INVESTMENT ADVISORY AGREEMENT Between NORTHERN LIGHTS FUND TRUST and CAPSTONE INVESTMENT FINANCIAL GROUP, INC.Investment Advisory Agreement • July 15th, 2010 • Northern Lights Fund Trust • New York
Contract Type FiledJuly 15th, 2010 Company JurisdictionAGREEMENT, made as of February 25, 2010, as revised May 20, 2010, between Northern Lights Fund Trust, a Delaware statutory trust (the "Trust"), and Capstone Investment Financial Group, Inc., a Coloroado corporation (the "Adviser") located at 615 North Nevada Avenue, Colorado Springs, CO 80903 ..
NORTHERN LIGHTS FUND TRUST OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENTOperating Expenses Limitation and Security Agreement • July 15th, 2010 • Northern Lights Fund Trust • New York
Contract Type FiledJuly 15th, 2010 Company JurisdictionTHIS OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT (the “Agreement”) is effective as of the 17th day of June, 2010, by and between NORTHERN LIGHTS FUND TRUST, a Delaware statutory trust (the “Trust”), on behalf of GoalMine Balanced Fund and GoalMine Fixed Income Fund, (each a “Fund” and collectively the “Funds”), each a series of the Trust, and the Advisor of such Funds, Gratio Capital Inc. (the “Advisor”).