INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • February 4th, 2022 • Brookfield Investment Funds • New York
AGREEMENT made as of February 1, 2022, by and between Brookfield Public Securities Group LLC, a Delaware limited liability company (the “Adviser”), and Brookfield Investment Funds, a Delaware statutory trust (the “Trust”), on behalf of its series, Brookfield Global Renewables & Sustainable Infrastructure Fund (the “Fund”).
ADMINISTRATION AGREEMENTAdministration Agreement • February 4th, 2022 • Brookfield Investment Funds
THIS AGREEMENT is made as of the 1st day of February, 2022, by and between Brookfield Investment Funds, a Delaware statutory trust (the “Trust”), on behalf of its series, Brookfield Global Renewables & Sustainable Infrastructure Fund (the “Fund”), and Brookfield Public Securities Group LLC, a Delaware limited liability company (the “Administrator”).
BROOKFIELD INVESTMENT FUNDS FIRST AMENDMENT TO THE FUND SUB-ADMINISTRATION SERVICING AGREEMENTFund Sub-Administration Servicing Agreement • February 4th, 2022 • Brookfield Investment Funds
THIS FIRST AMENDMENT, dated as of the 1st day of February, 2022 (the “Amendment”), to the Amended and Restated Fund Sub-Administration Servicing Agreement, dated as of April 30, 2021 (the “Agreement”), is entered into by and among BROOKFIELD PUBLIC SECURITIES GROUP LLC, a Delaware limited liability company (the “Company”), BROOKFIELD INVESTMENT FUNDS (the “Trust”), on behalf of each series of the Trust (each, a “Fund,” or “Series,” and collectively, the “Funds”) (solely with respect to Sections 3, 10, 11, 18 and 19 of the Agreement), and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).
BROOKFIELD INVESTMENT FUNDS SEVENTH AMENDMENT TO THE FUND ACCOUNTING SERVICING AGREEMENTFund Accounting Servicing Agreement • February 4th, 2022 • Brookfield Investment Funds
THIS SEVENTH AMENDMENT dated as of the 1st day of February, 2022, to the Fund Accounting Servicing Agreement, dated as of September 20, 2011, as amended on November 15, 2013, November 1, 2014, May 29, 2015, February 2, 2018, September 18, 2018 and June 2, 2021 (the “Agreement”), is entered into by and between BROOKFIELD INVESTMENT FUNDS, a Delaware statutory trust (the “Trust”), and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).
BROOKFIELD INVESTMENT FUNDS SEVENTH AMENDMENT TO THE TRANSFER AGENT SERVICING AGREEMENTTransfer Agent Servicing Agreement • February 4th, 2022 • Brookfield Investment Funds
THIS SEVENTH AMENDMENT dated as of the 1st day of February, 2022, to the Transfer Agent Servicing Agreement, dated as of September 20, 2011, as amended on November 15, 2013, November 1, 2014, May 29, 2015, February 2, 2018, September 18, 2018 and June 2, 2021 (the “Agreement”), is entered into by and between BROOKFIELD INVESTMENT FUNDS, a Delaware statutory trust (the “Trust”), and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (the “USBFS”).
BROOKFIELD INVESTMENT FUNDS FIRST AMENDMENT TO THE DISTRIBUTION AGREEMENTDistribution Agreement • February 4th, 2022 • Brookfield Investment Funds
THIS FIRST AMENDMENT dated as of the 1st day of February, 2022, to the Distribution Agreement, dated as of September 30, 2021 (the “Agreement”), is entered into by and between BROOKFIELD INVESTMENT FUNDS, a Delaware statutory trust (the “Trust”), QUASAR DISTRIBUTORS, LLC, a Delaware limited liability company (the “Distributor”) and BROOKFIELD PUBLIC SECURITIES GROUP LLC (f/n/a Brookfield Investment Management Inc.), the investment advisor to the Trust (the “Advisor”), is a party to the Agreement with respect to Section 5 only.
FORM OF SUBSCRIPTION AGREEMENTSubscription Agreement • February 4th, 2022 • Brookfield Investment Funds
Brookfield Investment Funds (the “Trust”), a Delaware statutory trust, and Brookfield Public Securities Group LLC (the “Purchaser”), a Delaware limited liability company, hereby agree as follows:
BROOKFIELD INVESTMENT FUNDS SEVENTH AMENDMENT TO THE CUSTODY AGREEMENTCustody Agreement • February 4th, 2022 • Brookfield Investment Funds
THIS SEVENTH AMENDMENT, dated as of the 1st day of February, 2022, to the Custody Agreement, dated as of September 20, 2011, as amended and restated on November 15, 2013, November 1, 2014, May 29, 2015, December 29, 2017, September 18, 2018 and June 2, 2021 (the “Agreement”), is entered into by and between BROOKFIELD INVESTMENT FUNDS, a Delaware statutory trust (the “Trust”), on behalf of its separate series listed on Exhibit C and U.S. BANK NATIONAL ASSOCIATION, a national banking association (the “Custodian”).
BROOKFIELD INVESTMENT FUNDS OPERATING EXPENSES LIMITATION AGREEMENTOperating Expenses Limitation Agreement • February 4th, 2022 • Brookfield Investment Funds • Delaware
THIS OPERATING EXPENSES LIMITATION AGREEMENT (the “Agreement”) is effective as of the 1st day of February, 2022, by and between Brookfield Investment Funds, a Delaware statutory trust (the “Trust”), on behalf of the Brookfield Global Renewables & Sustainable Infrastructure Fund (the “Fund”), and each of the Fund’s classes of shares (each, a “Class”) listed on Appendix A, and the Fund’s investment adviser, Brookfield Public Securities Group LLC (the “Adviser”).
