AMERIPRISE FINANCIAL, INC. UNDERWRITING AGREEMENTUnderwriting Agreement • June 8th, 2009 • Ameriprise Financial Inc • Investment advice • New York
Ameriprise Financial, Inc., a Delaware corporation (the “COMPANY”), proposes to issue and sell $300,000,000 principal amount of its 7.30% Senior Notes due 2019 (the “NOTES”) to the underwriters named in Schedule I hereto (the “UNDERWRITERS”), for whom J.P. Morgan Securities Inc. and UBS Securities LLC are acting as representatives (the “REPRESENTATIVES”). The Notes (i) will have terms and provisions which are summarized in the Disclosure Package as of the Applicable Time and the Prospectus dated as of the date hereof (each as defined below) and (ii) are to be issued pursuant to the Company’s senior indenture dated as of May 5, 2006, as amended and supplemented by an officer’s certificate to be dated as of the date of completion of this offering (the “INDENTURE”), between the Company and U.S. Bank National Association, as Trustee (the “TRUSTEE”). This agreement (this “AGREEMENT”) is to confirm the agreement concerning the purchase of the Notes from the Company by the Underwriters.
