INVESTMENT ADVISORY AGREEMENT Between NORTHERN LIGHTS FUND TRUST III andInvestment Advisory Agreement • April 24th, 2014 • Northern Lights Fund Trust Iii • New York
Contract Type FiledApril 24th, 2014 Company JurisdictionAGREEMENT, made as of November 21 , 2013 between Northern Lights Fund Trust III, a Delaware statutory trust (the "Trust"), and R.W. Rogé & Company, Inc., a New York corporation (the "Adviser") located at 630 Johnson Ave., Suite 103, Bohemia, NY 11716 ..
NORTHERN LIGHTS FUND TRUST III OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENTOperating Expenses Limitation and Security Agreement • April 24th, 2014 • Northern Lights Fund Trust Iii • New York
Contract Type FiledApril 24th, 2014 Company JurisdictionTHIS OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT (the “Agreement”) is effective as of the 21st day of November, 2013, by and between NORTHERN LIGHTS FUND TRUST III, a Delaware statutory trust (the “Trust”), on behalf of the Rogé Partners Fund (the “Fund”) a series of the Trust, and the Advisor of the Fund, R.W. Rogé & Company, Inc., (the “Advisor”).
AMENDED AND RESTATED MUTUAL FUND CUSTODY AGREEMENTMutual Fund Custody Agreement • April 24th, 2014 • Northern Lights Fund Trust Iii • Nebraska
Contract Type FiledApril 24th, 2014 Company JurisdictionNORTHERN LIGHTS FUND TRUST III, a Delaware business trust (the “Trust”) which may issue one or more series of shares of beneficial interests (each a “Fund”), hereby appoints First National Bank of Omaha, a national banking association (“First National”), as custodian for each Fund identified in the attached Schedule A and enters into and executes this Agreement on behalf of each such Fund. First National shall act as custodian of cash, securities, and any other property acceptable to First National now or in the future deposited by each Fund with First National.
Custody Administration AgreementCustody Administration Agreement • April 24th, 2014 • Northern Lights Fund Trust Iii • Nebraska
Contract Type FiledApril 24th, 2014 Company JurisdictionThis will confirm the understanding and agreement (the “Agreement”) between the Northern Lights Fund Trust III (the “Trust”) and Gemini Fund Services, LLC (“GFS”), (collectively, the “Parties”), with respect to GFS’ provision of custody administration services (as “Custody Administrator”) to each series of the Trust (the “Funds”).