INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • June 13th, 2014 • Tocqueville Trust
THIS AGREEMENT is made this 9th day of June, 2014, by and between The Tocqueville Trust, a Massachusetts business trust (the “Trust”), on behalf of its series The Tocqueville Alternative Strategies Fund (the “Fund”), and Tocqueville Asset Management L.P., a limited partnership (the “Investment Adviser”);
AMENDED AND RESTATED DISTRIBUTION AGREEMENT between THE TOCQUEVILLE TRUST and TOCQUEVILLE SECURITIES L.P. (amended and restated as of June 9, 2014)Distribution Agreement • June 13th, 2014 • Tocqueville Trust
WHEREAS, The Tocqueville Trust, a Massachusetts business trust (the “Trust”) and Tocqueville Securities L.P. (the “Distributor”) had originally entered into this Distribution Agreement (the “Agreement”) on March 1, 1991, as amended on September 30, 2002, September 30, 2003, and September 24, 2009; and
THE TOCQUEVILLE TRUST FIFTH AMENDMENT TO THE CUSTODY AGREEMENTCustody Agreement • June 13th, 2014 • Tocqueville Trust
THIS FIFTH AMENDMENT dated as of the 9th day of June, 2014, to the Custody Agreement, dated as of March 13, 2008, as amended September 15, 2009, October 12, 2010, December 6, 2011 and December 20, 2013 (the "Agreement"), is entered into by and between THE TOCQUEVILLE TRUST, a Massachusetts trust (the “Trust”) and U.S. Bank, N.A., a national banking association (the "Custodian").
EXPENSE LIMITATION AGREEMENT Between THE TOCQUEVILLE TRUST and TOCQUEVILLE ASSET MANAGEMENT L.P.Expense Limitation Agreement • June 13th, 2014 • Tocqueville Trust
EXPENSE LIMITATION AGREEMENT, effective as of June 27, 2014, by and between The Tocqueville Trust (the “Trust”), on behalf of The Tocqueville Alternative Strategies Fund series of the Trust, and Tocqueville Asset Management L.P. (the “Advisor”).
THE TOCQUEVILLE TRUST AMENDMENT TO THE AMENDED AND RESTATED TRANSFER AGENT SERVICING AGREEMENTTransfer Agent Servicing Agreement • June 13th, 2014 • Tocqueville Trust
THIS AMENDMENT, dated as of the 9th day of June, 2014, to the Amended and Restated Transfer Agent Servicing Agreement, dated as of January 12, 2005, as amended (the "Agreement"), is entered into by and between THE TOCQUEVILLE TRUST, a Massachusetts trust (the “Tocqueville Funds”) and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company ("USBFS").
THE TOCQUEVILLE TRUST AMENDMENT TO THE AMENDED AND RESTATED FUND ACCOUNTING SERVICING AGREEMENTFund Accounting Servicing Agreement • June 13th, 2014 • Tocqueville Trust
THIS AMENDMENT, dated as of the 9th day of June, 2014, to the Amended and Restated Fund Accounting Servicing Agreement, dated as of February 15, 2006, as amended (the "Agreement"), is entered into by and between THE TOCQUEVILLE TRUST, a Massachusetts trust (the “Tocqueville Funds”) and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company ("USBFS").
TOCQUEVILLE ASSET MANAGEMENT, L.P. AMENDMENT TO THE FUND SUB-ADMINISTRATION SERVICING AGREEMENTFund Sub-Administration Servicing Agreement • June 13th, 2014 • Tocqueville Trust
THIS AMENDMENT dated as of the 9th day of June, 2014, to the Fund Sub-Administration Servicing Agreement, dated as of June 26, 2007, as amended (the "Agreement"), is entered into by and between TOCQUEVILLE ASSET MANAGEMENT, L.P., (“TAM”) and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company ("USBFS").
SECOND AMENDMENT TO ADMINISTRATION AGREEMENTAdministration Agreement • June 13th, 2014 • Tocqueville Trust
THIS SECOND AMENDMENT TO THE ADMINISTRATION AGREEMENT (the “Agreement”) is made as of June 9, 2014, by and between The Tocqueville Trust, a Massachusetts business Trust (the “Trust”), on behalf of its series listed in Exhibit 1 (the “Funds”), and Tocqueville Asset Management L.P., a limited partnership (the “Administrator”).
PURCHASE AGREEMENTPurchase Agreement • June 13th, 2014 • Tocqueville Trust
The Tocqueville Trust (the “Trust”), a Massachusetts business trust, on behalf of The Tocqueville Alternative Strategies Fund (the “Alternative Strategies Fund”), and Tocqueville Securities L.P. (“TS”), hereby agree with each other as follows:
