscription Agent Agreement • July 16th, 2003 • New America High Income Fund Inc • Massachusetts
DEUTSCHE BANK TRUST COMPANY AMERICAS 60 WALL STREET NEW YORK, NEW YORK 10005 October__, 2003 To: The New America High Income Fund, Inc. 33 Broad Street Boston, Massachusetts 02109 Ladies and Gentlemen: Reference is hereby made to that certain Auction...Auction Agent Agreement • October 7th, 2003 • New America High Income Fund Inc
Reference is hereby made to that certain Auction Agent Agreement, dated as of May 6, 1997 (the "Agreement"), between The New America High Income Fund, Inc., a Maryland corporation (the "Fund"), and Deutsche Bank Trust Company Americas, as successor to Bankers Trust Company (the "Auction Agent"). The Agreement states that the Fund desires that the Auction Agent perform certain services upon the terms and subject to the conditions of the Agreement and provides that the Fund may in the future designate additional series of Auction Term Preferred Stock of the Fund (the "ATP").
PROXY SOLICITATION · CORPORATE GOVERNANCE · SECURITY HOLDER IDENTIFICATION · BANKRUPTCY SERVICESInformation Agent Agreement • May 14th, 2007 • New America High Income Fund Inc • New York
This will serve as the agreement between The Altman Group, Inc. (“The Altman Group”) and New America High Income Fund (the “Client”), pursuant to which The Altman Group will serve the Client as Information Agent for its 2007 Rights Offering (the “Offer”).
ISDA [R] International Swap Dealers Association, Inc. MASTER AGREEMENT dated as of February 3, 1994Isda Master Agreement • December 11th, 1996 • New America High Income Fund Inc • New York
77. Q. 1. The Investment Advisory Agreement (the "Agreement") dated February 19, 1992 between The New America High Income Fund, Inc. and Wellington Management Company, LLP is amended as of August 1, 1997 to replace the first sentence of Section 3,...Investment Advisory Agreement • February 26th, 1998 • New America High Income Fund Inc
EXHIBIT K14 As of October 31, 2002 Mr. Paul E. Saidnawey 33 Broad Street Boston, MA 02109 Dear Mr. Saidnawey: This letter agreement confirms your engagement by The New America High Income Fund, Inc. (the "Fund") to provide the services set forth...Engagement Agreement • May 23rd, 2003 • New America High Income Fund Inc • Massachusetts
Exhibit K15 [Corporate Investor Communications, Inc. letterhead] December 23, 1997 Ms. Ellen Terry The New America Income Fund, Inc. 10 Winthrop Square Boston, Massachusetts 02110 Re: Contract Agreement Dear Ellen: This agreement will confirm that...Contract Agreement • February 4th, 1998 • New America High Income Fund Inc
This agreement will confirm that Corporate Investor Communications, Inc. has been retained to act as information agent in connection with the upcoming rights offer to the shareholders of The New America Income Fund, Inc. As information agent, CIC will conduct a broker/nominee inquiry to ascertain the number of beneficial owners, provide for the distribution of the offering documents to the reorganization departments of each institution and forward additional materials as requested. CIC will respond to the volume of shareholder inquiries regarding the terms of the offer and proper execution of the documents and will monitor the response rate for the duration of the offer. CIC can, if requested, pro-actively contact registered shareholers and non-objecting beneficial owners (NOBOs) to help promote a high level of participation.
EXHIBIT K13 As of October 31, 2002 Ms. Ellen E. Terry 33 Broad Street Boston, MA 02109 Dear Ms. Terry: This letter agreement confirms your engagement by The New America High Income Fund, Inc. (the "Fund") to provide the administrative services set...Administrative Services Agreement • May 23rd, 2003 • New America High Income Fund Inc • Massachusetts
As of October 31, 2006 Ms. Ellen E. Terry 33 Broad Street Boston, MA 02109 Dear Ms. Terry:Administrative Services Agreement • May 14th, 2007 • New America High Income Fund Inc • Massachusetts
This letter agreement confirms your engagement by The New America High Income Fund, Inc. (the “Fund”) to provide the administrative services set forth below, subject to the overall supervision of the President of the Fund for the term and on the terms set forth in this Agreement. You hereby accept such engagement and agree during such period to render the services herein described and to assume the obligations herein set forth, for the compensation herein provided.
TRANSFER AGENCY AND REGISTRAR SERVICES AGREEMENT by and between: NEW AMERICA HIGH INCOME FUND and AMERICAN STOCK TRANSFER & TRUST COMPANY Dated: , 2005Transfer Agency and Registrar Services Agreement • May 14th, 2007 • New America High Income Fund Inc • New York
This Transfer Agency and Registrar Services Agreement (the “Agreement”), dated as of , 2005 is between New America High Income Fund, a Maryland corporation (the “Company”) and American Stock Transfer & Trust Company, a New York corporation (“AST”).
Exhibit H2 ______Shares of Series A Auction Term Preferred Shares ______Shares of Series B Auction Term Preferred Shares THE NEW AMERICA HIGH INCOME FUND, INC. SELLING AGREEMENTSelling Agreement • December 11th, 1996 • New America High Income Fund Inc
AGREEMENT FOR DIRECT DEPOSIT (AUTOMATED CLEARING HOUSE) DIVIDEND DISBURSEMENT SERVICESDirect Deposit Agreement • May 23rd, 2003 • New America High Income Fund Inc
Exhibit K14 NEW AMERICA HIGH INCOME FUND, INC. SUBSCRIPTION RIGHTS AGENCY AGREEMENT This Subscription Rights Agency Agreement (the "Agreement") is made as of this ____ day of January, 1998, by and between New America High Income Fund, a Maryland...Subscription Rights Agency Agreement • February 4th, 1998 • New America High Income Fund Inc • Massachusetts
Exhibit K11 [CIC Letterhead] December 11, 1996 Ms. Ellen Terry The New America High Income Fund, Inc. 10 Winthrop Square Boston, Massachusetts 02110 Dear Ellen: Re: Contract Agreement This agreement will confirm that Corporate Investor Communications,...Contract Agreement • January 31st, 1997 • New America High Income Fund Inc
This agreement will confirm that Corporate Investor Communications, Inc. has been retained to act as information agent in connection with the upcoming rights offering to the shareholders of The New America High Income Fund, Inc. As information agent, CIC will conduct a broker/nominee inquiry to ascertain the number of beneficial owners, provide for the distribution of the offering documents to the reorganization departments of each institution and forward additional materials, as requested. CIC will respond to the volume of shareholder inquiries regarding the terms of the offer and proper execution of the documents and will monitor the response rate for the duration of the offer. CIC can, if requested, pro-actively contact registered shareholders and non-objecting beneficial owners (NOBOs) to help promote a high level of participation.
