ARROW INVESTMENTS TRUST OPERATING EXPENSES LIMITATION AGREEMENT ARROW INVESTMENT ADVISORS, LLCOperating Expenses Limitation Agreement • November 5th, 2014 • Arrow Investments Trust • New York
THIS OPERATING EXPENSES LIMITATION AGREEMENT (the “Agreement”) is effective as of the 25TH day of September, 2014, by and between ARROW INVESTMENTS TRUST, a Delaware statutory trust (the “Trust”), on behalf of the series listed on Appendix A hereto, (the “Funds”), each a series of the Trust, and the Advisor of the Fund, Arrow Investment Advisors, LLC (the “Advisor”).
AUTHORIZED PARTICIPANT AGREEMENTAuthorized Participant Agreement • November 5th, 2014 • Arrow Investments Trust • New York
AUTHORIZED PARTICIPANT AGREEMENT (this “Agreement”) dated as of March __, 2012 between Northern Lights Distributors, LLC (“Distributor”) and ___________ (“_________”), a __________ organized under the laws of __________ (the “Participant”)and is subject to acceptance by Brown Brothers Harriman, LLC, the index receipt agent (“Index Receipt Agent”) for Northern Lights ETF Trust (the “Trust”).
AMENDMENT TO AUTHORIZED PARTICIPANT AGREEMENTAuthorized Participant Agreement • November 5th, 2014 • Arrow Investments Trust
THIS AMENDMENT TO THE AUTHORIZED PARTICIPANT AGREEMENT (the “Amendment”) is made and entered into as of [___], 2014 pursuant to Section 9 of that certain Authorized Participant Agreement (the “Agreement”), dated [AGREEMENT DATE], between Northern Lights Distributors, LLC (“Distributor”) and [AP NAME], a [ENTITY TYPE] organized under the laws of [STATE] (the “Participant”) and is subject to acceptance by Brown Brothers Harriman, LLC, the index receipt agent (“Index Receipt Agent”) for Arrow ETF Trust (formerly, Northern Lights ETF Trust; the “Trust”).
