Common Contracts

34 similar Underwriting Agreement contracts by CapLease, Inc., ExOne Co, Horsehead Holding Corp, others

APPLIED BLOCKCHAIN, INC. Shares of Common Stock UNDERWRITING AGREEMENT
Underwriting Agreement • March 28th, 2022 • Applied Blockchain, Inc. • Services-computer programming, data processing, etc. • New York
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TELOS CORPORATION Shares of Common Stock UNDERWRITING AGREEMENT
Underwriting Agreement • November 10th, 2020 • Telos Corp • Services-computer integrated systems design • New York
LEGACY HOUSING CORPORATION Shares of Common Stock UNDERWRITING AGREEMENT
Underwriting Agreement • November 30th, 2018 • Legacy Housing Corp • Mobile homes • Delaware
CUSTOMERS BANCORP, INC. Shares of Common Stock UNDERWRITING AGREEMENT
Underwriting Agreement • November 4th, 2016 • Customers Bancorp, Inc. • State commercial banks • Virginia

Customers Bancorp, Inc., a Pennsylvania corporation (the "Company"), confirms its agreement with each of the Underwriters listed on Schedule II hereto (collectively, the "Underwriters"), for whom FBR Capital Markets & Co. and Keefe, Bruyette & Woods, Inc. are acting as representatives (in such capacity, the "Representatives"), with respect to (i) the sale by the Company of 2,100,000 shares (the "Initial Shares") of Common Stock, par value $1.00 per share, of the Company (the "Common Stock") in the number of shares set forth opposite the name of the Company in Schedule I hereto, and the purchase by the Underwriters, acting severally and not jointly, of the respective number of shares of Common Stock set forth opposite the names of the Underwriters in Schedule II hereto, and (ii) the grant of the option described in Section 1(b) hereof to purchase all or any part of 315,000 additional shares of Common Stock to cover over-allotments (the "Option Shares"), if any, from the Company in the n

CUSTOMERS BANCORP, INC. Shares of Common Stock UNDERWRITING AGREEMENT
Underwriting Agreement • November 4th, 2016 • Customers Bancorp, Inc. • State commercial banks • Virginia

Customers Bancorp, Inc., a Pennsylvania corporation (the "Company"), confirms its agreement with each of the Underwriters listed on Schedule II hereto (collectively, the "Underwriters"), for whom FBR Capital Markets & Co. and Keefe, Bruyette & Woods, Inc. are acting as representatives (in such capacity, the "Representatives"), with respect to (i) the sale by the Company of 2,100,000 shares (the "Initial Shares") of Common Stock, par value $1.00 per share, of the Company (the "Common Stock") in the number of shares set forth opposite the name of the Company in Schedule I hereto, and the purchase by the Underwriters, acting severally and not jointly, of the respective number of shares of Common Stock set forth opposite the names of the Underwriters in Schedule II hereto, and (ii) the grant of the option described in Section 1(b) hereof to purchase all or any part of 315,000 additional shares of Common Stock to cover over-allotments (the "Option Shares"), if any, from the Company in the n

GREAT AJAX CORP. 2,265,000 Shares of Common Stock UNDERWRITING AGREEMENT
Underwriting Agreement • June 15th, 2016 • Great Ajax Corp. • Real estate investment trusts • New York

Great Ajax Corp., a Maryland corporation (the “Company”), Great Ajax Operating Partnership LP, a Delaware limited partnership (the “Operating Partnership”), and Thetis Asset Management LLC, a Delaware limited liability company (the “Manager”), each confirms its agreement with each of the Underwriters listed on Schedule I hereto (collectively, the “Underwriters”), for whom Piper Jaffray & Co. (“Piper”) is acting as Representative (in such capacity, the “Representative”), with respect to (i) the sale by the Company of 2,265,000 shares (the “Initial Shares”) of Common Stock, par value $0.01 per share, of the Company (the “Common Stock”), and the purchase by the Underwriters, acting severally and not jointly, of the respective number of shares of Common Stock set forth opposite the names of the Underwriters in Schedule I hereto, and (ii) the grant of the option described in Section 1(b) hereof to purchase all or any part of 339,750 additional shares of Common Stock (the “Option Shares”) fr

TURNING POINT BRANDS, INC. Common Stock UNDERWRITING AGREEMENT
Underwriting Agreement • May 16th, 2016 • Turning Point Brands, Inc. • Tobacco products • New York

Turning Point Brands, Inc., a Delaware corporation (the “Company”), confirms its agreement with each of the Underwriters listed on Schedule I hereto (collectively, the “Underwriters”), for whom Cowen and Company, LLC and FBR Capital Markets & Co. are acting as representative (the “Representatives”), with respect to (i) the sale by the Company of 5,400,000 shares (the “Initial Shares”) of Common Stock, par value $0.01 per share, of the Company (the “Common Stock”), and the purchase by the Underwriters, acting severally and not jointly, of the respective numbers of shares of Common Stock set forth opposite the names of the Underwriters in Schedule I hereto, and (ii) the grant of the option described in Section 1(b) hereof to purchase all or any part of 810,000 additional shares of Common Stock to cover over-allotments (the “Option Shares”), if any, from the Company to the Underwriters, acting severally and not jointly, in the respective numbers of shares of Common Stock set forth opposit

TURNING POINT BRANDS, INC. Common Stock UNDERWRITING AGREEMENT
Underwriting Agreement • April 28th, 2016 • Turning Point Brands, Inc. • Tobacco products • New York

Turning Point Brands, Inc., a Delaware corporation (the “Company”), confirms its agreement with each of the Underwriters listed on Schedule I hereto (collectively, the “Underwriters”), for whom Cowen and Company, LLC and FBR Capital Markets & Co. are acting as representative (the “Representatives”), with respect to (i) the sale by the Company of [•] shares (the “Initial Shares”) of Common Stock, par value $0.01 per share, of the Company (the “Common Stock”), and the purchase by the Underwriters, acting severally and not jointly, of the respective numbers of shares of Common Stock set forth opposite the names of the Underwriters in Schedule I hereto, and (ii) the grant of the option described in Section 1(b) hereof to purchase all or any part of [•] additional shares of Common Stock to cover over-allotments (the “Option Shares”), if any, from the Company to the Underwriters, acting severally and not jointly, in the respective numbers of shares of Common Stock set forth opposite the name

TURNING POINT BRANDS, INC. Common Stock UNDERWRITING AGREEMENT
Underwriting Agreement • April 21st, 2016 • Turning Point Brands, Inc. • Tobacco products • New York

Turning Point Brands, Inc., a Delaware corporation (the “Company”), confirms its agreement with each of the Underwriters listed on Schedule I hereto (collectively, the “Underwriters”), for whom Cowen and Company, LLC and FBR Capital Markets & Co. are acting as representative (the “Representatives”), with respect to (i) the sale by the Company of [•] shares (the “Initial Shares”) of Common Stock, par value $0.01 per share, of the Company (the “Common Stock”), and the purchase by the Underwriters, acting severally and not jointly, of the respective numbers of shares of Common Stock set forth opposite the names of the Underwriters in Schedule I hereto, and (ii) the grant of the option described in Section 1(b) hereof to purchase all or any part of [•] additional shares of Common Stock to cover over-allotments (the “Option Shares”), if any, from the Company to the Underwriters, acting severally and not jointly, in the respective numbers of shares of Common Stock set forth opposite the name

HORSEHEAD HOLDING CORP. (a Delaware corporation) 5,000,000 Shares of Common Stock UNDERWRITING AGREEMENT
Underwriting Agreement • January 28th, 2015 • Horsehead Holding Corp • Primary smelting & refining of nonferrous metals • New York

Horsehead Holding Corp., a Delaware corporation (the “Company”) confirms its agreement with each of the underwriters listed on Schedule I hereto (collectively, the “Underwriters”), for whom Stifel, Nicolaus & Company, Incorporated is acting as representative (in such capacity, the “Representative”), with respect to (i) the sale by the Company of 5,000,000 shares (the “Firm Shares”) of common stock, par value $0.01 per share, of the Company (the “Common Stock”), and the purchase by the Underwriters, acting severally and not jointly, of the respective number of shares of Common Stock set forth opposite the names of the Underwriters in Schedule I hereto, and (ii) the grant of the option described in Section 1(b) hereof to purchase all or any part of 750,000 additional shares of Common Stock (the “Option Shares”), if any, from the Company to the Underwriters, acting severally and not jointly, in the respective numbers of shares of Common Stock set forth opposite the names of each of the Un

SKY SOLAR HOLDINGS, LTD. American Depositary Shares Representing Ordinary Shares (nominal value US$0.0001 per share) UNDERWRITING AGREEMENT
Underwriting Agreement • November 10th, 2014 • Sky Solar Holdings, Ltd. • Services-engineering services • New York
NMI HOLDINGS, INC. Shares of Common Stock FORM OF UNDERWRITING AGREEMENT
Underwriting Agreement • November 1st, 2013 • NMI Holdings, Inc. • Surety insurance • New York

The undersigned understands that FBR Capital Markets & Co. (“FBRC”) (the “Representative”) and potentially other underwriters (together with the Representative, the “Underwriters”) propose to enter into an Underwriting Agreement (the “Underwriting Agreement”) with NMI Holdings, Inc., a Delaware corporation (the “Company”) and certain stockholders of the Company set forth therein (the “Selling Stockholders”), providing for the public offering (the “Public Offering”) by the Underwriters of shares (the “Shares”) of common stock of the Company (“Common Stock”) pursuant to the Registration Statement on Form S-1, as amended (File No. 333-191635) filed with the U.S. Securities and Exchange Commission (the “SEC”).

HORSEHEAD HOLDING CORP. (a Delaware corporation) 5,500,000 Shares of Common Stock UNDERWRITING AGREEMENT
Underwriting Agreement • October 30th, 2013 • Horsehead Holding Corp • Primary smelting & refining of nonferrous metals • New York

Horsehead Holding Corp., a Delaware corporation (the “Company”) confirms its agreement with each of the underwriters listed on Schedule I hereto (collectively, the “Underwriters”), for whom Stifel, Nicolaus & Company, Incorporated is acting as representative (in such capacity, the “Representative”), with respect to (i) the sale by the Company of 5,500,000 shares (the “Firm Shares”) of common stock, par value $0.01 per share, of the Company (the “Common Stock”), and the purchase by the Underwriters, acting severally and not jointly, of the respective number of shares of Common Stock set forth opposite the names of the Underwriters in Schedule I hereto, and (ii) the grant of the option described in Section 1(b) hereof to purchase all or any part of 825,000 additional shares of Common Stock (the “Option Shares”), if any, from the Company to the Underwriters, acting severally and not jointly, in the respective numbers of shares of Common Stock set forth opposite the names of each of the Un

THE EXONE COMPANY (a Delaware Corporation) 2,656,000 Shares of Common Stock Par Value $0.01 per Share UNDERWRITING AGREEMENT September 9, 2013
Underwriting Agreement • September 13th, 2013 • ExOne Co • Printing trades machinery & equipment • New York

The ExOne Company, a Delaware corporation (the “Company”), and the stockholders of the Company listed on Schedule I hereto (the “Selling Stockholders”), each confirms its agreement with each of the Underwriters listed on Schedule II hereto (collectively, the “Underwriters”), for whom FBR Capital Markets & Co. is acting as representative (in such capacity, the “Representative”), with respect to (i) the sale by the Company and the Selling Stockholders of a total of 2,656,000 shares (the “Initial Shares”) of Common Stock, par value $0.01 per share, of the Company (the “Common Stock”) in the respective number of shares set forth opposite the name of the Company and the Selling Stockholders in Schedule I hereto, and the purchase by the Underwriters, acting severally and not jointly, of the respective number of shares of common stock set forth opposite the names of the Underwriters in Schedule II hereto, and (ii) the grant of the option described in Section 1(b) hereof to purchase all or any

THE EXONE COMPANY (a Delaware Corporation) [ ¡ ] Shares of Common Stock Par Value $0.01 per Share UNDERWRITING AGREEMENT
Underwriting Agreement • September 3rd, 2013 • ExOne Co • Printing trades machinery & equipment • New York
CAPLEASE, INC. Shares of Common Stock UNDERWRITING AGREEMENT
Underwriting Agreement • April 9th, 2013 • CapLease, Inc. • Real estate investment trusts • New York

CapLease, Inc., a Maryland corporation (the “Company”), confirms its agreement with each of the Underwriters listed on Schedule I hereto (collectively, the “Underwriters”), for whom Wells Fargo Securities, LLC is acting as Representative (in such capacity, the “Representative”), with respect to (a) the sale by the Company of 7,500,000 shares (the “Initial Shares”) of Common Stock, par value $0.01 per share, of the Company (the “Common Stock”), and the purchase by the Underwriters, acting severally and not jointly, of the respective number of shares of Common Stock set forth opposite the names of the Underwriters in Schedule I hereto, and (b) the grant of the option described in Section 1(b) hereof to purchase all or any part of 1,125,000 additional shares of Common Stock to cover over-allotments (the “Option Shares”), if any, from the Company to the Underwriters, acting severally and not jointly. The 7,500,000 Initial Shares and all or any part of the 1,125,000 Option Shares are herein

THE EXONE COMPANY (a Delaware Corporation) Shares of Common Stock Par Value $0.01 per Share UNDERWRITING AGREEMENT February , 2013
Underwriting Agreement • February 6th, 2013 • ExOne Co • Printing trades machinery & equipment • New York
ARMSTRONG ENERGY, INC. Shares of Common Stock UNDERWRITING AGREEMENT
Underwriting Agreement • May 30th, 2012 • Armstrong Energy, Inc. • Bituminous coal & lignite surface mining • New York

RAYMOND JAMES & ASSOCIATES, INC. FBR CAPITAL MARKETS & CO. as Representatives of the several Underwriters c/o Raymond James & Associates, Inc. 880 Carillon Parkway Saint Petersburg, FL 33716

ARMSTRONG ENERGY, INC. Shares of Common Stock UNDERWRITING AGREEMENT
Underwriting Agreement • May 4th, 2012 • Armstrong Energy, Inc. • Bituminous coal & lignite surface mining • New York

RAYMOND JAMES & ASSOCIATES, INC. FBR CAPITAL MARKETS & CO. as Representatives of the several Underwriters c/o Raymond James & Associates, Inc. 880 Carillon Parkway Saint Petersburg, FL 33716

CAPLEASE, INC. Shares of Common Stock UNDERWRITING AGREEMENT
Underwriting Agreement • April 5th, 2011 • CapLease, Inc. • Real estate investment trusts • New York

CapLease, Inc., a Maryland corporation (the “Company”), confirms its agreement with each of the Underwriters listed on Schedule I hereto (collectively, the “Underwriters”), for whom Citigroup Global Markets Inc. and Wells Fargo Securities, LLC are acting as Representatives (in such capacity, the “Representatives”), with respect to (a) the sale by the Company of 10,000,000 shares (the “Initial Shares”) of Common Stock, par value $0.01 per share, of the Company (the “Common Stock”), and the purchase by the Underwriters, acting severally and not jointly, of the respective number of shares of Common Stock set forth opposite the names of the Underwriters in Schedule I hereto, and (b) the grant of the option described in Section 1(b) hereof to purchase all or any part of 1,500,000 additional shares of Common Stock to cover over-allotments (the “Option Shares”), if any, from the Company to the Underwriters, acting severally and not jointly. The 10,000,000 Initial Shares and all or any part of

IMPERIAL HOLDINGS, INC. [16,666,667] Shares of Common Stock UNDERWRITING AGREEMENT
Underwriting Agreement • February 7th, 2011 • Imperial Holdings, LLC • Finance services • New York

FBR CAPITAL MARKETS & CO. as Representative of the several Underwriters c/o FBR Capital Markets & Co. 1001 19th Street North Arlington, Virginia 22209

IMPERIAL HOLDINGS, INC. ____________ Shares of Common Stock UNDERWRITING AGREEMENT
Underwriting Agreement • January 12th, 2011 • Imperial Holdings, LLC • Finance services • New York

FBR CAPITAL MARKETS & CO. [INSERT NAME OF ADDITIONAL REPRESENTATIVES] as Representatives of the several Underwriters c/o FBR Capital Markets & Co. 1001 19th Street North Arlington, Virginia 22209

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CAPLEASE, INC. Shares of 8.125% Series A Cumulative Redeemable Preferred Stock UNDERWRITING AGREEMENT
Underwriting Agreement • March 31st, 2010 • CapLease, Inc. • Real estate investment trusts • New York

CapLease, Inc., a Maryland corporation (the “Company”), confirms its agreement with each of the Underwriters listed on Schedule I hereto (collectively, the “Underwriters”), for whom Wells Fargo Securities, LLC and Goldman, Sachs & Co. are acting as Representatives (in such capacity, the “Representatives”), with respect to (a) the sale by the Company of 1,800,000 shares (the “Initial Shares”) of 8.125% Series A Cumulative Redeemable Preferred Stock (liquidation preference $25.00 per share), par value $0.01 per share, of the Company (the “Series A Preferred Stock”), and the purchase by the Underwriters, acting severally and not jointly, of the respective number of shares of Series A Preferred Stock set forth opposite the names of the Underwriters in Schedule I hereto, and (b) the grant of the option described in Section 1(b) hereof to purchase all or any part of 270,000 additional shares of Series A Preferred Stock to cover over-allotments (the “Option Shares”), if any, from the Company

HORSEHEAD HOLDING CORP. Shares of Common Stock UNDERWRITING AGREEMENT
Underwriting Agreement • September 11th, 2009 • Horsehead Holding Corp • Primary smelting & refining of nonferrous metals • New York

STIFEL, NICOLAUS & COMPANY INCORPORATED as Representative of the several Underwriters c/o Stifel, Nicolaus & Company Incorporated One South Street Baltimore, Maryland 21202 Dear Sirs or Madams:

Contract
Underwriting Agreement • August 14th, 2009 • Orion Marine Group Inc • Heavy construction other than bldg const - contractors • New York
FBR CAPITAL MARKETS CORPORATION 21,500,000 Shares of Common Stock UNDERWRITING AGREEMENT
Underwriting Agreement • June 16th, 2009 • FBR Capital Markets Corp • Security brokers, dealers & flotation companies • New York
MADISON SQUARE CAPITAL, INC. Shares of Common Stock FORM OF UNDERWRITING AGREEMENT
Underwriting Agreement • February 9th, 2009 • Madison Square Capital, Inc. • Real estate investment trusts • New York

Madison Square Capital, Inc., a Maryland corporation (the “Company”), confirms its agreement with each of the Underwriters listed on Schedule I hereto (collectively, the “Underwriters”), for whom Friedman, Billings, Ramsey & Co., Inc. and Lazard Capital Markets LLC are acting as representatives (in such capacity, collectively, the “Representatives”), with respect to (i) the sale by the Company of shares (the “Initial Shares”) of Common Stock, par value $0.01 per share, of the Company (the “Common Stock”), and the purchase by the Underwriters, acting severally and not jointly, of the respective number of shares of Common Stock set forth opposite the name of each of the Underwriters listed in Schedule I hereto, and (ii) the grant of the option described in Section 1(b) hereof to purchase all or any part of additional shares of Common Stock to cover over-allotments (the “Option Shares”), if any, from the Company to the Underwriters, acting severally and not jointly, in the respective numb

PATRIOT RISK MANAGEMENT, INC. Shares of Common Stock UNDERWRITING AGREEMENT
Underwriting Agreement • October 2nd, 2008 • Patriot Risk Management, Inc. • Fire, marine & casualty insurance • New York

FRIEDMAN, BILLINGS, RAMSEY & CO., INC. and FOX-PITT KELTON COCHRAN CARONIA WALLER, LLC, as Representatives of the several Underwriters c/o Friedman, Billings, Ramsey & Co., Inc. 1001 19th Street North Arlington, Virginia 22209

Midwest Banc Holdings, Inc. 1,500,000 Depositary Shares Each Representing 1/100th Ownership Interest in a Share of 7.75% Series A Noncumulative Redeemable Convertible Perpetual Preferred Stock (Par Value $0.01 Per Share) (Liquidation Preference...
Underwriting Agreement • December 7th, 2007 • Midwest Banc Holdings Inc • National commercial banks • Missouri

STIFEL, NICOLAUS & COMPANY, INCORPORATED as Representative of the several Underwriters listed on Schedule I hereto 501 North Broadway St. Louis, Missouri 63102

ANWORTH MORTGAGE ASSET CORPORATION 1,000,000 Shares of 6.25% Series B Cumulative Convertible Preferred Stock UNDERWRITING AGREEMENT January 25, 2007
Underwriting Agreement • January 30th, 2007 • Anworth Mortgage Asset Corp • Real estate investment trusts • New York
UNDERWRITING AGREEMENT
Underwriting Agreement • January 24th, 2007 • RAIT Financial Trust • Real estate investment trusts • New York

FRIEDMAN, BILLINGS, RAMSEY & CO., INC. BEAR, STEARNS & CO. INC. as Representatives of the several Underwriters c/o Friedman, Billings, Ramsey & Co., Inc. 1001 19th Street North Arlington, Virginia 22209

MERUELO MADDUX PROPERTIES, INC. Shares of Common Stock UNDERWRITING AGREEMENT
Underwriting Agreement • January 24th, 2007 • Meruelo Maddux Properties, Inc. • Real estate • New York

Meruelo Maddux Properties, Inc., a Delaware corporation (the “Company”), and Meruelo Maddux Properties, L.P., a Delaware limited partnership (the “Operating Partnership”), each confirms its agreement with each of the Underwriters listed on Schedule I hereto (collectively, the “Underwriters”), for whom Friedman, Billings, Ramsey & Co., Inc. (“FBR”), UBS Securities LLC (“UBS”) are acting as representatives (in such capacity, the “Representatives”), with respect to (i) the sale by the Company of shares (the “Initial Shares”) of Common Stock, par value $0.01 per share, of the Company (“Common Stock”), and the purchase by the Underwriters, acting severally and not jointly, of the respective number of shares of Common Stock set forth opposite the names of the Underwriters on Schedule I hereto, and (ii) the grant of the option described in Section 1(b) hereof to purchase all or any part of additional shares of Common Stock to cover over-allotments (the “Option Shares”), if any, from the Compa

SHARES SUPERTEL HOSPITALITY, INC. COMMON STOCK (PAR VALUE, $.01 PER SHARE) UNDERWRITING AGREEMENT
Underwriting Agreement • December 15th, 2006 • Supertel Hospitality Inc • Real estate investment trusts
CAPITAL LEASE FUNDING, INC. Shares of Common Stock UNDERWRITING AGREEMENT
Underwriting Agreement • May 1st, 2006 • Capital Lease Funding Inc • Real estate investment trusts • New York

Capital Lease Funding, Inc., a Maryland corporation (the “Company”), confirms its agreement with each of the Underwriters listed on Schedule I hereto (collectively, the “Underwriters”), for whom Friedman, Billings, Ramsey & Co., Inc. and Wachovia Capital Markets, LLC are acting as Representatives (in such capacity, the “Representatives”), with respect to (a) the sale by the Company of 5,000,000 shares (the “Initial Shares”) of Common Stock, par value $.01 per share, of the Company (the “Common Stock”), and the purchase by the Underwriters, acting severally and not jointly, of the respective number of shares of Common Stock set forth opposite the names of the Underwriters in Schedule I hereto, and (b) the grant of the option described in Section 1(b) hereof to purchase all or any part of 750,000 additional shares of Common Stock to cover over-allotments (the “Option Shares”), if any, from the Company to the Underwriters, acting severally and not jointly. The 5,000,000 Initial Shares and

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