NON-COMPETE AND NON-SOLICIT AGREEMENTNon-Compete and Non-Solicit Agreement • March 28th, 2008 • Broadpoint Securities Group, Inc. • Security brokers, dealers & flotation companies
FOR GOOD AND VALUABLE CONSIDERATION, including the award of Restricted Stock Units, as more fully described in the accompanying letter (10% of which will be fully vested upon grant), hereby acknowledged, First Albany Companies, Inc. and its subsidiaries ("First Albany") and its employee who is a signatory hereto (the "Key Employee Partner") (First Albany and the Key Employee Partner being referred to, collectively, as the "Parties") agree as follows:
ADDENDUM TO THE NON-COMPETE AND NON-SOLICIT AGREEMENT DATED SEPTEMBER 21, 2007Non-Compete and Non • March 28th, 2008 • Broadpoint Securities Group, Inc. • Security brokers, dealers & flotation companies • New York
This Addendum to the Non-Compete and Non-Solicit Agreement dated September 21, 2007 (the "Non-Compete and Non-Solicit Agreement") entered into by and between First Albany Companies Inc. and Patricia Arciero-Craig ("Key Employee Partner"), is made this _ day of September, 2007. All terms not otherwise defined herein shall have the meanings" ascribed to such terms in the Non-Compete and Non-
ContractAgreement • March 28th, 2008 • Broadpoint Securities Group, Inc. • Security brokers, dealers & flotation companies • New York
ContractClearing Agreement • March 28th, 2008 • Broadpoint Securities Group, Inc. • Security brokers, dealers & flotation companies • New York
