FORM OF INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • July 1st, 2015 • Brookfield Investment Funds • New York
Contract Type FiledJuly 1st, 2015 Company JurisdictionAGREEMENT made as of [ ], 2015, by and between Brookfield Investment Management Inc., a Delaware corporation (the “Adviser”), and Brookfield Investment Funds, a Delaware statutory trust (the “Trust”), on behalf of its series, Brookfield Real Assets Debt Fund (the “Fund”).
FORM OF ADMINISTRATION AGREEMENTAdministration Agreement • July 1st, 2015 • Brookfield Investment Funds
Contract Type FiledJuly 1st, 2015 CompanyTHIS AGREEMENT is made as of the [ ] day of [ ], 2015 by and between Brookfield Investment Funds, a Delaware statutory trust (the “Trust”), on behalf of its series, Brookfield Real Assets Debt Fund (the “Fund”), and Brookfield Investment Management Inc., a Delaware corporation (the “Administrator”);
BROOKFIELD INVESTMENT FUNDS FORM OF THIRD AMENDMENT TO THE TRANSFER AGENT SERVICING AGREEMENTTransfer Agent Servicing Agreement • July 1st, 2015 • Brookfield Investment Funds
Contract Type FiledJuly 1st, 2015 CompanyTHIS THIRD AMENDMENT dated as of the [ ] day of [ ], 2015, to the Transfer Agent Servicing Agreement, dated as of September 20, 2011, as amended on November 15, 2013 and November 1, 2014 (the “Agreement”), is entered into by and between BROOKFIELD INVESTMENT FUNDS, a Delaware statutory trust (the “Trust”), and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (the “USBFS”).
BROOKFIELD INVESTMENT FUNDS FORM OF THIRD AMENDMENT TO THE DISTRIBUTION AGREEMENTDistribution Agreement • July 1st, 2015 • Brookfield Investment Funds
Contract Type FiledJuly 1st, 2015 CompanyTHIS THIRD AMENDMENT dated as of the [ ] day of [ ], 2015, to the Distribution Agreement, dated as of September 20, 2011, as amended and restated on November 15, 2013 and November 1, 2014 (the “Agreement”), is entered into by and between BROOKFIELD INVESTMENT FUNDS, a Delaware statutory trust (the “Trust”) and QUASAR DISTRIBUTORS, LLC, a Delaware limited liability company (the “Distributor”).
BROOKFIELD INVESTMENT FUNDS FORM OF THIRD AMENDMENT TO THE CUSTODY AGREEMENTCustody Agreement • July 1st, 2015 • Brookfield Investment Funds
Contract Type FiledJuly 1st, 2015 CompanyTHIS THIRD AMENDMENT dated as of [ ], 2015, to the Custody Agreement, dated as of September 20, 2011, as amended and restated on November 15, 2013 and November 1, 2014 (the “Agreement”), is entered into by and between BROOKFIELD INVESTMENT FUNDS, a Delaware statutory trust (the “Trust”), on behalf of its separate series listed on Exhibit C and U.S. BANK NATIONAL ASSOCIATION, a national banking association (the “Custodian”).
BROOKFIELD INVESTMENT MANAGEMENT INC. FORM OF THIRD AMENDMENT TO THE FUND SUB- ADMINISTRATION SERVICING AGREEMENTFund Sub-Administration Servicing Agreement • July 1st, 2015 • Brookfield Investment Funds
Contract Type FiledJuly 1st, 2015 CompanyTHIS THIRD AMENDMENT dated as of [ ], 2015, to the Fund Sub-Administration Servicing Agreement, dated as of September 20, 2011, as amended on November 15, 2013 and November 1, 2014 (the “Agreement”), is entered into by and between BROOKFIELD INVESTMENT MANAGEMENT INC. (the “Company”), with respect to the BROOKFIELD INVESTMENT FUNDS (the “Trust”), and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).
BROOKFIELD INVESTMENT FUNDS FORM OF OPERATING EXPENSES LIMITATION AGREEMENTOperating Expenses Limitation Agreement • July 1st, 2015 • Brookfield Investment Funds • Delaware
Contract Type FiledJuly 1st, 2015 Company JurisdictionTHIS OPERATING EXPENSES LIMITATION AGREEMENT (the “Agreement”) is effective as of the [ ] day of [ ], 2015, by and between Brookfield Investment Funds, a Delaware statutory trust (the “Trust”), on behalf of the Brookfield Real Assets Debt Fund (the “Fund”) and each of the Fund’s classes of shares (each, a “Class”) listed on Appendix A, and the Fund’s investment adviser, Brookfield Investment Management Inc. (the “Adviser”).
FORM OF PURCHASE AGREEMENTPurchase Agreement • July 1st, 2015 • Brookfield Investment Funds
Contract Type FiledJuly 1st, 2015 CompanyBrookfield Investment Funds (the “Trust”), a Delaware statutory trust, and Brookfield Investment Management Inc. (the “Purchaser”), a Delaware corporation, hereby agree as follows:
BROOKFIELD INVESTMENT FUNDS FORM OF THIRD AMENDMENT TO THE FUND ACCOUNTING SERVICING AGREEMENTFund Accounting Servicing Agreement • July 1st, 2015 • Brookfield Investment Funds
Contract Type FiledJuly 1st, 2015 CompanyTHIS THIRD AMENDMENT dated as of [ ], 2015, to the Fund Accounting Servicing Agreement, dated as of September 20, 2011, as amended on November 15, 2013 and November 1, 2014 (the “Agreement”), is entered into by and between BROOKFIELD INVESTMENT FUNDS, a Delaware statutory trust (the “Trust”), and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).