MERRIMAN CURHAN FORD GROUP, INC. COMMON STOCK PURCHASE WARRANTCommon Stock Purchase Warrant • September 2nd, 2009 • Merriman Curhan Ford Group, Inc. • Security brokers, dealers & flotation companies • Illinois
THIS CERTIFIES THAT, FOR VALUE RECEIVED, [________________] or its registered assigns (the "Holder") is entitled to purchase, on the terms and conditions hereinafter set forth, at any time in whole or in part from the Original Issue Date set forth above until 5:00 p.m., Eastern Time, on the fifth anniversary of the Original Issue Date, or if such date is not a day on which the Company (as hereinafter defined) is open for business, then the next succeeding day on which the Company is open for business (such date is the "Expiration Date"), but not thereafter, [_____________] thousand (______,000) shares of the Common Stock, $0.0001 par value per share (the "Common Stock"), of MERRIMAN CURHAN FORD GROUP, INC., a Delaware corporation (the "Company"), at Sixty-Five Cents ($0.65) per share (the "Exercise Price"), such number of shares and Exercise Price being subject to adjustment upon the occurrence of the contingencies set forth in this Warrant. Each share of Common Stock as to which this
MERRIMAN CURHAN FORD GROUP, INC. INVESTORS’ RIGHTS AGREEMENT August ___, 2009Investors’ Rights Agreement • September 2nd, 2009 • Merriman Curhan Ford Group, Inc. • Security brokers, dealers & flotation companies • Delaware
This Investors’ Rights Agreement (this “Agreement”) is made as of August _, 2009, by and among Merriman Curhan Ford Group, Inc., a Delaware corporation (the “Company”), and the persons and entities listed on Exhibit A or Exhibit B hereto (each, an “Investor” and collectively, the “Investors”). Unless otherwise defined herein, capitalized terms used in this Agreement have the meanings ascribed to them in Section 1.
MERRIMAN CURHAN FORD GROUP, INC. SERIES D PREFERRED STOCK PURCHASE AGREEMENT August [__], 2009Series D Preferred Stock Purchase Agreement • September 2nd, 2009 • Merriman Curhan Ford Group, Inc. • Security brokers, dealers & flotation companies • Delaware
This Series D Preferred Stock Purchase Agreement (this “Agreement”) is made as of August [___], 2009, by and among Merriman Curhan Ford Group, Inc., a Delaware corporation (the “Company”), and the persons and entities (each, an “Investor” and collectively, the “Investors”) listed on the Schedule of Investors attached hereto as Exhibit A (the “Schedule of Investors”).
MERRIMAN CURHAN FORD GROUP, INC.Investors’ Rights Agreement • September 2nd, 2009 • Merriman Curhan Ford Group, Inc. • Security brokers, dealers & flotation companies
Reference is made to the Investors’ Rights Agreement of even date herewith (the “Agreement”), and terms otherwise not defined in this letter agreement shall have the meanings set forth in the Agreement. The undersigned acknowledges that you, as an Investor, have required the Company to execute this letter agreement as a condition of purchasing Shares and Warrants in the Agreement.
