INVESTMENT ADVISORY AGREEMENT Between NORTHERN LIGHTS FUND TRUST III and PERSIMMON CAPITAL MANAGEMENT, LPInvestment Advisory Agreement • December 17th, 2012 • Northern Lights Fund Trust Iii • New York
This AGREEMENT is made as of November 29 , 2012 between NORTHERN LIGHTS FUND TRUST III, a Delaware statutory trust (the “Trust”), and PERSIMMON CAPITAL MANAGEMENT, LP a Delaware Limited Parntership (the “Adviser”) located at 1777 Sentry Parkway West Gwynedd Hall, Suite 102 , Blue Bell, Pennsylvania 19422.
NORTHERN LIGHTS FUND TRUST III OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT PERSIMMON LONG/SHORT FUNDAnd Security Agreement • December 17th, 2012 • Northern Lights Fund Trust Iii • New York
THIS OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT (the “Agreement”) is effective as of the 29th day of November, 2012, by and between NORTHERN LIGHTS FUND TRUST III, a Delaware statutory trust (the “Trust”), on behalf of Persimmon Long/Short Fund (the “Fund”) a series of the Trust, and the Advisor of the Fund, Persimmon Capital Management, LP (the “Advisor”).
SUB-ADVISORY AGREEMENTSub-Advisory Agreement • December 17th, 2012 • Northern Lights Fund Trust Iii • New York
THIS AGREEMENT (“Agreement”) is made and entered into as of November 29, 2012, by and between PERSIMMON CAPITAL MANAGEMENT, LP , (the “Adviser”), a Delaware limited partnership registered under the Investment Advisers Act of 1940, as amended (the “Advisers Act”) located at 1777 Sentry Parkway West, Gwynedd Hall, Suite 102 , Blue Bell, Pennsylvania 19422 , and OPEN FIELD CAPITAL LLC a limited liability company organized under the laws of Delaware (the “Subadviser”) and also registered under the Advisers Act, with respect to each Fund listed on Schedule A hereto (each a “Fund”), a series of the NORTHERN LIGHTS FUND TRUST III, a Delaware statutory trust (the “Trust”).
