INVESTMENT ADVISORY AGREEMENT Between NORTHERN LIGHTS FUND TRUST III and GOOD HARBOR FINANCIAL, LLCInvestment Advisory Agreement • May 29th, 2014 • Northern Lights Fund Trust Iii • New York
This AGREEMENT is made as of February 12, 2014 between NORTHERN LIGHTS FUND TRUST III, a Delaware statutory trust (the “Trust”), and GOOD HARBOR FINANCIAL, LLC a Delaware limited liability company (the “Adviser”) located at 155 N Wacker Drive, Suite 1850, Chicago, IL 60606 ..
NORTHERN LIGHTS FUND TRUST III OPERATING EXPENSES LIMITATION AGREEMENT GOOD HARBOR TACTICAL CURRENCY STRATEGY FUNDOperating Expenses Limitation Agreement • May 29th, 2014 • Northern Lights Fund Trust Iii • New York
THIS OPERATING EXPENSES LIMITATION AGREEMENT (the “Agreement”) is effective as of the 12th day of February, 2014, by and between NORTHERN LIGHTS FUND TRUST III, a Delaware statutory trust (the “Trust”), on behalf of the Good Harbor Tactical Currency Strategy Fund (the “Fund”) a series of the Trust, and the Advisor of the Fund, Good Harbor Financial, LLC (the “Advisor”).
INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • May 29th, 2014 • Northern Lights Fund Trust Iii • Colorado
AGREEMENT made as of the 28 day of May, 2014, by and between FDO Partners, LLC, a Massachusetts limited liability company, located at 134 Mt. Auburn Street, Cambridge, MA 02138 (the “Sub-Adviser”), and Good Harbor Financial, LLC, a Delaware limited liability company located at 155 North Wacker Drive, Suite 1850, Chicago, Illinois 60606 (the “Adviser”).
