AMERIPRISE FINANCIAL, INC. UNDERWRITING AGREEMENTUnderwriting Agreement • November 9th, 2023 • Ameriprise Financial Inc • Investment advice • New York
Ameriprise Financial, Inc., a Delaware corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell to the underwriters named in Schedule I hereto (the “Underwriters”), for whom Citigroup Global Markets Inc., BofA Securities, Inc. and J.P. Morgan Securities LLC are acting as representatives (the “Representatives” or “you”), an aggregate of $600,000,000 principal amount of its 5.700% Senior Notes due 2028 (the “Notes”). The Notes (i) will have terms and provisions which are summarized in the Disclosure Package as of the Applicable Time and the Prospectus dated as of the date hereof (each as defined below) and (ii) are to be issued pursuant to the Company’s senior indenture dated as of May 5, 2006, as amended and supplemented by an officer’s certificate to be dated as of the date of completion of this offering (the “Indenture”), between the Company and U.S. Bank Trust Company, National Association (as successor to U.S. Bank National Associat
AMERIPRISE FINANCIAL, INC.Senior Note Agreement • November 9th, 2023 • Ameriprise Financial Inc • Investment advice
AMERIPRISE FINANCIAL, INC., a Delaware corporation (hereinafter called the “Company”, which term includes any successor corporation under the Indenture hereinafter referred to), for value received, hereby promises to pay to CEDE & Co. or registered assigns, the principal sum of [______________________ Dollars ($____________)] on December 15, 2028, and to pay interest (computed on the basis of a 360-day year comprised of twelve 30-day months) thereon from November 9, 2023, or from the most recent Interest Payment Date to which interest has been paid or duly provided for, on each June 15 and December 15, commencing June 15, 2024, and at maturity, at the rate per annum specified in the title of this Note, until the principal hereof is paid or made available for payment. The interest so payable, and punctually paid or duly provided for, on any Interest Payment Date will, as provided in said Indenture, be paid to the Person in whose name this Note (or one or more Predecessor Securities) is
