SPECIAL CUSTODY and PLEDGE AGREEMENTSpecial Custody and Pledge Agreement • July 3rd, 2013 • Dividend & Income Fund • New York
AGREEMENT (hereinafter "Agreement"), dated as of March 29, 2012, among State Street Bank and Trust Company, a Massachusetts trust company, in its capacity as custodian hereunder ("Custodian"), Dividend and Income Fund, Inc. (the "Fund"), and BNP Paribas Prime Brokerage, Inc. (the "Counterparty").
INVESTMENT MANAGEMENT AGREEMENTInvestment Management Agreement • July 3rd, 2013 • Dividend & Income Fund • Delaware
AGREEMENT made as of September 19, 2012, by and between Dividend and Income Fund, a Delaware statutory trust (the “Fund”), and Bexil Advisers LLC, a Maryland limited liability corporation (the “Investment Manager”).
AMENDED AND RESTATED AGREEMENT AND DECLARATION OF TRUST of Dividend and Income Fund (a Delaware Statutory Trust) As of May 8, 2012 and Amended and Restated as of June 21, 2013Agreement and Declaration of Trust • July 3rd, 2013 • Dividend & Income Fund • Delaware
WHEREAS, the Trustees have agreed to manage all property coming into their hands as Trustees of a Delaware statutory trust in accordance with the provisions hereinafter set forth and;
Exhibit (k)(iv). Committed Facility AgreementCommitted Facility Agreement • July 3rd, 2013 • Dividend & Income Fund • New York
BNP PARIBAS PRIME BROKERAGE, INC. (“BNPP PB, Inc.”) and the counterparty specified on the signature page (“Customer”), hereby enter into this Committed Facility Agreement (this “Agreement”), dated as of the date specified on the signature page.
Execution Copyu.s. Pb Agreement • July 3rd, 2013 • Dividend & Income Fund • New York
This U.S. PB Agreement (including all terms, schedules, supplements and exhibits attached hereto, this “Agreement”) is entered into between the customer specified below (“Customer”) and BNP Paribas Prime Brokerage, Inc. (“BNPP PB, Inc.”) on behalf of itself and as agent for the BNPP Entities (as defined in the Account Agreement attached as Exhibit A hereto). The Agreement sets forth the terms and conditions on which BNPP PB, Inc. will transact business with Customer. Customer and BNPP PB, Inc., on behalf of itself and as agent for the BNPP Entities, have also entered into the Account Agreement.
AMENDMENT AGREEMENTu.s. Pb Agreement • July 3rd, 2013 • Dividend & Income Fund • New York
AMENDMENT AGREEMENT (“Amendment”) dated as of December 10, 2012 to the U.S. PB Agreement dated March 29, 2012 between BNP Paribas Prime Brokerage, Inc. (“BNPP PB, Inc.”) and Dividend and Income Fund, Inc. (“Customer”), (the “Agreement”).
RIGHTS OFFERING SUPPORT SERVICE AGREEMENTSubscription and Information Agent Agreement • July 3rd, 2013 • Dividend & Income Fund • Massachusetts
Agreement made as of the 21st day of June, 2013 between Dividend and Income Fund, with principal offices at 11 Hanover Square, New York, NY 10005 (“DNI”), and The Colbent Corporation with principal offices at 161 Bay State Drive Braintree, Massachusetts 02184 (“Colbent”).
AMENDMENT TO CUSTODIAN AGREEMENTCustodian Agreement • July 3rd, 2013 • Dividend & Income Fund
THIS AMENDMENT TO CUSTODIAN AGREEMENT (the “Amendment”) is made and entered into as of October 12, 2012 by and among EACH REGISTERED INVESTMENT COMPANY LISTED ON EXHIBIT A (each a “Client”), and STATE STREET BANK AND TRUST COMPANY, a Massachusetts trust company (“State Street”).
SERVICES AGREEMENT Fund Accounting Services Tax Services between DIVIDEND AND INCOME FUND, INC. and HUNTINGTON ASSETS SERVICES, INC. as of March 1, 2012Fund Accounting Services Agreement • July 3rd, 2013 • Dividend & Income Fund • Indiana
AGREEMENT (this “Agreement”), dated as of March 1, 2012, between Dividend and Income Fund, a Maryland Corporation (the “Fund”), and Huntington Asset Services, Inc., a Delaware corporation (“HASI”).
