0000910472-14-001856 Sample Contracts

INVESTMENT ADVISORY AGREEMENT Between NORTHERN LIGHTS FUND TRUST III and COZAD ASSET MANAGEMENT, INC.

Investment Advisory Agreement • April 29th, 2014 • Northern Lights Fund Trust Iii • New York

• Contract Type
  Investment Advisory Agreement
• Filed
  April 29th, 2014
• Company
  Northern Lights Fund Trust Iii
• Jurisdiction
  New York

This AGREEMENT is made as of February 12, 2013 between NORTHERN LIGHTS FUND TRUST III, a Delaware statutory trust (the “Trust”), and Cozad Asset Management, Inc., an Illionois corporation (the “Adviser”) located at 2501 Galen Drive, Champaign, IL 61821 ..

NORTHERN LIGHTS FUND TRUST III OPERATING EXPENSES LIMITATION AGREEMENT COZAD SMALL CAP VALUE FUND

Operating Expenses Limitation Agreement • April 29th, 2014 • Northern Lights Fund Trust Iii • New York

• Contract Type
  Operating Expenses Limitation Agreement
• Filed
  April 29th, 2014
• Company
  Northern Lights Fund Trust Iii
• Jurisdiction
  New York

THIS OPERATING EXPENSES LIMITATION AGREEMENT (the “Agreement”) is effective as of the 12th day of February, 2014, by and between NORTHERN LIGHTS FUND TRUST III, a Delaware statutory trust (the “Trust”), on behalf of the Cozad Small Cap Value Fund (the “Fund”) a series of the Trust, and the Advisor of the Fund, Cozad Asset Management, Inc., (the “Advisor”).