INVESTMENT ADVISORY AGREEMENT Between NORTHERN LIGHTS FUND TRUST and SOUTHERNSUN ASSET MANAGEMENT, INC.Investment Advisory Agreement • October 31st, 2008 • Northern Lights Fund Trust • New York
Contract Type FiledOctober 31st, 2008 Company JurisdictionAGREEMENT, made as of July 22, 2008, as revised September 25, 2008, between Northern Lights Fund Trust, a Delaware statutory trust (the "Trust"), and SouthernSun Asset Management, Inc., a corporation organized and existing under the laws of the State of Tennessee (the "Adviser") located at 6000 Poplar Avenue, Suite 220, Memphis, TN 38119.
NORTHERN LIGHTS FUND TRUST OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT THE KIDS FUNDOperating Expenses Limitation and Security Agreement • October 31st, 2008 • Northern Lights Fund Trust • New York
Contract Type FiledOctober 31st, 2008 Company JurisdictionTHIS OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT (the “Agreement”) is effective as of the 25th day of September, 2008, by and between NORTHERN LIGHTS FUND TRUST, a Delaware business trust (the “Trust”), on behalf of The Kids Fund (the “Fund”) a series of the Trust, and the advisor of the Fund, Hepburn Capital Management, LLC (the “Advisor”).
DISTRIBUTION PLAN AND AGREEMENT PURSUANT TO RULE 12B-1 UNDER THE INVESTMENT COMPANY ACT OF 1940 NORTHERN LIGHTS FUND TRUST On behalf of its series LEADER SHORT-TERM BOND FUNDDistribution Agreement • October 31st, 2008 • Northern Lights Fund Trust
Contract Type FiledOctober 31st, 2008 CompanyPLAN AND AGREEMENT made as of June 26, 2008 by and between Northern Lights Fund Trust (the "Trust") on behalf of its separate series, LEADER SHORT-TERM BOND FUND (the “Fund”) and the distributor for the Fund, Foreside Distribution Services, L.P. (the “DISTRIBUTOR”).
DISTRIBUTION PLAN AND AGREEMENT PURSUANT TO RULE 12B-1 UNDER THE INVESTMENT COMPANY ACT OF 1940 NORTHERN LIGHTS FUND TRUST On behalf of its series MUTUALHEDGE EVENT DRIVEN LEGENDS FUND MUTUALHEDGE EQUITY LONG-SHORT LEGENDS FUNDDistribution Agreement • October 31st, 2008 • Northern Lights Fund Trust
Contract Type FiledOctober 31st, 2008 CompanyPLAN AND AGREEMENT made as of June 26, 2008 by and between Northern Lights Fund Trust (the "Trust") on behalf of its separate series, MUTUALHEDGE EVENT DRIVEN LEGENDS FUND and MUTUALHEDGE EQUITY LONG-SHORT LEGENDS FUND (each a “Fund” and collectively the “Funds”) and the distributor for the Funds, Northern Lights Distributors, LLC (the “DISTRIBUTOR”).
NORTHERN LIGHTS FUND TRUST OPERATING EXPENSES LIMITATION AGREEMENT SOUTHERSUN SMALL CAP FUND SOUTHERSUN MID CAP FUNDOperating Expenses Limitation Agreement • October 31st, 2008 • Northern Lights Fund Trust • New York
Contract Type FiledOctober 31st, 2008 Company JurisdictionTHIS OPERATING EXPENSES LIMITATION AGREEMENT (the “Agreement”) is effective as of the 22nd day of July, 2008, as revised on September 25, 2008 by and between NORTHERN LIGHTS FUND TRUST, a Delaware statutory trust (the “Trust”), on behalf of the SOUTHERN SUN SMALL CAP and SOUTHERSUN MID CAP FUND (each a “Fund” and collectively the Funds) each a series of the Trust, and the Advisor of such Funds, SouthernSun Asset Management, Inc. (the “Advisor”).