0000910472-10-000730 Sample Contracts

INVESTMENT ADVISORY AGREEMENT Between NORTHERN LIGHTS FUND TRUST and CAPSTONE INVESTMENT FINANCIAL GROUP, INC.
Investment Advisory Agreement • July 15th, 2010 • Northern Lights Fund Trust • New York

AGREEMENT, made as of February 25, 2010, as revised May 20, 2010, between Northern Lights Fund Trust, a Delaware statutory trust (the "Trust"), and Capstone Investment Financial Group, Inc., a Coloroado corporation (the "Adviser") located at 615 North Nevada Avenue, Colorado Springs, CO 80903 ..

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NORTHERN LIGHTS FUND TRUST OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT
Operating Expenses Limitation and Security Agreement • July 15th, 2010 • Northern Lights Fund Trust • New York

THIS OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT (the “Agreement”) is effective as of the 17th day of June, 2010, by and between NORTHERN LIGHTS FUND TRUST, a Delaware statutory trust (the “Trust”), on behalf of GoalMine Balanced Fund and GoalMine Fixed Income Fund, (each a “Fund” and collectively the “Funds”), each a series of the Trust, and the Advisor of such Funds, Gratio Capital Inc. (the “Advisor”).

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