AMENDMENT 8Administration, Bookkeeping and Pricing Services Agreement • April 27th, 2021 • Heartland Group Inc
Except as amended hereby, all terms of the Existing Agreement remain in full force and effect. This Amendment includes the amendments in Schedule A and general terms in Schedule B.
AMENDMENT 2Distribution Agreement • April 27th, 2021 • Heartland Group Inc
Except as amended hereby, all terms of the Existing Agreements remain in full force and effect. This Amendment includes the amendments in Schedule A and general terms in Schedule B.
AMENDMENT 8Transfer Agency Interactive Client Services Agreement • April 27th, 2021 • Heartland Group Inc
Except as amended hereby, all terms of the Existing Agreement remain in full force and effect. This Amendment includes the amendments in Schedule A and general terms in Schedule B hereto.
AMENDMENT 2Distribution Agreement • April 27th, 2021 • Heartland Group Inc
Except as amended hereby, all terms of the Existing Agreement remain in full force and effect. This Amendment includes the amendments in Schedule A and general terms in Schedule B.
AMENDMENT TO CUSTODIAN AGREEMENTCustodian Agreement • April 27th, 2021 • Heartland Group Inc
THIS AMENDMENT TO CUSTODIAN AGREEMENT (this “Amendment”) is made as of October 19, 2020 by and between Brown Brothers Harriman & Co. (“BBH”) and Heartland Group, Inc. acting on behalf of each of the portfolios listed on Schedule A thereto (the “Fund”).
Amendment No. 1 to the Distribution AgreementDistribution Agreement • April 27th, 2021 • Heartland Group Inc
This Amendment No. 1 (this “Amendment”) to the Distribution Agreement is entered into by and between Heartland Group, Inc., a Maryland corporation (“Heartland”), and ALPS Distributors, Inc., a Colorado corporation (“ALPS”), and is effective as of October 26, 2018 (the “Effective Date”).
AMENDMENT 7Transfer Agency Interactive Client Services Agreement • April 27th, 2021 • Heartland Group Inc
Except as amended hereby, all terms of the Existing Agreement remain in full force and effect. This Amendment includes the amendments in Schedule A and general terms in Schedule B.
AMENDMENT 3Distribution Agreement • April 27th, 2021 • Heartland Group Inc
Except as amended hereby, all terms of the Existing Agreement remain in full force and effect. This Amendment includes the amendments in Schedule A and general terms in Schedule B.
HEARTLAND GROUP, INC. AMENDED AND RESTATED RULE 12b-1 PLAN AND AGREEMENT (effective as of May 1, 2017)Rule 12b-1 Plan and Agreement • April 27th, 2021 • Heartland Group Inc
Pursuant to the provisions of Rule 12b-1 under the Investment Company Act of 1940, as amended (the “Act”), the Amended and Restated Rule 12b-1 Plan and Agreement (the “Plan”) of Heartland Group, Inc. (“HGI”), a Maryland corporation, which was adopted by a majority of the directors of HGI, including a majority of the directors who are not “interested persons” of HGI (as defined in the Act) and who have no direct or indirect financial interest in the operation of the Plan or in any agreements related to the Plan (the “non-interested directors”), with respect to each series of HGI (each a “Fund” and collectively, the “Funds”), is hereby amended and restated to update the classes of the Funds noted in Schedule A hereto.
AMENDMENT 9Administration, Bookkeeping and Pricing Services Agreement • April 27th, 2021 • Heartland Group Inc
Except as amended hereby, all terms of the Existing Agreement remain in full force and effect. This Amendment includes the amendments in Schedule A and general terms in Schedule B hereto.
AMENDMENT 2Report Modernization Addendum to Administration, Bookkeeping and Pricing Services Agreement • April 27th, 2021 • Heartland Group Inc
Except as amended hereby, all terms of the Existing Agreement remain in full force and effect. This Amendment includes the amendments in Schedule A and general terms in Schedule B hereto.
AMENDMENT 8Transfer Agency and Services Agreement • April 27th, 2021 • Heartland Group Inc
Except as amended hereby, all terms of the Existing Agreement remain in full force and effect. This Amendment includes the amendments in Schedule A and general terms in Schedule B hereto.
Amendment No. 1 to the Distribution Services, Advertising and Sales Material Review, and Licensing of Registered Representatives Letter AgreementDistribution Services, Advertising and Sales Material Review, and Licensing of Registered Representatives Letter Agreement • April 27th, 2021 • Heartland Group Inc
This Amendment No. 1 (this “Amendment”) to the Distribution Services, Advertising Sales Material Review, and Licensing of Registered Representatives Letter Agreement is entered into by and between Heartland Advisors Inc., a Wisconsin corporation (the “Client”), and ALPS Distributors, Inc., a Colorado corporation (“ALPS”), and is effective as of September 28, 2018 (the “Effective Date”).
AMENDMENT 7Transfer Agency and Services Agreement • April 27th, 2021 • Heartland Group Inc
Except as amended hereby, all terms of the Existing Agreement remain in full force and effect. This Amendment includes the amendments in Schedule A and general terms in Schedule B.
INVESTMENT ADVISORY AGREEMENT SCHEDULE AInvestment Advisory Agreement • April 27th, 2021 • Heartland Group Inc
The investment advisory services to be provided under this Investment Advisory Agreement by and between the parties hereto shall pertain to the Fund’s investment activities relating to the assets allocated to the following Series of the Fund’s shares.
