INVESTMENT ADVISORY AGREEMENT Between NORTHERN LIGHTS FUND TRUST III and NEWFOUND RESEARCH LLCInvestment Advisory Agreement • September 3rd, 2014 • Northern Lights Fund Trust Iii • New York
This AGREEMENT is made as of August 28, 2014 between NORTHERN LIGHTS FUND TRUST III, a Delaware statutory trust (the “Trust”), and Newfound Research LLC, a Delaware limited liability company (the “Adviser”) located at 425 Boylston Street, 3rd Floor, Boston, MA 02116 ..
NORTHERN LIGHTS FUND TRUST III OPERATING EXPENSES LIMITATION AGREEMENT NEWFOUND TOTAL RETURN FUNDOperating Expenses Limitation Agreement • September 3rd, 2014 • Northern Lights Fund Trust Iii • New York
THIS OPERATING EXPENSES LIMITATION AGREEMENT (the “Agreement”) is effective as of the 28th day of August, 2014, by and between NORTHERN LIGHTS FUND TRUST III, a Delaware statutory trust (the “Trust”), on behalf of the Newfound Total Return Fund (the “Fund”) a series of the Trust, and the Advisor of the Fund, Newfound Research LLC, (the “Advisor”).
