SELIGMAN PREMIUM TECHNOLOGY GROWTH FUND, INC. __________ Shares of Common Stock $20.00 per Share UNDERWRITING AGREEMENTUnderwriting Agreement • October 22nd, 2009 • Seligman Premium Technology Growth Fund, Inc. • New York
Seligman Premium Technology Growth Fund, Inc. (the “Fund”) and RiverSource Investments, LLC (the “Manager”) confirm their respective agreements with Wells Fargo Securities, LLC (“Wells Fargo”) and each of the other Underwriters named in Exhibit A hereto (collectively, the “Underwriters,” which term shall also include any underwriter substituted as hereinafter provided in Section 10 hereof), for whom Wells Fargo, [REPRESENTATIVES] are acting as representatives (in such capacity, the “Representatives”), with respect to the issue and sale by the Fund of a total of shares of common stock, $0.01 par value per share (the “Initial Securities”), and the purchase by the Underwriters, acting severally and not jointly, of the respective numbers of Initial Securities set forth in said Exhibit A hereto, and with respect to the grant by the Fund to the Underwriters, acting severally and not jointly, of the option described in Section 2(b) hereof to purchase all or any part of additional shares of co
WELLS FARGO SECURITIES, LLC MASTER AGREEMENT AMONG UNDERWRITERS Registered SEC Offerings (Including Multiple Syndicate Offerings), Exempt Offerings and Standby UnderwritingsMaster Agreement • October 22nd, 2009 • Seligman Premium Technology Growth Fund, Inc. • New York
From time to time Wells Fargo Securities, LLC (“Wells Fargo”) may invite you (and others) to participate on the terms set forth herein as an underwriter or an initial purchaser, or in a similar capacity, in connection with certain offerings of securities that are managed solely by us or with one or more other co-managers. If we invite you to participate in a specific offering and sale (an “Offering”) to which this Master Agreement Among Underwriters (this “Wells Fargo Master AAU”) shall apply, we will send the information set forth below in Section 1(a) to you by one or more wires, telexes, facsimile or electronic data transmissions or other written communications (each, a “Wire” and, collectively, an “AAU”). Each Wire will indicate that it is a Wire pursuant to the Wells Fargo Master AAU. The Wire inviting you to participate in an Offering is referred to herein as the “Invitation Wire.” You and we hereby agree that by the terms hereof the provisions of this Wells Fargo Master AAU auto
INVESTMENT MANAGEMENT SERVICES AGREEMENTInvestment Management Services Agreement • October 22nd, 2009 • Seligman Premium Technology Growth Fund, Inc. • Minnesota
This Agreement, dated ___, is by and between RiverSource Investments, LLC (the “Investment Manager”), a Minnesota limited liability company and Seligman Premium Technology Growth Fund, Inc. (the “Fund”), a Maryland corporation.
WELLS FARGO SECURITIES, LLC MASTER SELECTED DEALERS AGREEMENTMaster Selected Dealers Agreement • October 22nd, 2009 • Seligman Premium Technology Growth Fund, Inc. • New York
TRANSFER AGENCY AND REGISTRAR SERVICES AGREEMENT by and between: SELIGMAN PREMIUM TECHNOLOGY GROWTH FUND, INC. and AMERICAN STOCK TRANSFER & TRUST COMPANY, LLC Dated: , 2009Transfer Agency and Registrar Services Agreement • October 22nd, 2009 • Seligman Premium Technology Growth Fund, Inc. • New York
This Transfer Agency and Registrar Services Agreement (the “Agreement”), dated as of , 2009 is between Seligman Premium Technology Growth Fund, Inc., a Maryland corporation (the “Company”) and American Stock Transfer & Trust Company, a New York corporation (“AST”).
INVESTMENT LETTER SELIGMAN PREMIUM TECHNOLOGY GROWTH FUND, INC.Seligman Premium Technology Growth Fund, Inc. • October 22nd, 2009
Seligman Premium Technology Growth Fund, Inc. (the “Fund”), a closed-end management investment company, and RiverSource Investments, LLC (“Purchaser”), intending to be legally bound, hereby agree as follows:
FORM OF MASTER GLOBAL CUSTODY AGREEMENT BETWEEN EACH OF THE RIVERSOURCE FUNDS LISTED ON SCHEDULE A HERETO, SEVERALLY AND NOT JOINTLY, AND JPMORGAN CHASE BANK, N.A.Master Global Custody Agreement • October 22nd, 2009 • Seligman Premium Technology Growth Fund, Inc. • New York
This Agreement, dated June 24, 2008, is between JPMORGAN CHASE BANK, NATIONAL ASSOCIATION (“Bank”), with a place of business at 1 Chase Manhattan Plaza, New York, NY 10005; and each entity listed on Schedule A hereto that signs this Agreement or a separate addendum in the form attached to this Agreement on behalf of each of the series listed under its name on Schedule A, severally and not jointly, with a place of business at 50606 Ameriprise Financial Center, Minneapolis, MN 55474 (each such series hereinafter, a separate and distinct “Customer”).
ADMINISTRATIVE SERVICES AGREEMENT AMENDED AND RESTATEDAdministrative Services Agreement Amended And • October 22nd, 2009 • Seligman Premium Technology Growth Fund, Inc. • Minnesota
This Administrative Services Agreement (“Agreement”), effective as of ___, 2009, is by and between Ameriprise Financial, Inc. (“Administrator”), a Delaware corporation, and the Corporations and Trusts (“Funds”) listed in Schedule A.
