FORM OF INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • September 5th, 2018 • Brookfield Investment Funds • New York
AGREEMENT made as of [·], 2018, by and between Brookfield Investment Management Inc., a Delaware corporation (the “Adviser”), and Brookfield Investment Funds, a Delaware statutory trust (the “Trust”), on behalf of its series, Center Coast Brookfield Energy Infrastructure Fund (the “Fund”).
ADMINISTRATION AGREEMENTAdministration Agreement • September 5th, 2018 • Brookfield Investment Funds
THIS AGREEMENT is made as of the [·] day of [·], 2018 by and between Brookfield Investment Funds, a Delaware statutory trust (the “Trust”), on behalf of its series, Center Coast Brookfield Energy Infrastructure Fund (the “Fund”), and Brookfield Investment Management Inc., a Delaware corporation (the “Administrator”);
BROOKFIELD INVESTMENT MANAGEMENT INC. FIFTH AMENDMENT TO THE FUND SUB- ADMINISTRATION SERVICING AGREEMENTFund Sub-Administration Servicing Agreement • September 5th, 2018 • Brookfield Investment Funds
THIS FIFTH AMENDMENT, dated as of [·], 2018, to the Fund Sub-Administration Servicing Agreement, dated as of September 20, 2011, as amended on November 15, 2013, November 1, 2014, May 29, 2015, and February 2, 2018 (the “Agreement”), is entered into by and between BROOKFIELD INVESTMENT MANAGEMENT INC. (the “Company”), with respect to the BROOKFIELD INVESTMENT FUNDS (the “Trust”), and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).
BROOKFIELD INVESTMENT FUNDS FIFTH AMENDMENT TO THE CUSTODY AGREEMENTCustody Agreement • September 5th, 2018 • Brookfield Investment Funds
THIS FIFTH AMENDMENT, dated as of [·], 2018, to the Custody Agreement, dated as of September 20, 2011, as amended and restated on November 15, 2013, November 1, 2014, May 29, 2015, and December 29, 2017 (the “Agreement”), is entered into by and between BROOKFIELD INVESTMENT FUNDS, a Delaware statutory trust (the “Trust”), on behalf of its separate series listed on Exhibit C and U.S. BANK NATIONAL ASSOCIATION, a national banking association (the “Custodian”).
BROOKFIELD INVESTMENT FUNDS FIFTH AMENDMENT TO THE TRANSFER AGENT SERVICING AGREEMENTTransfer Agent Servicing Agreement • September 5th, 2018 • Brookfield Investment Funds
THIS FIFTH AMENDMENT dated as of [·], 2018, to the Transfer Agent Servicing Agreement, dated as of September 20, 2011, as amended on November 15, 2013, November 1, 2014, May 29, 2015, and February 2, 2018 (the “Agreement”), is entered into by and between BROOKFIELD INVESTMENT FUNDS, a Delaware statutory trust (the “Trust”), and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (the “USBFS”).
BROOKFIELD INVESTMENT FUNDS FIFTH AMENDMENT TO THE FUND ACCOUNTING SERVICING AGREEMENTFund Accounting Servicing Agreement • September 5th, 2018 • Brookfield Investment Funds
THIS FIFTH AMENDMENT dated as of the [·]th day of [·], 2018, to the Fund Accounting Servicing Agreement, dated as of September 20, 2011, as amended on November 15, 2013, November 1, 2014, May 29, 2015, and February 2, 2018 (the “Agreement”), is entered into by and between BROOKFIELD INVESTMENT FUNDS, a Delaware statutory trust (the “Trust”), and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).
SUBSCRIPTION AGREEMENTSubscription Agreement • September 5th, 2018 • Brookfield Investment Funds
Brookfield Investment Funds (the “Trust”), a Delaware statutory trust, and Brookfield Investment Management Inc. (the “Purchaser”), a Delaware corporation, hereby agree as follows:
BROOKFIELD INVESTMENT FUNDS OPERATING EXPENSES LIMITATION AGREEMENTOperating Expenses Limitation Agreement • September 5th, 2018 • Brookfield Investment Funds • Delaware
THIS OPERATING EXPENSES LIMITATION AGREEMENT (the “Agreement”) is effective as of the day of , 2018 (the “Effective Date”), by and between Brookfield Investment Funds, a Delaware statutory trust (the “Trust”), on behalf of the Center Coast Brookfield Energy Infrastructure Fund (the “Fund”), and each of the Fund’s classes of shares (each, a “Class”) listed on Appendix A, and the Fund’s investment adviser, Brookfield Investment Management Inc. (the “Adviser”).
BROOKFIELD INVESTMENT FUNDS FIFTH AMENDMENT TO THE DISTRIBUTION AGREEMENTDistribution Agreement • September 5th, 2018 • Brookfield Investment Funds
THIS FIFTH AMENDMENT dated as of the [·]th of [·], 2018, to the Distribution Agreement, dated as of September 20, 2011, as amended and restated on November 15, 2013, November 1, 2014, May 29, 2015, and February 2, 2018 (the “Agreement”), is entered into by and between BROOKFIELD INVESTMENT FUNDS, a Delaware statutory trust (the “Trust”) and QUASAR DISTRIBUTORS, LLC, a Delaware limited liability company (the “Distributor”).
