INVESTMENT ADVISORY AND MANAGEMENT AGREEMENTInvestment Advisory and Management Agreement • May 6th, 2008 • Financial Investors Trust • Delaware
Contract Type FiledMay 6th, 2008 Company JurisdictionThis Investment Advisory and Management Agreement (the “Agreement”) is made and entered into as of , 2008, between Financial Investors Trust, an open-end series management investment company organized as a Delaware statutory trust (the “Trust”), on behalf of Kotak India Multi-Cap Fund (the “Fund”), a series of the Trust, and Kotak Mahindra (UK) Ltd., a corporation organized under the laws of the United Kingdom (the “Adviser”).
FOREIGN CUSTODY MANAGER AGREEMENTManager Agreement • May 6th, 2008 • Financial Investors Trust • New York
Contract Type FiledMay 6th, 2008 Company JurisdictionAGREEMENT made as November 13, 2007 between Financial Investors Trust on behalf of each fund listed on Schedule I hereto as such Schedule may be amended from time to time by The Bank of New York (“BNY”) (each hereinafter the “Fund”).
FORM OF TRANSFER AGENCY INTERACTIVE CLIENT SERVICES AGREEMENTTransfer Agency • May 6th, 2008 • Financial Investors Trust • Colorado
Contract Type FiledMay 6th, 2008 Company JurisdictionThis Transfer Agency Interactive Client Services Agreement (“Agreement”) is made as of , 2008, between Financial Investors Trust, a Delaware business trust (the “Fund”), and ALPS Fund Services, Inc., a Colorado corporation (“ALPS”).
CUSTODY AGREEMENTCustody Agreement • May 6th, 2008 • Financial Investors Trust • New York
Contract Type FiledMay 6th, 2008 Company JurisdictionAGREEMENT, dated as of November 13, 2007 between Financial Investors Trust, a business an open-end series management investment company organized as a Delaware statutory trust having its principal office and place of business at 1290 Broadway, Suite 1100, Denver, Colorado 80203 (the “Fund”) and The Bank of New York, a New York corporation authorized to do a banking business having its principal office and place of business at One Wall Street, New York, New York 10286 (“Custodian”).
FORM OF DISTRIBUTION AGREEMENTDistribution Agreement • May 6th, 2008 • Financial Investors Trust • Colorado
Contract Type FiledMay 6th, 2008 Company JurisdictionTHIS AGREEMENT is made as of , 2008, between Financial Investors Trust, a Delaware business trust (the “Fund”), and ALPS Distributors, Inc., a Colorado corporation (“ALPS”).
FORM OF TRANSFER AGENCY AND SERVICES AGREEMENTTransfer Agency And • May 6th, 2008 • Financial Investors Trust • Colorado
Contract Type FiledMay 6th, 2008 Company JurisdictionTHIS AGREEMENT is made as of , 2008, between Financial Investors Trust, a Delaware business trust (the “Fund”), and ALPS Fund Services, Inc., a Colorado corporation (“ALPS”).
FORM OF ADMINISTRATION, BOOKKEEPING AND PRICING SERVICES AGREEMENTPricing Services Agreement • May 6th, 2008 • Financial Investors Trust • Colorado
Contract Type FiledMay 6th, 2008 Company JurisdictionTHIS AGREEMENT is made as of , 2008, between Financial Investors Trust, a Delaware business trust (the “Fund”), and ALPS Fund Services, Inc., a Colorado corporation (“ALPS”).
FORM OFChief Compliance Officer Services Agreement • May 6th, 2008 • Financial Investors Trust • Colorado
Contract Type FiledMay 6th, 2008 Company JurisdictionCHIEF COMPLIANCE OFFICER SERVICES AGREEMENT (this “Agreement) dated , 2008 between FINANCIAL INVESTORS TRUST, a Delaware business trust (the “Trust”), on behalf of a portfolio of the Trust, the Kotak India Multi-Cap Fund (the “Fund”), and ALPS FUND SERVICES, INC. (“ALPS”), a Colorado corporation. The “Effective Date” of this Agreement is , 2008.
November 20, 2007 Mr. W. Robert Alexander, Chairman Financial Investors TrustFinancial Investors Trust • May 6th, 2008
Company FiledMay 6th, 2008