TAX BENEFITS PRESERVATION PLAN dated as of September 17, 2014 between EMCORE Corporation and American Stock Transfer & Trust Company, LLC, Rights AgentTax Benefits Preservation Plan • September 18th, 2014 • Emcore Corp • Semiconductors & related devices • New Jersey
Contract Type FiledSeptember 18th, 2014 Company Industry JurisdictionTAX BENEFITS PRESERVATION PLAN, dated as of September 17, 2014 (the “Agreement”), between EMCORE Corporation, a New Jersey corporation (the “Company”), and American Stock Transfer & Trust Company, LLC, a New York limited liability trust company, as Rights Agent (the “Rights Agent”).
SEPARATION AGREEMENT AND GENERAL RELEASESeparation Agreement • September 18th, 2014 • Emcore Corp • Semiconductors & related devices • New Mexico
Contract Type FiledSeptember 18th, 2014 Company Industry JurisdictionThis Separation Agreement and General Release, dated as of September 17, 2014 (the “Separation Agreement”), is made by and between EMCORE Corporation (the “Company”) and Dr. Hong Q. Hou (“Executive”), and sets forth the parties’ mutual desire to separate, leading to the termination of Executive’s employment with the Company, effective as of the Separation Date (as defined herein).
ASSET PURCHASE AGREEMENT dated as of September 17, 2014 by and between EMCORE CORPORATION and PHOTON ACQUISITION CORPORATIONAsset Purchase Agreement • September 18th, 2014 • Emcore Corp • Semiconductors & related devices • New York
Contract Type FiledSeptember 18th, 2014 Company Industry JurisdictionTHIS ASSET PURCHASE AGREEMENT, dated as of September 17, 2014, is entered into by and between EMCORE Corporation, a New Jersey corporation (“Seller”), and Photon Acquisition Corporation, a Delaware corporation (“Purchaser”). Seller and Purchaser are each referred to individually as a “Party” and collectively as the “Parties.” Capitalized terms used but not otherwise defined herein have the meanings set forth in Section 1.1 herein.