Clough Global Opportunities Fund (a Delaware statutory trust) 18,000 Auction Market Preferred Shares ("AMPS") 3,600 Shares [ ] %, Series M7 3,600 Shares [ ]%, Series W7 3,600 Shares [ ] %, Series F7 3,600 Shares [ ]%, Series T28 3,600 Shares [ ]%,...Purchase Agreement • October 16th, 2006 • Clough Global Opportunities Fund • New York
Contract Type FiledOctober 16th, 2006 Company JurisdictionClough Global Opportunities Fund, a Delaware statutory trust (the "Trust"), proposes, upon the terms and conditions set forth herein, to issue and sell an aggregate of 3,600 shares of its Auction Market Preferred Shares, Series M7, 3,600 shares of its Auction Market Preferred Shares, Series W7, 3,600 shares of its Auction Market Preferred Shares, Series F7, 3,600 shares of its Auction Market Preferred Shares, Series T28 and 3,600 shares of its Auction Market Preferred Shares, Series Th28, each with a liquidation preference of $25,000 per share (the "AMPS"). The AMPS will be authorized by, and subject to the terms and conditions of, the Trust's Statement of Preferences of Auction Market Preferred Shares, dated [ ], 2006 (the "Statement of Preferences"), and the Trust's Agreement and Declaration of Trust, dated January 12, 2006 (the "Charter"), each in the form filed as an appendix or an exhibit, as applicable, to the Registration Statement referred to in the second following paragraph t
Clough Global Opportunities Fund (a Delaware statutory trust) [ ] Common Shares of Beneficial Interest $20.00 per Share (No Par Value) FORM OF PURCHASE AGREEMENTPurchase Agreement • March 23rd, 2006 • Clough Global Opportunities Fund • New York
Contract Type FiledMarch 23rd, 2006 Company JurisdictionMerrill Lynch & Co. Merrill Lynch, Pierce, Fenner & Smith Incorporated [Other Co-Managers] c/o Merrill Lynch, Pierce, Fenner & Smith Incorporated 4 World Financial Center New York, New York 10080
Clough Global Equity Fund (a Delaware statutory trust) [ ] Auction Market Preferred Shares ("AMPS") [ ] Shares [ ]%, Series [M28] [ ] Shares [ ]%, Series [F7] Liquidation Preference $25,000 per Share FORM OF PURCHASE AGREEMENTPurchase Agreement • September 12th, 2005 • Clough Global Equity Fund • New York
Contract Type FiledSeptember 12th, 2005 Company JurisdictionClough Global Equity Fund, a Delaware statutory trust (the "Trust"), proposes, upon the terms and conditions set forth herein, to issue and sell an aggregate of [ ] shares of its Auction Market Preferred Shares, Series M28 and [ ] shares of its Auction Market Preferred Shares, Series F7, each with a liquidation preference of $25,000 per share (the "AMPS"). The AMPS will be authorized by, and subject to the terms and conditions of, the Trust's Statement of Preferences of Auction Market Preferred Shares, dated [ ], 2005 (the "Statement of Preferences"), and the Trust's Agreement and Declaration of Trust, dated January 25, 2005 (the "Charter"), each in the form filed as an exhibit to the Registration Statement referred to in the second following paragraph to this Agreement, as the same may be amended from time to time. The Trust and the Trust's investment adviser, Clough Capital Partners L.P., a Delaware limited partnership ("Clough" or the "Investment Adviser"), and the Trust's administr
Clough Global Equity Fund (a Delaware statutory trust) [ ] Common Shares of Beneficial Interest $20.00 per Share (No Par Value) PURCHASE AGREEMENTPurchase Agreement • April 22nd, 2005 • Clough Global Equity Fund • New York
Contract Type FiledApril 22nd, 2005 Company JurisdictionMerrill Lynch & Co. Merrill Lynch, Pierce, Fenner & Smith Incorporated BB&T Capital Markets, a division of Scott & Stringfellow, Inc. Robert W. Baird & Co. Incorporated Ferris, Baker Watts, Incorporated Morgan Keegan & Company, Inc. Oppenheimer & Co. Inc. Raymond James & Associates, Inc. Stifel, Nicolaus & Company, Incorporated Wedbush Morgan Securities Inc. c/o Merrill Lynch, Pierce, Fenner & Smith Incorporated 4 World Financial Center New York, New York 10080
BlackRock Health Sciences Trust (a Delaware statutory trust) [ ] Common Shares of Beneficial Interest (Par Value $.001 Per Share) PURCHASE AGREEMENTPurchase Agreement • March 25th, 2005 • BlackRock Health Sciences Trust • New York
Contract Type FiledMarch 25th, 2005 Company JurisdictionMerrill Lynch & Co. Merrill Lynch, Pierce, Fenner & Smith Incorporated A.G. Edwards & Sons, Inc. Wachovia Capital Markets, LLC Advest, Inc. BB&T Capital Markets, a division of Scott & Stringfellow, Inc. Robert W. Baird & Co. Incorporated H&R Block Financial Advisors, Inc. Ferris, Baker Watts, Incorporated Fixed Income Securities, L.P. J.J.B. Hilliard, W.L. Lyons, Inc. Janney Montgomery Scott LLC Oppenheimer & Co. Inc. PNC Capital Markets, Inc. RBC Capital Markets Corporation Raymond James & Associates, Inc. Stifel, Nicolaus & Company, Incorporated x c/o Merrill Lynch, Pierce, Fenner & Smith Incorporated 4 World Financial Center New York, New York 10080
Clough Global Allocation Fund (a Delaware statutory trust) 3,800 Auction Market Preferred Shares ("AMPS") 3,800 Shares [ ]%, Series W28 Liquidation Preference $25,000 per Share FORM OF PURCHASE AGREEMENTPurchase Agreement • November 30th, 2004 • Clough Global Allocation Fund • New York
Contract Type FiledNovember 30th, 2004 Company JurisdictionMerrill Lynch & Co. Merrill Lynch, Pierce, Fenner & Smith Incorporated c/o Merrill Lynch, Pierce, Fenner & Smith Incorporated 4 World Financial Center New York, New York 10080
Clough Global Allocation Fund (a Delaware statutory trust) Common Shares of Beneficial Interest $20.00 per Share (No Par Value) PURCHASE AGREEMENTPurchase Agreement • July 26th, 2004 • Clough Global Allocation Fund • New York
Contract Type FiledJuly 26th, 2004 Company JurisdictionMerrill Lynch & Co. Merrill Lynch, Pierce, Fenner & Smith Incorporated Raymond James & Associates, Inc. BB&T Capital Markets, a division of Scott & Stringfellow, Inc. BNY Capital Markets, Inc. Ferris, Baker Watts, Incorporated Legg Mason Wood Walker, Incorporated Oppenheimer & Co. Inc. RBC Capital Markets Corporation Stifel, Nicolaus & Company, Incorporated c/o Merrill Lynch, Pierce, Fenner & Smith Incorporated 4 World Financial Center New York, New York 10080
Reaves Utility Income Fund (a Delaware statutory trust) 9,600 Auction Market Preferred Shares ("AMPS") 3,200 Shares [ ]%, Series M7 3,200 Shares [ ]%, Series F7 3,200 Shares [ ]%, Series W28 Liquidation Preference $25,000 per share PURCHASE AGREEMENTPurchase Agreement • June 25th, 2004 • Reaves Utility Income Fund • New York
Contract Type FiledJune 25th, 2004 Company JurisdictionMerrill Lynch & Co. Merrill Lynch, Pierce, Fenner & Smith Incorporated A.G. Edwards & Sons, Inc. BNY Capital Markets, Inc. c/o Merrill Lynch, Pierce, Fenner & Smith Incorporated 4 World Financial Center New York, New York 10080
Reaves Utility Income Fund (a Delaware statutory trust) Common Shares of Beneficial Interest $20.00 per Share (No Par Value) PURCHASE AGREEMENTPurchase Agreement • February 26th, 2004 • Reaves Utility Income Fund • New York
Contract Type FiledFebruary 26th, 2004 Company JurisdictionMerrill Lynch & Co. Merrill Lynch, Pierce, Fenner & Smith Incorporated A. G. Edwards & Sons, Inc. RBC Capital Markets Corporation Wachovia Capital Markets, LLC Advest, Inc. BB&T Capital Markets, a division of Scott & Stringfellow, Inc. Robert W. Baird & Co. Incorporated J.J.B. Hilliard, W.L. Lyons, Inc. Janney Montgomery Scott LLC McDonald Investments Inc., a KeyCorp Company Morgan Keegan & Company, Inc. BNY Capital Markets, Inc. c/o Merrill Lynch, Pierce, Fenner & Smith Incorporated 4 World Financial Center New York, New York 10080