INVESTMENT ADVISORY AGREEMENT Between NORTHERN LIGHTS FUND TRUST III and NEWFOUND RESEARCH LLCInvestment Advisory Agreement • April 25th, 2014 • Northern Lights Fund Trust Iii • New York
This AGREEMENT is made as of February 12, 2013 between NORTHERN LIGHTS FUND TRUST III, a Delaware statutory trust (the “Trust”), and Newfound Research LLC, a Delaware limited liability company (the “Adviser”) located at 425 Boylston Street, 3rd Floor, Boston, MA 02116 ..
NORTHERN LIGHTS FUND TRUST III OPERATING EXPENSES LIMITATION AGREEMENT NEWFOUND RISK MANAGED GLOBAL SECTORS FUNDOperating Expenses Limitation Agreement • April 25th, 2014 • Northern Lights Fund Trust Iii • New York
THIS OPERATING EXPENSES LIMITATION AGREEMENT (the “Agreement”) is effective as of the 12th day of February, 2014, by and between NORTHERN LIGHTS FUND TRUST III, a Delaware statutory trust (the “Trust”), on behalf of the Newfound Risk Managed Global Sectors Fund (the “Fund”) a series of the Trust, and the Advisor of the Fund, Newfound Research LLC, (the “Advisor”).
