INVESTMENT ADVISORY AGREEMENT Between NORTHERN LIGHTS FUND TRUST and ROANOKE ASSET MANAGEMENT CORP.Investment Advisory Agreement • February 1st, 2008 • Northern Lights Fund Trust • New York
AGREEMENT, made as of March 30, 2007 between Northern Lights Fund Trust, a Delaware statutory trust (the "Trust"), and Roanoke Asset Management Corp., a corporation organized under the laws of Florida (the "Advisor"), having its principal office and place of business located at 529 Fifth Avenue, New York, NY 10017.
NORTHERN LIGHTS FUND TRUST OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT ANCHOR MULTI-STRATEGY GROWTH FUNDOperating Expenses Limitation and Security Agreement • February 1st, 2008 • Northern Lights Fund Trust • New York
THIS OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT (the “Agreement”) is effective as of the 17th day of December, 2007, by and between NORTHERN LIGHTS FUND TRUST, a Delaware business trust (the “Trust”), on behalf of Anchor Multi-Strategy Growth Fund (the “Fund”) a series of the Trust, and the advisor of the Fund, Anchor Capital Management Group, Inc. (the “Advisor”).
INVESTMENT ADVISORY AGREEMENT Between NORTHERN LIGHTS FUND TRUST and ANCHOR CAPITAL MANAGEMENT GROUP, INC.Investment Advisory Agreement • February 1st, 2008 • Northern Lights Fund Trust • Nebraska
AGREEMENT, made as of December 17, 2007, between Northern Lights Fund Trust, a Delaware business trust (the "Trust"), and Anchor Capital Management Group, Inc. (the "Advisor"), located at 16140 Sand Canyon Avenue, Suite 101, Irvine, CA 92618.
DISTRIBUTION PLAN AND AGREEMENT PURSUANT TO RULE 12B-1 UNDER THE INVESTMENT COMPANY ACT OF 1940 NORTHERN LIGHTS FUND TRUST On behalf of its series ANCHOR MULTI-STRATEGY GROWTH FUNDDistribution Agreement • February 1st, 2008 • Northern Lights Fund Trust
PLAN AND AGREEMENT made as of December 17, 2007 by and between Northern Lights Fund Trust (the "Trust") on behalf of its separate series, Anchor Multi-Strategy Growth Fund (the “Fund”) and the distributor for the Fund, Aquarius Fund Distributors, LLC (the “DISTRIBUTOR”).
NORTHERN LIGHTS FUND TRUST OPERATING EXPENSES LIMITATION AGREEMENT ROANOKE SMALL-CAP GROWTH FUNDOperating Expenses Limitation Agreement • February 1st, 2008 • Northern Lights Fund Trust • New York
THIS OPERATING EXPENSES LIMITATION AGREEMENT (the “Agreement”) is effective as of the 30th day of March, 2007, by and between NORTHERN LIGHTS FUND TRUST, a Delaware statutory trust (the “Trust”), on behalf of Roanoke Small-Cap Growth Fund, (the “Fund”) a series of the Trust and the Advisor of the Fund, Roanoke Asset Management Corp. (the “Advisor”).
GAMING AND CASINO FUND INVESTING CLASS SHARES DISTRIBUTION PLAN AND AGREEMENT PURSUANT TO RULE 12B-1 UNDER THE INVESTMENT COMPANY ACT OF 1940Distribution Agreement • February 1st, 2008 • Northern Lights Fund Trust
PLAN AND AGREEMENT made as of March 19, 2007 by and between Northern Lights Fund Trust (the "Trust") on behalf of its separate series, The Gaming and Casino Fund (the “Fund”), and the Trust’s distributor, Ladenburg Thalmann & Co., Inc. (the “DISTRIBUTOR”).
UNDERWRITING AGREEMENT Between NORTHERN LIGHTS FUND TRUST and LADENBURG THALMANN & CO., INC.Underwriting Agreement • February 1st, 2008 • Northern Lights Fund Trust • Nebraska
AGREEMENT made this 19th day of March 2007, by and between NORTHERN LIGHTS FUND TRUST, a Delaware statutory trust, having its principal office and place of business at 450 Wireless Boulevard, Hauppauge, NY 11788 (the “Trust”), and LADENBURG THALMANN & CO., INC., a New York corporation having its principal office and place of business at 153 East 53rd Street, 49th Floor, New York, NY 10022 (“LTC” or the “Distributor”).
