SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • October 11th, 2023 • Wisa Technologies, Inc. • Semiconductors & related devices • New York
Contract Type FiledOctober 11th, 2023 Company Industry JurisdictionThis Securities Purchase Agreement (this “Agreement”) is dated as of [ ], 2023, between WiSA Technologies, Inc., a Delaware corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively the “Purchasers”).
PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • October 11th, 2023 • Wisa Technologies, Inc. • Semiconductors & related devices • New York
Contract Type FiledOctober 11th, 2023 Company Industry JurisdictionThis letter agreement (the “Agreement”) constitutes the agreement between Maxim Group LLC (“Maxim” or the “Placement Agent”) and WiSA Technologies, Inc., a Delaware corporation (together with its subsidiaries, the “Company”), that Maxim shall serve as the exclusive placement agent for the Company, on a “reasonable best efforts” basis, for the proposed placement to certain purchasers (the “Purchasers”) of up to an aggregate of [_____] units (each a “Unit” and collectively, the “Units”), with each Unit consisting of (i) of one share of the Company’s Series B Convertible Preferred Stock, par value $0.0001 per share, with a liquidation preference of $100.00 per share (the “Series B Preferred Stock”), and (ii) two preferred warrants (the “Preferred Warrants”), each exercisable for one share of Series B Preferred Stock (the “Preferred Warrant Shares”). The Series B Preferred Stock is convertible into shares of the Company’s common stock, par value, $0.0001 per share (the “Series B Conversion
WARRANT AGENCY AGREEMENTWarrant Agency Agreement • October 11th, 2023 • Wisa Technologies, Inc. • Semiconductors & related devices • New York
Contract Type FiledOctober 11th, 2023 Company Industry JurisdictionWARRANT AGENCY AGREEMENT (this “Warrant Agency Agreement”) dated as of [●], 2023 (the “Issuance Date”) between WiSA Technologies, Inc., a company incorporated under the laws of the State of Delaware (the “Company”) and VStock Transfer, LLC (the “Warrant Agent”).