COMMON STOCK PURCHASE AGREEMENT DATED AS OF DECEMBER 5, 2012 BY AND BETWEEN DELCATH SYSTEMS, INC. AND TERRAPIN OPPORTUNITY, L.P.Common Stock Purchase Agreement • December 5th, 2012 • Delcath Systems Inc • Surgical & medical instruments & apparatus • New York
Contract Type FiledDecember 5th, 2012 Company Industry JurisdictionThis COMMON STOCK PURCHASE AGREEMENT, made and entered into on this 5th day of December 2012 (this “Agreement”), by and between Terrapin Opportunity, L.P., a limited partnership organized under the laws of the British Virgin Islands (the “Investor”), and Delcath Systems, Inc., a corporation organized and existing under the laws of the State of Delaware (the “Company”). Capitalized terms used but not defined herein shall have the meanings ascribed to such terms in Annex A hereto.
COMMON STOCK PURCHASE AGREEMENT DATED AS OF OCTOBER 4, 2012 BY AND BETWEEN ENTEROMEDICS INC. AND TERRAPIN OPPORTUNITY, L.P.Common Stock Purchase Agreement • October 4th, 2012 • EnteroMedics Inc • Electromedical & electrotherapeutic apparatus • New York
Contract Type FiledOctober 4th, 2012 Company Industry JurisdictionThis COMMON STOCK PURCHASE AGREEMENT, made and entered into on this 4th day of October 2012 (this “Agreement”), by and between Terrapin Opportunity, L.P., a limited partnership organized under the laws of the British Virgin Islands (the “Investor”), and EnteroMedics Inc., a corporation organized and existing under the laws of the State of Delaware (the “Company”). Capitalized terms used but not defined herein shall have the meanings ascribed to such terms in Annex A hereto.
COMMON STOCK PURCHASE AGREEMENT DATED AS OF AUGUST 30, 2012 BY AND BETWEEN TRIUS THERAPEUTICS, INC. AND TERRAPIN OPPORTUNITY, L.P.Common Stock Purchase Agreement • August 31st, 2012 • Trius Therapeutics Inc • Pharmaceutical preparations • New York
Contract Type FiledAugust 31st, 2012 Company Industry JurisdictionThis COMMON STOCK PURCHASE AGREEMENT, made and entered into on this 30th day of August 2012 (this “Agreement”), by and between Terrapin Opportunity, L.P., a limited partnership organized under the laws of the British Virgin Islands (the “Investor”), and Trius Therapeutics, Inc., a corporation organized and existing under the laws of the State of Delaware (the “Company”). Capitalized terms used but not defined herein shall have the meanings ascribed to such terms in Annex A hereto.
COMMON STOCK PURCHASE AGREEMENT DATED AS OF JULY 20, 2012 BY AND BETWEEN ALEXZA PHARMACEUTICALS, INC. AND AZIMUTH OPPORTUNITY, L.P.Common Stock Purchase Agreement • July 23rd, 2012 • Alexza Pharmaceuticals Inc. • Pharmaceutical preparations • New York
Contract Type FiledJuly 23rd, 2012 Company Industry JurisdictionThis COMMON STOCK PURCHASE AGREEMENT, made and entered into on this 20th day of July 2012 (this “Agreement”), by and between Azimuth Opportunity, L.P., a limited partnership organized under the laws of the British Virgin Islands (the “Investor”), and Alexza Pharmaceuticals, Inc., a corporation organized and existing under the laws of the State of Delaware (the “Company”). Capitalized terms used but not defined herein shall have the meanings ascribed to such terms in Annex A hereto.
COMMON STOCK PURCHASE AGREEMENT Dated as of November 8, 2011 by and between ARENA PHARMACEUTICALS, INC. and AZIMUTH OPPORTUNITY, L.P.Common Stock Purchase Agreement • November 8th, 2011 • Arena Pharmaceuticals Inc • Pharmaceutical preparations • Delaware
Contract Type FiledNovember 8th, 2011 Company Industry JurisdictionThis COMMON STOCK PURCHASE AGREEMENT, made and entered into on this 8th day of November, 2011 (this “Agreement”), by and between Azimuth Opportunity, L.P., an international limited partnership organized under the laws of the British Virgin Islands (the “Investor”), and Arena Pharmaceuticals, Inc., a corporation organized and existing under the laws of the State of Delaware (the “Company”). Capitalized terms used but not defined herein shall have the meanings ascribed to such terms in Annex A hereto.
COMMON STOCK PURCHASE AGREEMENT Dated as of September 13, 2011 by and between MICROVISION, INC. and AZIMUTH OPPORTUNITY LTD.Common Stock Purchase Agreement • September 13th, 2011 • Microvision Inc • Electronic components, nec • New York
Contract Type FiledSeptember 13th, 2011 Company Industry JurisdictionThis COMMON STOCK PURCHASE AGREEMENT, made and entered into on this 13th day of September 2011 (this “Agreement”), by and between Azimuth Opportunity Ltd., an international business company incorporated under the laws of the British Virgin Islands (the “Investor”), and Microvision, Inc., a corporation organized and existing under the laws of the State of Delaware (the “Company”). Capitalized terms used but not defined herein shall have the meanings ascribed to such terms in Annex A hereto.
COMMON STOCK PURCHASE AGREEMENT Dated as of May 10, 2011 by and between OMEROS CORPORATION and AZIMUTH OPPORTUNITY LTD.Common Stock Purchase Agreement • May 10th, 2011 • Omeros Corp • Pharmaceutical preparations • New York
Contract Type FiledMay 10th, 2011 Company Industry JurisdictionThis COMMON STOCK PURCHASE AGREEMENT, made and entered into on this 10th day of May, 2011 (this “Agreement”), by and between Azimuth Opportunity Ltd., an international business company incorporated under the laws of the British Virgin Islands (the “Investor”), and Omeros Corporation, a corporation organized and existing under the laws of the State of Washington (the “Company”). Capitalized terms used but not defined herein shall have the meanings ascribed to such terms in Annex A hereto.
COMMON STOCK PURCHASE AGREEMENT Dated as of May 4, 2011 by and between MICROVISION, INC. and AZIMUTH OPPORTUNITY LTD.Common Stock Purchase Agreement • May 6th, 2011 • Microvision Inc • Electronic components, nec • New York
Contract Type FiledMay 6th, 2011 Company Industry JurisdictionReference is made to the Common Stock Purchase Agreement dated as of May 4, 2011, (the “Purchase Agreement”) between Microvision, Inc., a corporation organized and existing under the laws of the State of Delaware (the “Company”), and Azimuth Opportunity Ltd., an international business company incorporated under the laws of the British Virgin Islands. Capitalized terms used and not otherwise defined herein shall have the meanings given such terms in the Purchase Agreement. In accordance with and pursuant to Section 3.1 of the Purchase Agreement, the Company hereby issues this Fixed Request Notice to exercise a Fixed Request for the Fixed Amount Requested indicated below.
COMMON STOCK PURCHASE AGREEMENT Dated as of December 20, 2010 by and between PONIARD PHARMACEUTICALS, INC. and SMALL CAP BIOTECH VALUE, LTD.Common Stock Purchase Agreement • December 21st, 2010 • Poniard Pharmaceuticals, Inc. • Pharmaceutical preparations • New York
Contract Type FiledDecember 21st, 2010 Company Industry JurisdictionThis COMMON STOCK PURCHASE AGREEMENT, made and entered into on this 20th day of December 2010 (this “Agreement”), by and between Small Cap Biotech Value, Ltd., a business company incorporated under the laws of the British Virgin Islands (the “Investor”), and Poniard Pharmaceuticals, Inc., a corporation organized and existing under the laws of the State of Washington (the “Company”). Capitalized terms used but not defined herein shall have the meanings ascribed to such terms in Annex A hereto.
COMMON STOCK PURCHASE AGREEMENT Dated as of October 4, 2010 by and between SYNTA PHARMACEUTICALS CORP. and AZIMUTH OPPORTUNITY LTD.Common Stock Purchase Agreement • October 5th, 2010 • Synta Pharmaceuticals Corp • Pharmaceutical preparations • New York
Contract Type FiledOctober 5th, 2010 Company Industry JurisdictionThis COMMON STOCK PURCHASE AGREEMENT, made and entered into on this 4th day of October 2010 (this “Agreement”), by and between Azimuth Opportunity Ltd., an international business company incorporated under the laws of the British Virgin Islands (the “Investor”), and Synta Pharmaceuticals Corp., a corporation organized and existing under the laws of the State of Delaware (the “Company”). Capitalized terms used but not defined herein shall have the meanings ascribed to such terms in Annex A hereto.
COMMON STOCK PURCHASE AGREEMENT Dated as of July 14, 2010 by and between SYNTROLEUM CORPORATION and ENERGY OPPORTUNITY, LTD.Common Stock Purchase Agreement • July 14th, 2010 • Syntroleum Corp • Crude petroleum & natural gas • New York
Contract Type FiledJuly 14th, 2010 Company Industry JurisdictionThis COMMON STOCK PURCHASE AGREEMENT, made and entered into on this 14th day of July 2010 (this “Agreement”), by and between Energy Opportunity, Ltd., a business company incorporated under the laws of the British Virgin Islands (the “Investor”), and Syntroleum Corporation, a corporation organized and existing under the laws of the State of Delaware (the “Company”). Capitalized terms used but not defined herein shall have the meanings ascribed to such terms in Annex A hereto.
COMMON STOCK PURCHASE AGREEMENT Dated as of July 1, 2010 by and between DURECT CORPORATION and AZIMUTH OPPORTUNITY LTD.Common Stock Purchase Agreement • July 1st, 2010 • Durect Corp • Pharmaceutical preparations • New York
Contract Type FiledJuly 1st, 2010 Company Industry JurisdictionThis COMMON STOCK PURCHASE AGREEMENT, made and entered into on this 1st day of July 2010 (this “Agreement”), by and between Azimuth Opportunity Ltd., an international business company incorporated under the laws of the British Virgin Islands (the “Investor”), and DURECT Corporation, a corporation organized and existing under the laws of the State of Delaware (the “Company”). Capitalized terms used but not defined herein shall have the meanings ascribed to such terms in Annex A hereto.
COMMON STOCK PURCHASE AGREEMENT Dated as of May 19, 2010 by and between NEOSTEM, INC. and COMMERCE COURT SMALL CAP VALUE FUND, LTD.Common Stock Purchase Agreement • May 19th, 2010 • NeoStem, Inc. • Services-misc health & allied services, nec • New York
Contract Type FiledMay 19th, 2010 Company Industry JurisdictionThis COMMON STOCK PURCHASE AGREEMENT, made and entered into on this 19th day of May 2010 (this “Agreement”), by and between Commerce Court Small Cap Value Fund, Ltd., a business company incorporated under the laws of the British Virgin Islands (the “Investor”), and NeoStem, Inc., a corporation organized and existing under the laws of the State of Delaware (the “Company”). Capitalized terms used but not defined herein shall have the meanings ascribed to such terms in Annex A hereto.
COMMON STOCK PURCHASE AGREEMENT Dated as of February 23, 2010 by and between PONIARD PHARMACEUTICALS, INC. and COMMERCE COURT SMALL CAP VALUE FUND, LTD.Common Stock Purchase Agreement • February 23rd, 2010 • Poniard Pharmaceuticals, Inc. • Pharmaceutical preparations • New York
Contract Type FiledFebruary 23rd, 2010 Company Industry JurisdictionThis COMMON STOCK PURCHASE AGREEMENT, made and entered into on this 23rd day of February 2010 (this “Agreement”), by and between Commerce Court Small Cap Value Fund, Ltd., a business company incorporated under the laws of the British Virgin Islands (the “Investor”), and Poniard Pharmaceuticals, Inc., a corporation organized and existing under the laws of the State of Washington (the “Company”). Capitalized terms used but not defined herein shall have the meanings ascribed to such terms in Annex A hereto.
COMMON STOCK PURCHASE AGREEMENT Dated as of January 8, 2010 by and between VICAL INCORPORATED and AZIMUTH OPPORTUNITY LTD.Common Stock Purchase Agreement • January 8th, 2010 • Vical Inc • Biological products, (no disgnostic substances) • Delaware
Contract Type FiledJanuary 8th, 2010 Company Industry JurisdictionThis COMMON STOCK PURCHASE AGREEMENT, made and entered into on this 8th day of January 2010 (this “Agreement”), by and between Azimuth Opportunity Ltd., an international business company incorporated under the laws of the British Virgin Islands (the “Investor”), and Vical Incorporated, a corporation organized and existing under the laws of the State of Delaware (the “Company”). Capitalized terms used but not defined herein shall have the meanings ascribed to such terms in Annex A hereto.
COMMON STOCK PURCHASE AGREEMENT Dated as of November 11, 2009 by and between MAP PHARMACEUTICALS, INC. and AZIMUTH OPPORTUNITY LTD.Common Stock Purchase Agreement • November 12th, 2009 • MAP Pharmaceuticals, Inc. • Pharmaceutical preparations • New York
Contract Type FiledNovember 12th, 2009 Company Industry JurisdictionThis COMMON STOCK PURCHASE AGREEMENT, made and entered into on this 11th day of November 2009 (this “Agreement”), by and between Azimuth Opportunity Ltd., an international business company incorporated under the laws of the British Virgin Islands (the “Investor”), and MAP Pharmaceuticals, Inc., a corporation organized and existing under the laws of the State of Delaware (the “Company”). Capitalized terms used but not defined herein shall have the meanings ascribed to such terms in Annex A hereto.
COMMON STOCK PURCHASE AGREEMENTCommon Stock Purchase Agreement • September 25th, 2009 • Affymax Inc • Pharmaceutical preparations • Delaware
Contract Type FiledSeptember 25th, 2009 Company Industry JurisdictionThis COMMON STOCK PURCHASE AGREEMENT, made and entered into on this 25th day of September, 2009 (this “Agreement”), by and between Azimuth Opportunity Ltd., an international business company incorporated under the laws of the British Virgin Islands (the “Investor”), and Affymax, Inc., a corporation organized and existing under the laws of the State of Delaware (the “Company”). Capitalized terms used but not defined herein shall have the meanings ascribed to such terms in Annex A hereto.
COMMON STOCK PURCHASE AGREEMENTCommon Stock Purchase Agreement • August 20th, 2009 • Poniard Pharmaceuticals, Inc. • Pharmaceutical preparations • New York
Contract Type FiledAugust 20th, 2009 Company Industry JurisdictionThis COMMON STOCK PURCHASE AGREEMENT, made and entered into on this 19th day of August 2009 (this “Agreement”), by and between Azimuth Opportunity Ltd., an international business company incorporated under the laws of the British Virgin Islands (the “Investor”), and Poniard Pharmaceuticals, Inc., a corporation organized and existing under the laws of the State of Washington (the “Company”). Capitalized terms used but not defined herein shall have the meanings ascribed to such terms in Annex A hereto.
COMMON STOCK PURCHASE AGREEMENTCommon Stock Purchase Agreement • August 6th, 2009 • NPS Pharmaceuticals Inc • Biological products, (no disgnostic substances) • New York
Contract Type FiledAugust 6th, 2009 Company Industry JurisdictionThis COMMON STOCK PURCHASE AGREEMENT, made and entered into on this 5th day of August 2009 (this “Agreement”), by and between Azimuth Opportunity Ltd., an international business company incorporated under the laws of the British Virgin Islands (the “Investor”), and NPS Pharmaceuticals, Inc., a corporation organized and existing under the laws of the State of Delaware (the “Company”). Capitalized terms used but not defined herein shall have the meanings ascribed to such terms in Annex A hereto.
COMMON STOCK PURCHASE AGREEMENT Dated March 23, 2009 by and between ARENA PHARMACEUTICALS, INC. and AZIMUTH OPPORTUNITY LTD.Common Stock Purchase Agreement • March 23rd, 2009 • Arena Pharmaceuticals Inc • Pharmaceutical preparations • Delaware
Contract Type FiledMarch 23rd, 2009 Company Industry JurisdictionThis COMMON STOCK PURCHASE AGREEMENT, made and entered into on this 23rd day of March 2009 (this “Agreement”), by and between Azimuth Opportunity Ltd., an international business company incorporated under the laws of the British Virgin Islands (the “Investor”), and Arena Pharmaceuticals, Inc., a corporation organized and existing under the laws of the State of Delaware (the “Company”). Capitalized terms used but not defined herein shall have the meanings ascribed to such terms in Annex A hereto.
COMMON STOCK PURCHASE AGREEMENTCommon Stock Purchase Agreement • October 30th, 2008 • Dyax Corp • Services-commercial physical & biological research • New York
Contract Type FiledOctober 30th, 2008 Company Industry JurisdictionThis COMMON STOCK PURCHASE AGREEMENT, made and entered into on this 30th day of October 2008 (this “Agreement”), by and between Azimuth Opportunity Ltd., an international business company incorporated under the laws of the British Virgin Islands (the “Investor”), and Dyax Corp., a corporation organized and existing under the laws of the State of Delaware (the “Company”). Capitalized terms used but not defined herein shall have the meanings ascribed to such terms in Annex A hereto.
COMMON STOCK PURCHASE AGREEMENT Dated September 7, 2007 by and between MEDIVATION, INC. and AZIMUTH OPPORTUNITY LTD.Common Stock Purchase Agreement • September 10th, 2007 • Medivation, Inc. • Pharmaceutical preparations • New York
Contract Type FiledSeptember 10th, 2007 Company Industry JurisdictionThis COMMON STOCK PURCHASE AGREEMENT, made and entered into on this 7th day of September 2007 (this “Agreement”), by and between Azimuth Opportunity Ltd., an international business company incorporated under the laws of the British Virgin Islands (the “Investor”), and Medivation, Inc., a corporation organized and existing under the laws of the State of Delaware (the “Company”).
COMMON STOCK PURCHASE AGREEMENT Dated March 14, 2007 by and between TITAN PHARMACEUTICALS, INC. and AZIMUTH OPPORTUNITY LTD.Common Stock Purchase Agreement • March 16th, 2007 • Titan Pharmaceuticals Inc • Biological products, (no disgnostic substances) • New York
Contract Type FiledMarch 16th, 2007 Company Industry JurisdictionThis COMMON STOCK PURCHASE AGREEMENT, made and entered into on this 14th day of March 2007 (this “Agreement”), by and between Azimuth Opportunity Ltd., an international business company incorporated under the laws of the British Virgin Islands (the “Investor”), and Titan Pharmaceuticals, Inc., a corporation organized and existing under the laws of the State of Delaware (the “Company”).
COMMON STOCK PURCHASE AGREEMENT Dated December 11, 2006 by and between DEPOMED, INC. and AZIMUTH OPPORTUNITY LTD.Common Stock Purchase Agreement • December 12th, 2006 • Depomed Inc • Pharmaceutical preparations • New York
Contract Type FiledDecember 12th, 2006 Company Industry JurisdictionThis COMMON STOCK PURCHASE AGREEMENT, made and entered into on this 11th day of December 2006 (this “Agreement”), by and between Azimuth Opportunity Ltd., an international business company incorporated under the laws of the British Virgin Islands (the “Investor”), and Depomed, Inc., a corporation organized and existing under the laws of the State of California (the “Company”).
COMMON STOCK PURCHASE AGREEMENT Dated November 20, 2006 by and between SYNTROLEUM CORPORATION and AZIMUTH OPPORTUNITY LTD.Common Stock Purchase Agreement • November 21st, 2006 • Syntroleum Corp • Crude petroleum & natural gas • New York
Contract Type FiledNovember 21st, 2006 Company Industry JurisdictionThis COMMON STOCK PURCHASE AGREEMENT, made and entered into on this 20th day of November 2006 (this “Agreement”), by and between Azimuth Opportunity Ltd., an international business company incorporated under the laws of the British Virgin Islands (the “Investor”), and Syntroleum Corporation, a corporation organized and existing under the laws of the State of Delaware (the “Company”).
COMMON STOCK PURCHASE AGREEMENTCommon Stock Purchase Agreement • September 1st, 2006 • Acusphere Inc • Pharmaceutical preparations • New York
Contract Type FiledSeptember 1st, 2006 Company Industry JurisdictionThis COMMON STOCK PURCHASE AGREEMENT, made and entered into on this 31st day of August 2006 (this “Agreement”), by and between Azimuth Opportunity Ltd., an international business company incorporated under the laws of the British Virgin Islands (the “Investor”), and Acusphere, Inc., a corporation organized and existing under the laws of the State of Delaware (the “Company”).
COMMON STOCK PURCHASE AGREEMENT Dated June 19, 2006 by and between CORGENTECH INC. and AZIMUTH OPPORTUNITY LTD.Common Stock Purchase Agreement • June 20th, 2006 • Corgentech Inc • Pharmaceutical preparations • Delaware
Contract Type FiledJune 20th, 2006 Company Industry JurisdictionThis COMMON STOCK PURCHASE AGREEMENT, made and entered into on this 19th day of June 2006 (this “Agreement”), by and between Azimuth Opportunity Ltd., an international business company incorporated under the laws of the British Virgin Islands (the “Investor”), and Corgentech Inc., a corporation organized and existing under the laws of the State of Delaware (the “Company”).
COMMON STOCK PURCHASE AGREEMENT Dated May 30, 2006 by and between ISIS PHARMACEUTICALS, INC. and AZIMUTH OPPORTUNITY LTD.Common Stock Purchase Agreement • May 31st, 2006 • Isis Pharmaceuticals Inc • Pharmaceutical preparations • New York
Contract Type FiledMay 31st, 2006 Company Industry JurisdictionThis COMMON STOCK PURCHASE AGREEMENT, made and entered into on this 30th day of May 2006 (this “Agreement”), by and between Azimuth Opportunity Ltd., an international business company incorporated under the laws of the British Virgin Islands (the “Investor”), and Isis Pharmaceuticals, Inc., a corporation organized and existing under the laws of the State of Delaware (the “Company”).
COMMON STOCK PURCHASE AGREEMENT Dated May 10, 2006 by and between NANOGEN, INC. and AZIMUTH OPPORTUNITY LTD.Common Stock Purchase Agreement • May 10th, 2006 • Nanogen Inc • Laboratory analytical instruments • New York
Contract Type FiledMay 10th, 2006 Company Industry JurisdictionThis COMMON STOCK PURCHASE AGREEMENT, made and entered into on this 10th day of May 2006 (this “Agreement”), by and between Azimuth Opportunity Ltd., an international business company incorporated under the laws of the British Virgin Islands (the “Investor”), and Nanogen, Inc., a corporation organized and existing under the laws of the State of Delaware (the “Company”).
COMMON STOCK PURCHASE AGREEMENT Dated April 18, 2006 by and between CV THERAPEUTICS, INC. and AZIMUTH OPPORTUNITY LTD.Common Stock Purchase Agreement • April 18th, 2006 • Cv Therapeutics Inc • Biological products, (no disgnostic substances) • New York
Contract Type FiledApril 18th, 2006 Company Industry JurisdictionThis COMMON STOCK PURCHASE AGREEMENT, made and entered into on this 18th day of April 2006 (this “Agreement”), by and between Azimuth Opportunity Ltd., an international business company incorporated under the laws of the British Virgin Islands (the “Investor”), and CV Therapeutics, Inc., a corporation organized and existing under the laws of the State of Delaware (the “Company”).