INVESTMENT ADVISORY AGREEMENT Between NORTHERN LIGHTS FUND TRUST III and CANE ALTERNATIVE STRATEGIES FUNDInvestment Advisory Agreement • April 22nd, 2014 • Northern Lights Fund Trust Iii • New York
AGREEMENT, made as of November 21 , 2013 between Northern Lights Fund Trust III, a Delaware statutory trust (the "Trust"), and CANE CAPITAL MANAGEMENT, LLC, a Delaware limited liability company (the "Adviser") located at 8440 Jefferson Hwy., Suite 402, Baton Rouge, LA 70809 ..
NORTHERN LIGHTS FUND TRUST III OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT CANE CAPITAL MANAGEMENT, LLCOperating Expenses Limitation and Security Agreement • April 22nd, 2014 • Northern Lights Fund Trust Iii • New York
THIS OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT (the “Agreement”) is effective as of the 21st day of November, 2013, by and between NORTHERN LIGHTS FUND TRUST III, a Delaware statutory trust (the “Trust”), on behalf of the Cane Alternatives Strategies Fund (the “Fund”) a series of the Trust, and the Advisor of the Fund, Cane Capital Management, LLC (the “Advisor”).
