0000910472-10-000730 Sample Contracts

INVESTMENT ADVISORY AGREEMENT Between NORTHERN LIGHTS FUND TRUST and CAPSTONE INVESTMENT FINANCIAL GROUP, INC.
Investment Advisory Agreement • July 15th, 2010 • Northern Lights Fund Trust • New York

AGREEMENT, made as of February 25, 2010, as revised May 20, 2010, between Northern Lights Fund Trust, a Delaware statutory trust (the "Trust"), and Capstone Investment Financial Group, Inc., a Coloroado corporation (the "Adviser") located at 615 North Nevada Avenue, Colorado Springs, CO 80903 ..

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NORTHERN LIGHTS FUND TRUST OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT
And Security Agreement • July 15th, 2010 • Northern Lights Fund Trust • New York

THIS OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT (the “Agreement”) is effective as of the 17th day of June, 2010, by and between NORTHERN LIGHTS FUND TRUST, a Delaware statutory trust (the “Trust”), on behalf of GoalMine Balanced Fund and GoalMine Fixed Income Fund, (each a “Fund” and collectively the “Funds”), each a series of the Trust, and the Advisor of such Funds, Gratio Capital Inc. (the “Advisor”).

NORTHERN LIGHTS FUND TRUST OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT CIFG ALL WEATHER FUND CIFG STRATEGIC OPPORTUNITY FUND
Northern Lights Fund Trust Operating Expenses Limitation • July 15th, 2010 • Northern Lights Fund Trust • New York

THIS OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT (the “Agreement”) is effective as of the 25th day of February, 2010, as revised May 20, 2010, by and between NORTHERN LIGHTS FUND TRUST, a Delaware statutory trust (the “Trust”), on behalf of CIFG All Weather Fund and CIFG Strategic Opportunity Fund, (each a “Fund” and collectively the “Funds”) each a series of the Trust, and the advisor of such Funds, Capstone Investment Financial Group, Inc. (the “Advisor”).

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