Non-Compete and Non-Solicit AgreementNon-Compete and Non-Solicit Agreement • March 14th, 2008 • Broadpoint Securities Group, Inc. • Security brokers, dealers & flotation companies • New York
FOR GOOD AND VALUABLE CONSIDERATION, including an award of Restricted Stock Units under the Broadpoint Securities Group, Inc. 2007 Incentive Compensation Plan, hereby acknowledged, Broadpoint Securities Group, Inc. and its subsidiaries (“Broadpoint”) and its employee who is a signatory hereto (the “Key Employee”) (Broadpoint and the Key Employee being referred to, collectively, as the “Parties”) agree as follows:
March 14, 2008Separation Agreement • March 14th, 2008 • Broadpoint Securities Group, Inc. • Security brokers, dealers & flotation companies • New York
This letter agreement (the “Agreement”) will confirm the terms of the separation of your employment from Broadpoint Securities Group, Inc. (“Broadpoint”; Broadpoint, together with all its other direct and indirect controlled affiliates, and its and their respective successors, past or current directors, officers and employees, collectively, are the “Company”).
BROADPOINT SECURITIES GROUP, INC. RESTRICTED STOCK UNITS AGREEMENTRestricted Stock Units Agreement • March 14th, 2008 • Broadpoint Securities Group, Inc. • Security brokers, dealers & flotation companies • New York
THIS RESTRICTED STOCK UNITS AGREEMENT (the "Agreement") confirms the grant on March 31, 2008 (the "Grant Date") by Broadpoint Securities Group, Inc., a New York corporation (the "Company"), to Robert Turner ("Employee") of Restricted Stock Units (the "Units"), including rights to Dividend Equivalents as specified herein, as follows:
