1,200 SHARESUnderwriting Agreement • October 7th, 2003 • New America High Income Fund Inc • New York
LEHMAN BROTHERS INC. 745 SEVENTH AVENUE NEW YORK, NEW YORK 10019Broker-Dealer Agreement • October 7th, 2003 • New America High Income Fund Inc
This letter will confirm (i) the Fund's desire to apply the terms of the Broker-Dealer Agreement to the 1,200 additional shares of the Fund's Auction Term Preferred Stock Series C that the Fund proposes to issue pursuant to the Fund's Registration Statement (Securities Act File No. 333-108228 and Investment Company Act File No. 811-5399), as amended, (the "New Series C") and (ii) the Broker-Dealer's agreement to act in such capacity with respect to the New Series C upon the terms and subject to the conditions set forth in the Broker-Dealer Agreement.
PRICING AGREEMENTPricing Agreement • October 7th, 2003 • New America High Income Fund Inc
BORDER LOGO]Certificate of Stock • October 7th, 2003 • New America High Income Fund Inc
THIS CERTIFIES THAT Cede & Co. IS THE OWNER OF One thousand two hundred (1,200) fully paid and non-assessable SHARES OF THE Auction Term Preferred Stock Series C of
DEUTSCHE BANK TRUST COMPANY AMERICAS 60 WALL STREET NEW YORK, NEW YORK 10005 October__, 2003 To: The New America High Income Fund, Inc. 33 Broad Street Boston, Massachusetts 02109 Ladies and Gentlemen: Reference is hereby made to that certain Auction...Auction Agent Agreement • October 7th, 2003 • New America High Income Fund Inc
Reference is hereby made to that certain Auction Agent Agreement, dated as of May 6, 1997 (the "Agreement"), between The New America High Income Fund, Inc., a Maryland corporation (the "Fund"), and Deutsche Bank Trust Company Americas, as successor to Bankers Trust Company (the "Auction Agent"). The Agreement states that the Fund desires that the Auction Agent perform certain services upon the terms and subject to the conditions of the Agreement and provides that the Fund may in the future designate additional series of Auction Term Preferred Stock of the Fund (the "ATP").
