CUSTODY AGREEMENTCustody Agreement • July 26th, 2004 • Clough Global Allocation Fund • New York
AGREEMENT, dated as of , 204 between Clough Global Allocation Fund, a statutory trust organized and existing under the laws of the State of Delaware having its principal office and place of business at 1625 Broadway, Suite 2200, Denver Colorado 80202 (the "Fund") and The Bank of New York, a New York corporation authorized to do a banking business having its principal office and place of business at One Wall Street, New York, New York 10286 ("Custodian").
Subscription Agent Agreement Between Clough Global Dividend and Income Fund And Computershare Trust Company, N.A. And Computershare Inc.Subscription Agent Agreement • May 19th, 2021 • Clough Global Dividend & Income Fund • New York
This SUBSCRIPTION AGENT AGREEMENT (this “Agreement”), dated as of [DATE] (the “Effective Date”), is by and between Global Dividend and Income Fund, a Delaware statutory trust ("Company"), and Computershare Trust Company, N.A., a federally chartered trust company (“Trust Company”), and Computershare Inc., a Delaware corporation (“Computershare”, and together with Trust Company, “Agent”).
STOCK TRANSFER AGENCY AGREEMENTTransfer Agency Agreement • July 26th, 2004 • Clough Global Allocation Fund • New York
AGREEMENT, made as of , by and between, CLOUGH GLOBAL ALLOCATION FUND, a statutory trust organized and existing under the laws of the State of Delaware (hereinafter referred to as the "Customer"), and THE BANK OF NEW YORK, a New York trust company (hereinafter referred to as the "Bank").
AMENDED AGREEMENT AND DECLARATION OF TRUSTClough Global Allocation Fund • July 26th, 2004 • Delaware
ADMINISTRATION, BOOKKEEPING AND PRICING SERVICES AGREEMENTPricing Services Agreement • July 26th, 2004 • Clough Global Allocation Fund • Colorado
THIS AGREEMENT is made as of , 2004, between Clough Global Allocation Fund, a Delaware Statutory Trust (the "Fund"), and ALPS Mutual Funds Services, Inc., a Colorado corporation ("ALPS").
ADMINISTRATION AND FUND ACCOUNTING AGREEMENTAdministration and Fund Accounting Agreement • April 19th, 2023 • Clough Global Dividend & Income Fund • Delaware
This ADMINISTRATION AND FUND ACCOUNTING AGREEMENT (“Agreement”) is made as of April 17, 2023 between Clough Global Dividend and Income Fund, a Delaware Statutory Trust (the “Trust”), and Paralel Technologies LLC, a Delaware Limited Liability Company (the “Administrator”).
Clough Global Allocation Fund (a Delaware statutory trust) 3,800 Auction Market Preferred Shares ("AMPS") 3,800 Shares [ ]%, Series W28 Liquidation Preference $25,000 per Share FORM OF PURCHASE AGREEMENTClough Global Allocation Fund • November 30th, 2004 • New York
Merrill Lynch & Co. Merrill Lynch, Pierce, Fenner & Smith Incorporated c/o Merrill Lynch, Pierce, Fenner & Smith Incorporated 4 World Financial Center New York, New York 10080
INVESTMENT ADVISORY AND MANAGEMENT AGREEMENTAnd Management Agreement • July 26th, 2004 • Clough Global Allocation Fund • Delaware
THIS AGREEMENT is made and entered into as of 2004, by and between Clough Global Allocation Fund (the "Fund"), a Delaware statutory trust registered as a closed-end investment company under the Investment Company Act of 1940, as amended (the "Investment Company Act"), and Clough Capital Partners L.P. (the "Adviser"), a Delaware limited partnership registered as an investment adviser under the Investment Advisers Act of 1940, as amended (the "Advisers Act").
AUCTION AGENCY AGREEMENT dated as of , 2004 Relating to Auction Market Preferred Shares ("AMPS"), 3,800 Shares Series W28 of CLOUGH GLOBAL ALLOCATION FUNDAuction Agency Agreement • November 30th, 2004 • Clough Global Allocation Fund • New York
This Auction Agency Agreement (this "Agreement"), dated as of , 2004, is between CLOUGH GLOBAL ALLOCATION FUND (the "Fund") and The Bank of New York, a New York banking corporation (the "Auction Agent").
BROKER-DEALER AGREEMENTBroker-Dealer Agreement • November 30th, 2004 • Clough Global Allocation Fund • New York
This Broker-Dealer Agreement dated as of [ ] , 2004, is between The Bank of New York, a New York banking corporation (the "Auction Agent") (not in its individual capacity, but solely as agent of Clough Global Allocation Fund, a statutory trust organized under the laws of the State of Delaware, as the same may be amended from time to time (the "Fund"), pursuant to authority granted to it in the Auction Agency Agreement between the Fund and the Auction Agent (the "Auction Agency Agreements") and BROKER-DEALER (together with its successors and assigns, "BD").
Custodian AgreementCustodian Agreement • May 21st, 2019 • Clough Global Dividend & Income Fund • Massachusetts
Clough Global Dividend and Income Fund Common Stock (no par value) ATM Sales AgreementTransfer Agency Agreement • October 20th, 2021 • Clough Global Dividend & Income Fund • New York
Clough Global Dividend and Income Fund, a Delaware statutory trust (the “Company”) and Clough Capital Partners L.P. (the “Investment Adviser”), each confirms its agreement (this “Agreement”) with Virtu Americas LLC (“Virtu”) as follows:
Standstill AgreementStandstill Agreement • October 13th, 2017 • Clough Global Dividend & Income Fund • Delaware
This Agreement is entered into as of July 10, 2017 (including the exhibits hereto, this “Agreement”), by and among Saba Capital Management, L.P. (“Saba”) and Clough Global Dividend and Income Fund (the “Trust”) (the Trust, together with Saba, the “Parties,” and each individually a “Party”).
Standstill AgreementStandstill Agreement • October 13th, 2017 • Clough Global Dividend & Income Fund • Delaware
This Agreement is entered into as of July 10, 2017 (including the exhibits hereto, this “Agreement”), by and among Bulldog Investors, LLC (“Bulldog”) and Clough Global Dividend and Income Fund (the “Trust”) (the Trust, together with Bulldog, the “Parties,” and each individually a “Party”).
Clough Global Allocation Fund (a Delaware statutory trust) Common Shares of Beneficial Interest $20.00 per Share (No Par Value) PURCHASE AGREEMENTPurchase Agreement • July 26th, 2004 • Clough Global Allocation Fund • New York
Merrill Lynch & Co. Merrill Lynch, Pierce, Fenner & Smith Incorporated Raymond James & Associates, Inc. BB&T Capital Markets, a division of Scott & Stringfellow, Inc. BNY Capital Markets, Inc. Ferris, Baker Watts, Incorporated Legg Mason Wood Walker, Incorporated Oppenheimer & Co. Inc. RBC Capital Markets Corporation Stifel, Nicolaus & Company, Incorporated c/o Merrill Lynch, Pierce, Fenner & Smith Incorporated 4 World Financial Center New York, New York 10080
REPORT MODERNIZATION ADDENDUM to Administration, Bookkeeping and Pricing Services AgreementServices Agreement • May 21st, 2019 • Clough Global Dividend & Income Fund • Colorado
This Report Modernization Addendum (this “Addendum”) dated April 10, 2018 is to the Administration, Bookkeeping and Pricing Services Agreement dated July 27, 2004, as amended (the “Agreement”), by and between ALPS Fund Services, Inc., a Colorado corporation (“ALPS”), and Clough Global Dividend and Income Fund, a Delaware statutory trust (the “Trust”).
Subscription Agent Agreement Between Clough Global Dividend and Income Fund And Computershare Trust Company, N.A. And Computershare Inc.Subscription Agent Agreement • July 3rd, 2019 • Clough Global Dividend & Income Fund • New York
This SUBSCRIPTION AGENT AGREEMENT (this “Agreement”), dated as of [DATE] (the “Effective Date”), is by and between Clough Global Dividend and Income Fund, a Delaware statutory trust ("Company"), and Computershare Trust Company, N.A., a federally chartered trust company (“Trust Company”), and Computershare Inc., a Delaware corporation
ADDITIONAL COMPENSATION AGREEMENTCompensation Agreement • July 28th, 2004 • Clough Global Allocation Fund • New York
ADDITIONAL COMPENSATION AGREEMENT (the "Agreement"), dated as of July 30, 2004, between Merrill Lynch & Co., Merrill Lynch, Pierce, Fenner & Smith Incorporated ("Merrill Lynch") and Clough Capital Partners L.P. ("Clough").
Addendum to Administration, Bookkeeping and Pricing Services Agreement Dated July 27, 2004 Between ALPS Mutual Funds Services, Inc. and Clough Global Allocation FundServices Agreement • May 21st, 2019 • Clough Global Dividend & Income Fund
THIS ADDENDUM is made as of September 1, 2006, by and between ALPS Mutual Funds Services, Inc. (“ALPS”), and Clough Global Allocation Fund (“Fund”).
ADMINISTRATION, BOOKKEEPING AND PRICING SERVICES AGREEMENTAdministration, Bookkeeping and Pricing Services Agreement • May 21st, 2019 • Clough Global Dividend & Income Fund • Colorado
THIS AGREEMENT is made as of July 27, 2004, between Clough Global Allocation Fund, a Delaware Statutory Trust (the “Fund”), and ALPS Mutual Funds Services, Inc., a Colorado corporation (“ALPS”).
SUBSCRIPTION AGREEMENTClough Global Allocation Fund • July 26th, 2004
WHEREAS, there has been organized under the laws of the State of Delaware, a statutory trust known as the Clough Global Allocation Fund (the "Fund").
INVESTMENT ADVISORY AND MANAGEMENT AGREEMENTInvestment Advisory and Management Agreement • May 21st, 2019 • Clough Global Dividend & Income Fund • Delaware
THIS AGREEMENT is made and entered into as of July 27 2004, by and between Clough Global Allocation Fund (the “Fund”), a Delaware statutory trust registered as a closed-end investment company under the Investment Company Act of 1940, as amended (the “Investment Company Act”), and Clough Capital Partners LP (the “Adviser”), a Delaware limited partnership registered as an investment adviser under the Investment Advisers Act of 1940, as amended (the “Advisers Act”).
May 28, 2019Letter of Agreement • July 3rd, 2019 • Clough Global Dividend & Income Fund • New York
This Letter of Agreement, including the Appendix attached hereto (collectively, this “Agreement”), sets forth the terms and conditions of the engagement of Georgeson LLC (“Georgeson”) by Clough Global Dividend and Income Fund (the “Company”) to act as Information Agent in connection with the Company’s upcoming rights offering (the “Offering”) expiring in the summer of 2019. The term of this Agreement shall be the term of the Offering, including any extensions thereof.
May 10, 2021Letter of Agreement • May 21st, 2021 • Clough Global Dividend & Income Fund • New York
This Letter of Agreement, including the Appendix attached hereto (collectively, this “Agreement”), sets forth the terms and conditions of the engagement of Georgeson LLC (“Georgeson”) by Clough Global Dividend and Income Fund (the “Company”) to act as Information Agent in connection with the Company’s upcoming rights offering (the “Offering”) expiring June 22, 2021. The term of this Agreement shall be the term of the Offering, including any extensions thereof.
SECOND AMENDMENT TO THE ADMINISTRATION, BOOKKEEPING AND PRICING SERVICES AGREEMENTPricing Services Agreement • May 21st, 2019 • Clough Global Dividend & Income Fund • Colorado
This Second Amendment (“Amendment”) is made as of June 12, 2014, by and between Clough Global Allocation Fund a registered investment company (the “Trust”), and ALPS Fund Services, Inc. (“ALPS”), the administrator to the Trust.
First Amendment to Administration, Bookkeeping and Pricing Services Agreement Dated July 27, 2004 Between ALPS Fund Services, Inc. and Clough Global Allocation FundServices Agreement • May 21st, 2019 • Clough Global Dividend & Income Fund • Colorado
THIS AMENDMENT is made as of August 10, 2007, by and between ALPS Fund Services, Inc. (“ALPS”), and Clough Global Allocation Fund (the “Trust”).
