NORTHERN LIGHTS FUND TRUST FORM OF OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT AVANT CAPITAL MANAGEMENT, LLCAnd Security Agreement • November 1st, 2011 • Northern Lights Fund Trust • New York
Contract Type FiledNovember 1st, 2011 Company JurisdictionTHIS OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT (the “Agreement”) is effective as of the 23rd day of February, 2011, by and between NORTHERN LIGHTS FUND TRUST, a Delaware statutory trust (the “Trust”), on behalf of Avant II Tracking Fund (the “Fund”) a series of the Trust, and the Advisor of the Fund, Avant Capital Management, LLC (the “Advisor”).
FORM OF DISTRIBUTION PLAN PURSUANT TO RULE 12B-1 UNDER THE INVESTMENT COMPANY ACT OF 1940 NORTHERN LIGHTS FUND TRUST On behalf of its series AVANT II TRACKING FUNDNorthern Lights Fund Trust • November 1st, 2011
Company FiledNovember 1st, 2011DISTRIBUTION PLAN made as of February 23, 2011 by and between Northern Lights Fund Trust (the "Trust") on behalf of its separate series, AVANT II TRACKING FUND, (the “Fund”) and the distributor for the Fund, Northern Lights Distributors, LLC (the “DISTRIBUTOR”).
FORM OF INVESTMENT ADVISORY AGREEMENT Between NORTHERN LIGHTS FUND TRUST and AVANT CAPITAL MANAGEMENT, LLCNorthern Lights Fund Trust • November 1st, 2011 • New York
Company FiledNovember 1st, 2011 JurisdictionAGREEMENT, made as of February 23, 2011, between Northern Lights Fund Trust, a Delaware statutory trust (the "Trust"), and Avant Capital Management, LLC, a limited liability company organized and existing under the laws of the State of Florida (the "Adviser") located at 401 E. Las Olas Boulevard, #130, Fort Lauderdale, FL 33301.