GERON CORPORATION Common Stock (par value $0.001 per share) At Market Issuance Sales AgreementAt Market Issuance Sales Agreement • August 28th, 2015 • Geron Corp • Pharmaceutical preparations • New York
Contract Type FiledAugust 28th, 2015 Company Industry JurisdictionGeron Corporation, a Delaware corporation (the “Company”), confirms its agreement (this “Agreement”) with MLV & Co. LLC (“MLV”), as follows:
At Market Issuance Sales AgreementAt Market Issuance Sales Agreement • August 7th, 2015 • Peregrine Pharmaceuticals Inc • Pharmaceutical preparations • Colorado
Contract Type FiledAugust 7th, 2015 Company Industry Jurisdiction
At Market Issuance Sales AgreementAt Market Issuance Sales Agreement • April 10th, 2015 • Asterias Biotherapeutics, Inc. • Biological products, (no disgnostic substances) • New York
Contract Type FiledApril 10th, 2015 Company Industry JurisdictionAsterias Biotherapeutics, Inc., a Delaware corporation (the “Company”), confirms its agreement (this “Agreement”), with MLV & Co. LLC (“MLV”), as follows:
REXAHN PHARMACEUTICALS, INC.At Market Issuance Sales Agreement • March 16th, 2015 • Rexahn Pharmaceuticals, Inc. • Pharmaceutical preparations • New York
Contract Type FiledMarch 16th, 2015 Company Industry JurisdictionRexahn Pharmaceuticals, Inc., a Delaware corporation (the “Company”), confirms its agreement (this “Agreement”), with MLV & Co. LLC (“MLV”), as follows:
ANWORTH MORTGAGE ASSET CORPORATION Common Stock (par value $0.01 per share) (par value $0.01 per share) (par value $0.01 per share) AT MARKET ISSUANCE SALES AGREEMENTAt Market Issuance Sales Agreement • March 6th, 2015 • Anworth Mortgage Asset Corp • Real estate investment trusts • New York
Contract Type FiledMarch 6th, 2015 Company Industry JurisdictionANWORTH MORTGAGE ASSET CORPORATION, a Maryland corporation (the “Company”), and ANWORTH MANAGEMENT LLC, a Delaware limited liability company (the “Manager”), confirm their agreement (this “Agreement”) with MLV & Co. LLC (“MLV”), as follows:
ROCK CREEK PHARMACEUTICALS, INC. Common Stock (par value $0.0001 per share) At Market Issuance Sales AgreementAt Market Issuance Sales Agreement • December 15th, 2014 • Rock Creek Pharmaceuticals, Inc. • Medicinal chemicals & botanical products • New York
Contract Type FiledDecember 15th, 2014 Company Industry JurisdictionRock Creek Pharmaceuticals, Inc., a Delaware corporation (the “Company”), confirms its agreement (this “Agreement”), with MLV & Co. LLC (“MLV”), as follows:
GREENHUNTER RESOURCES, INC. Common Stock (par value $0.001 per share) At Market Issuance Sales AgreementAt Market Issuance Sales Agreement • October 31st, 2014 • GreenHunter Resources, Inc. • Industrial organic chemicals • New York
Contract Type FiledOctober 31st, 2014 Company Industry JurisdictionGREENHUNTER RESOURCES, INC., a Delaware corporation (the “Company”), confirms its agreement (this “Agreement”) with MLV & Co. LLC (the “MLV”), as follows:
GLOWPOINT, INC.At Market Issuance Sales Agreement • September 16th, 2014 • Glowpoint, Inc. • Telephone communications (no radiotelephone) • New York
Contract Type FiledSeptember 16th, 2014 Company Industry Jurisdiction
GREENHUNTER RESOURCES, INC. Common Stock (par value $0.001 per share) At Market Issuance Sales AgreementAt Market Issuance Sales Agreement • August 11th, 2014 • GreenHunter Resources, Inc. • Industrial organic chemicals • New York
Contract Type FiledAugust 11th, 2014 Company Industry JurisdictionGREENHUNTER RESOURCES, INC., a Delaware corporation (the “Company”), confirms its agreement (this “Agreement”) with MLV & Co. LLC (the “MLV”), as follows:
At Market Issuance Sales AgreementAt Market Issuance Sales Agreement • August 1st, 2014 • Threshold Pharmaceuticals Inc • Pharmaceutical preparations • New York
Contract Type FiledAugust 1st, 2014 Company Industry JurisdictionThreshold Pharmaceuticals, Inc., a Delaware corporation (the “Company”), confirms its agreement (this “Agreement”) with MLV & Co. LLC (the “MLV”), as follows:
At Market Issuance Sales AgreementAt Market Issuance Sales Agreement • June 16th, 2014 • Peregrine Pharmaceuticals Inc • Pharmaceutical preparations • Colorado
Contract Type FiledJune 16th, 2014 Company Industry JurisdictionPeregrine Pharmaceuticals, Inc. a Delaware corporation (the “Company”), confirms its agreement (this “Agreement”) with MLV & Co. LLC, a Delaware limited liability company (“MLV”), as follows:
At Market Issuance Sales AgreementAt Market Issuance Sales Agreement • June 16th, 2014 • Peregrine Pharmaceuticals Inc • Pharmaceutical preparations • Colorado
Contract Type FiledJune 16th, 2014 Company Industry JurisdictionPeregrine Pharmaceuticals, Inc. a Delaware corporation (the “Company”), confirms its agreement (this “Agreement”) with MLV & Co. LLC, a Delaware limited liability company (“MLV”), as follows:
AETERNA ZENTARIS INC. Common Shares At Market Issuance Sales AgreementAt Market Issuance Sales Agreement • May 9th, 2014 • Aeterna Zentaris Inc. • Pharmaceutical preparations • New York
Contract Type FiledMay 9th, 2014 Company Industry JurisdictionAeterna Zentaris Inc. (the “Company”), a corporation formed under the Canada Business Corporations Act (the “CBCA”), confirms its agreement (this “Agreement”) with MLV & Co. LLC (“MLV”), as follows:
At Market Issuance Sales AgreementAt Market Issuance Sales Agreement • February 18th, 2014 • Cardiome Pharma Corp • Pharmaceutical preparations • New York
Contract Type FiledFebruary 18th, 2014 Company Industry JurisdictionCardiome Pharma Corp. (the “Company”), a corporation formed under the Canada Business Corporations Act (the “CBCA”), confirms its agreement (this “Agreement”) with MLV & Co. LLC (“MLV”), as follows:
AMERICAN SUPERCONDUCTOR CORPORATION Common Stock (par value $0.01 per share) At Market Issuance Sales AgreementAt Market Issuance Sales Agreement • November 18th, 2013 • American Superconductor Corp /De/ • Motors & generators • New York
Contract Type FiledNovember 18th, 2013 Company Industry JurisdictionAmerican Superconductor Corporation, a Delaware corporation (the “Company”), confirms its agreement (this “Agreement”), with MLV & Co. LLC (“MLV”), as follows:
At Market Issuance Sales AgreementAt Market Issuance Sales Agreement • October 17th, 2013 • Miller Energy Resources, Inc. • Crude petroleum & natural gas • New York
Contract Type FiledOctober 17th, 2013 Company Industry JurisdictionMILLER ENERGY RESOURCES, INC., a Tennessee corporation (the “Company”), confirms its agreement (this “Agreement”) with MLV & Co. LLC (“MLV”), as follows:
Common Shares At Market Issuance Sales AgreementAt Market Issuance Sales Agreement • May 21st, 2013 • Aeterna Zentaris Inc. • Pharmaceutical preparations • New York
Contract Type FiledMay 21st, 2013 Company Industry JurisdictionAeterna Zentaris Inc. (the "Company"), a corporation formed under the Canada Business Corporations Act (the "CBCA"), confirms its agreement (this "Agreement") with MLV & Co. LLC ("MLV"), as follows:
CORONADO BIOSCIENCES, INC. Common Stock (par value $0.001 per share) At Market Issuance Sales AgreementAt Market Issuance Sales Agreement • April 29th, 2013 • Coronado Biosciences Inc • Pharmaceutical preparations • New York
Contract Type FiledApril 29th, 2013 Company Industry JurisdictionCoronado Biosciences, Inc., a Delaware corporation (the “Company”), confirms its agreement (this “Agreement”) with MLV & Co. LLC (“MLV”), as follows:
At Market Issuance Sales AgreementAt Market Issuance Sales Agreement • December 28th, 2012 • Peregrine Pharmaceuticals Inc • Pharmaceutical preparations • Colorado
Contract Type FiledDecember 28th, 2012 Company Industry JurisdictionPeregrine Pharmaceuticals, Inc. a Delaware corporation (the “Company”), confirms its agreement (this “Agreement”) with ”)MLV & Co. LLC, a Delaware limited liability company (“MLV”), as follows:
GREENHUNTER ENERGY, INC. Common Stock (par value $0.001 per share) Preferred Shares (par value $0.001 per share) At Market Issuance Sales AgreementAt Market Issuance Sales Agreement • December 11th, 2012 • GreenHunter Energy, Inc. • Industrial organic chemicals • New York
Contract Type FiledDecember 11th, 2012 Company Industry JurisdictionGREENHUNTER ENERGY, INC., a Delaware corporation (the “Company”), confirms its agreement (this “Agreement”) with MLV & Co. LLC (the “MLV”), as follows:
GREENHUNTER ENERGY, INC. Common Stock (par value $0.001 per share) Preferred Shares (par value $0.001 per share) At Market Issuance Sales AgreementAt Market Issuance Sales Agreement • December 6th, 2012 • GreenHunter Energy, Inc. • Industrial organic chemicals • New York
Contract Type FiledDecember 6th, 2012 Company Industry JurisdictionGREENHUNTER ENERGY, INC., a Delaware corporation (the “Company”), confirms its agreement (this “Agreement”) with MLV & Co. LLC (the “MLV”), as follows:
ANTHERA PHARMACEUTICALS, INC. Common Stock (par value $0.001 per share) At Market Issuance Sales AgreementAt Market Issuance Sales Agreement • November 8th, 2012 • Anthera Pharmaceuticals Inc • Pharmaceutical preparations • New York
Contract Type FiledNovember 8th, 2012 Company Industry JurisdictionAnthera Pharmaceuticals, Inc., a Delaware corporation (the “Company”), confirms its agreement (this “Agreement”) with MLV & Co. LLC (the “MLV”), as follows:
MILLER ENERGY RESOURCES, INC. Common Stock (par value $0.0001 per share) Preferred Stock (par value $0.0001 per share)At Market Issuance Sales Agreement • October 12th, 2012 • Miller Energy Resources, Inc. • Crude petroleum & natural gas • New York
Contract Type FiledOctober 12th, 2012 Company Industry JurisdictionMILLER ENERGY RESOURCES, INC., a Tennessee corporation (the “Company”), confirms its agreement (this “Agreement”) with MLV & Co. LLC (“MLV”), as follows:
At Market Issuance Sales AgreementAt Market Issuance Sales Agreement • October 2nd, 2012 • Novavax Inc • Biological products, (no disgnostic substances) • New York
Contract Type FiledOctober 2nd, 2012 Company Industry JurisdictionNovavax, Inc., a Delaware corporation (the “Company”), confirms its agreement (this “Agreement”) with MLV & Co. LLC, a Delaware limited liability company (“MLV”), as follows:
ACELRX PHARMACEUTICALS, INC. Common Stock (par value $0.001 per share) At Market Issuance Sales AgreementAt Market Issuance Sales Agreement • August 31st, 2012 • Acelrx Pharmaceuticals Inc • Pharmaceutical preparations • New York
Contract Type FiledAugust 31st, 2012 Company Industry JurisdictionAcelRx Pharmaceuticals, Inc., a Delaware corporation (the “Company”), confirms its agreement (this “Agreement”) with MLV & Co. LLC (“MLV”), as follows:
GREENHUNTER ENERGY, INC. Common Stock (par value $0.001 per share) Preferred Shares (par value $0.001 per share) At Market Issuance Sales AgreementAt Market Issuance Sales Agreement • August 14th, 2012 • GreenHunter Renewable Power, LLC • Industrial organic chemicals • New York
Contract Type FiledAugust 14th, 2012 Company Industry JurisdictionGREENHUNTER ENERGY, INC., a Delaware corporation (the “Company”), confirms its agreement (this “Agreement”) with MLV & Co. LLC (the “MLV”), as follows:
FIELDPOINT PETROLEUM CORPORATION Common Stock (par value $0.01 per share) At Market Issuance Sales AgreementAt Market Issuance Sales Agreement • May 17th, 2012 • Fieldpoint Petroleum Corp • Crude petroleum & natural gas • New York
Contract Type FiledMay 17th, 2012 Company Industry Jurisdiction
ECHO THERAPEUTICS, INC. Common Stock (par value $0.01 per share) At Market Issuance Sales AgreementAt Market Issuance Sales Agreement • May 10th, 2012 • Echo Therapeutics, Inc. • Electromedical & electrotherapeutic apparatus • New York
Contract Type FiledMay 10th, 2012 Company Industry JurisdictionEcho Therapeutics, Inc., a Delaware corporation (the “Company”), confirms its agreement (this “Agreement”) with MLV & Co. LLC (the “MLV”), as follows:
COMPLETE GENOMICS, INC. Common Stock (par value $0.001 per share) At Market Issuance Sales AgreementAt Market Issuance Sales Agreement • March 12th, 2012 • Complete Genomics Inc • Services-commercial physical & biological research • New York
Contract Type FiledMarch 12th, 2012 Company Industry JurisdictionComplete Genomics, Inc., a Delaware corporation (the “Company”), confirms its agreement (this “Agreement”) with MLV & Co. LLC (the “MLV”), as follows:
At Market Issuance Sales AgreementAt Market Issuance Sales Agreement • February 10th, 2012 • Transwitch Corp /De • Semiconductors & related devices • New York
Contract Type FiledFebruary 10th, 2012 Company Industry JurisdictionTranSwitch Corporation, a Delaware corporation (the “Company”), confirms its agreement (this “Agreement”) with MLV & Co. LLC (“MLV”), as follows:
WAVE SYSTEMS CORP. Class A Common Stock (par value $0.01 per share) At Market Issuance Sales AgreementAt Market Issuance Sales Agreement • January 30th, 2012 • Wave Systems Corp • Computer peripheral equipment, nec • New York
Contract Type FiledJanuary 30th, 2012 Company Industry JurisdictionWave Systems Corp., a Delaware corporation (the “Company”), confirms its agreement (this “Agreement”) with MLV & Co. LLC (“MLV”), as follows:
Common Stock (par value $0.001 per share) At Market Issuance Sales AgreementAt Market Issuance Sales Agreement • September 30th, 2011 • Us Geothermal Inc • Electric services • New York
Contract Type FiledSeptember 30th, 2011 Company Industry Jurisdiction
MIDWAY GOLD CORP. Common Shares At Market Issuance Sales AgreementAt Market Issuance Sales Agreement • September 26th, 2011 • Midway Gold Corp • Gold and silver ores • New York
Contract Type FiledSeptember 26th, 2011 Company Industry JurisdictionMidway Gold Corp., a corporation organized and existing under the laws of British Columbia (the “Company”), confirms its agreement (this “Agreement”) with McNicoll, Lewis & Vlak LLC (the “MLV”), as follows:
TELIK, INC. Common Stock (par value $0.01 per share) At Market Issuance Sales AgreementAt Market Issuance Sales Agreement • August 31st, 2011 • Telik Inc • Pharmaceutical preparations • New York
Contract Type FiledAugust 31st, 2011 Company Industry JurisdictionTelik, Inc., a Delaware corporation (the “Company”), confirms its agreement (this “Agreement”) with McNicoll, Lewis & Vlak LLC (the “MLV”), as follows:
BEACON POWER CORPORATION Common Stock (par value $0.01 per share) At Market Issuance Sales AgreementAt Market Issuance Sales Agreement • August 24th, 2011 • Beacon Power Corp • Electric services • New York
Contract Type FiledAugust 24th, 2011 Company Industry JurisdictionBeacon Power Corporation, a Delaware corporation (the “Company”), confirms its agreement (this “Agreement”) with McNicoll, Lewis & Vlak LLC (“MLV”), as follows: