INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • August 29th, 2011 • FundVantage Trust • Delaware
AGREEMENT made as of June 30, 2011, between FUNDVANTAGE TRUST, a Delaware Statutory Trust (herein called the “Trust”) on behalf of the series of the Trust set forth on Schedule A to this Agreement (the “Fund”), and COMPAK ASSET MANAGEMENT, a California Corporation (herein called the “Investment Adviser”).
CUSTODY AGREEMENTCustody Agreement • August 29th, 2011 • FundVantage Trust • New York
AGREEMENT, dated as of March 14, 2011 between FundVantage Trust, a statutory trust organized and existing under the laws of the State of Delaware having its principal office and place of business at 301 Bellevue Parkway, Wilmington, Delaware 19809 (the “Fund”) and The Bank of New York Mellon, a New York corporation authorized to do a banking business having its principal office and place of business at One Wall Street, New York, New York 10286 (“Custodian”).
INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • August 29th, 2011 • FundVantage Trust • Delaware
AGREEMENT made as of April 21, 2011, between FUNDVANTAGE TRUST, a Delaware Statutory Trust (herein called the “Trust”) on behalf of each series of the Trust set forth on Schedule A to this Agreement (each a “Fund” and, collectively, the “Funds”), and EQUITY INVESTMENT CORPORATION (herein called the “Investment Adviser”).
Form Of Amended and Restated Schedule A Dated [____], 2011 to the Investment Advisory Agreement Dated august 9, 2010 between FundVantage Trust And DuPont Capital Management CorporationInvestment Advisory Agreement • August 29th, 2011 • FundVantage Trust
FORM OF SELLING AND/OR SERVICES AGREEMENT FOR FUNDVANTAGE TRUSTSelling and/or Services Agreement • August 29th, 2011 • FundVantage Trust • Delaware
This Selling and/or Services Agreement (the “Agreement”) is made by and between [NAME OF INTERMEDIARY] (the “Intermediary”) and BNY Mellon Distributors Inc. (the “Distributor”), and is effective as of the date accepted and agreed to by the Distributor below.
RED FLAG SERVICES AMENDMENTRed Flags Services Amendment • August 29th, 2011 • FundVantage Trust
This Red Flags Services Amendment (“Amendment”) is being entered into as of May 1, 2009 (“Effective Date”), by and between PNC Global Investment Servicing (U.S.) Inc. (formerly known as PFPC Inc.) (“PNC”) and the undersigned investment company (the “Fund”) and amends the agreement between PNC and the Fund pursuant to which PNC provides transfer agency services to the Fund, as amended to date (“Existing Agreement”).
EXPENSE LIMITATION/REIMBURSEMENT AGREEMENTExpense Limitation/Reimbursement Agreement • August 29th, 2011 • FundVantage Trust
THIS AGREEMENT is entered into as of the 21st of April, 2011, by and between EQUITY INVESTMENT CORPORATION (the “Adviser”) and FUNDVANTAGE TRUST (the “Trust”), on behalf of EIC Value Fund (the “Fund”).
FORM OF AMENDED AND RESTATED EXHIBIT AAdministration and Accounting Services Agreement • August 29th, 2011 • FundVantage Trust
THIS AMENDED AND RESTATED EXHIBIT A, dated as of , 2011, is Exhibit A to that certain Administration and Accounting Services Agreement dated as of July 19, 2007, between BNY Mellon Investment Servicing (US) Inc. and FundVantage Trust.
EXPENSE LIMITATION/REIMBURSEMENT AGREEMENTExpense Limitation/Reimbursement Agreement • August 29th, 2011 • FundVantage Trust
THIS AGREEMENT is entered into as of the 25th day of January, 2011, between BOSTON ADVISORS, LLC (the “Adviser”) and FUNDVANTAGE TRUST (the “Trust”), on behalf of the Boston Advisors Broad Allocation Strategy Fund (the “Fund”).
EXPENSE LIMITATION/REIMBURSEMENT AGREEMENTExpense Limitation/Reimbursement Agreement • August 29th, 2011 • FundVantage Trust
THIS AGREEMENT is entered into as of the 28th of April 2011, by and between SNW ASSET MANAGEMENT, LLC (the “Adviser”) and FUNDVANTAGE TRUST (the “Trust”), on behalf of SNW Oregon Short-Term Tax-Exempt Bond Fund (the “Fund”).
AMENDED AND RESTATED EXPENSE LIMITATION/REIMBURSEMENT AGREEMENTExpense Limitation/Reimbursement Agreement • August 29th, 2011 • FundVantage Trust
THIS AGREEMENT entered into as of the 18th day of June, 2008, as amended and restated August 30, 2010, between PIEDMONT INVESTMENT ADVISORS, LLC (the “Adviser”) and FUNDVANTAGE TRUST (the “Trust”), on behalf of Corverus Strategic Equity Fund (the “Fund”).
FEE WAIVER AGREEMENTFee Waiver Agreement • August 29th, 2011 • FundVantage Trust
This Agreement is entered into as of the 30th day of June, 2011, between the Compak Asset Management, a California corporation (the “Adviser”) and FundVantage Trust (the “Trust”), on behalf of Compak Dynamic Asset Allocation Fund (the “Fund”).
FOREIGN CUSTODY MANAGER AGREEMENTForeign Custody Manager Agreement • August 29th, 2011 • FundVantage Trust • New York
AGREEMENT made as of March 14, 2011 by and between each entity listed on Annex I attached hereto (the “Fund”) and The Bank of New York Mellon (“BNY”).
FORM OF AMENDED AND RESTATED EXHIBIT ATransfer Agency Services Agreement • August 29th, 2011 • FundVantage Trust
THIS AMENDED AND RESTATED EXHIBIT A, dated as of , 2011, is Exhibit A to that certain Transfer Agency Services Agreement dated as of July 19, 2007, between BNY Mellon Investment Servicing (US) Inc. (formerly PNC Global Investment Servicing (U.S.) Inc.) and FundVantage Trust.
AMENDMENT TO ADMINISTRATION AND ACCOUNTING SERVICES AGREEMENTAdministration and Accounting Services Agreement • August 29th, 2011 • FundVantage Trust
This Amendment is an amendment to the Administration and Accounting Services Agreement between BNY Mellon Investment Servicing (US) Inc. (formerly PNC Global Investment Servicing (U.S.) Inc.) (“BNY Mellon”) and FundVantage Trust (the “Fund”) dated as of July 19, 2007 (the “Agreement”). The date of this Amendment is as of December 2, 2010.
