INVESTMENT ADVISORY AGREEMENT Between NORTHERN LIGHTS FUND TRUST and LACERTE CAPITAL ADVISERS, LLCInvestment Advisory Agreement • September 25th, 2009 • Northern Lights Fund Trust • New York
Contract Type FiledSeptember 25th, 2009 Company JurisdictionAGREEMENT, made as of August 5, 2009 between Northern Lights Fund Trust, a Delaware statutory trust (the "Trust"), and Lacerte Capital Advisers, LLC, a limited liability company organized and existing under the laws of the State of Texas (the Adviser") located at 2811 McKinney Avenue, Suite 206, Dallas, TX 75204.
NORTHERN LIGHTS FUND TRUST OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT THE LACERTE GUARDIAN FUNDAnd Security Agreement • September 25th, 2009 • Northern Lights Fund Trust • New York
Contract Type FiledSeptember 25th, 2009 Company JurisdictionTHIS OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT (the “Agreement”) is effective as of the 5th day of August, 2009, by and between NORTHERN LIGHTS FUND TRUST, a Delaware statutory trust (the “Trust”), on behalf of THE LACERTE GUARDIAN FUND (the “Fund”) a series of the Trust, and the advisor of the Fund, LACERTE CAPITAL ADVISERS, LLC (the “Advisor”).
INVESTMENT ADVISORY AGREEMENT Between NORTHERN LIGHTS FUND TRUST and RADY ASSET MANAGEMENT, LLCInvestment Advisory Agreement • September 25th, 2009 • Northern Lights Fund Trust • New York
Contract Type FiledSeptember 25th, 2009 Company JurisdictionAGREEMENT, made as of August 5 , 2009 between Northern Lights Fund Trust, a Delaware statutory trust (the "Trust"), and Rady Asset Management, LLC, a limited liability company organized and existing under the laws of the State of California (the “Adviser") located at 6001 La Jolla scenic Drive South, La Jolla, CA 92037.