INVESTMENT ADVISORY AGREEMENT Between NORTHERN LIGHTS FUND TRUST III and NEWFOUND RESEARCH LLCInvestment Advisory Agreement • September 3rd, 2014 • Northern Lights Fund Trust Iii • New York
This AGREEMENT is made as of August 28, 2014 between NORTHERN LIGHTS FUND TRUST III, a Delaware statutory trust (the “Trust”), and Newfound Research LLC, a Delaware limited liability company (the “Adviser”) located at 425 Boylston Street, 3rd Floor, Boston, MA 02116 ..
NORTHERN LIGHTS FUND TRUST III OPERATING EXPENSES LIMITATION AGREEMENT NEWFOUND MULTI-ASSET INCOME FUNDOperating Expenses Limitation Agreement • September 3rd, 2014 • Northern Lights Fund Trust Iii • New York
THIS OPERATING EXPENSES LIMITATION AGREEMENT (the “Agreement”) is effective as of the 28th day of August, 2014, by and between NORTHERN LIGHTS FUND TRUST III, a Delaware statutory trust (the “Trust”), on behalf of the Newfound Multi-Asset Income Fund (the “Fund”) a series of the Trust, and the Advisor of the Fund, Newfound Research LLC, (the “Advisor”).
