TRI-PARTY AGREEMENT FOR DISTRIBUTION SERVICESDistribution Agreement • October 29th, 2018 • Americafirst Quantitative Funds • Ohio
THIS AGREEMENT is made as of October 17, 2018, between The AmericaFirst Quantitative Funds (the “Trust” and/or Investment Company ”IC”, or “Fund”), a Delaware statutory Trust/IC, AmericaFirst Capital Management, LLC the Registered Investment Advisor (the “RIA”) a CA (state) limited liability corporation, and Arbor Court Capital (“ACC”), a limited liability corporation organized and existing under the laws of the State of Ohio.
Dealer AgreementDealer Agreement • October 29th, 2018 • Americafirst Quantitative Funds • Ohio
Arbor Court Capital, LLC, (the "Distributor") invites you, as a selected dealer, to participate as principal in the distribution of shares (the "Shares") of the AmericaFirst Quantitative Funds (the "Fund"), of which it is the exclusive underwriter. The Distributor agrees to sell to you, subject to any limitations imposed by the Fund or any of its Portfolios (see Exhibit A), Shares issued by the Fund and to promptly confirm each sale to you. All sales will be made according to the following terms:
AMERICAFIRST QUANTITATIVE FUNDS OPERATING EXPENSES LIMITATIONOperating Expenses Limitation and Security Agreement • October 29th, 2018 • Americafirst Quantitative Funds • New York
THIS OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT (the "Agreement") is effective as of the 31st day of October, 2018, and supersedes any prior agreement and amendments thereto, by and between AMERICAFIRST QUANTITATIVE FUNDS, a Delaware statutory trust (the "Trust"), on behalf of the AmericaFirst Quantitative Strategies Fund, AmericaFirst Tactical Alpha Fund, AmericaFirst Income Fund, AmericaFirst Defensive Growth Fund, AmericaFirst Seasonal Rotation Fund, and AmericaFirst Large Cap Share Buyback Fund (each a "Fund" and together the "Funds"), each a series of the Trust, and AmericaFirst Capital Management, LLC (the "Advisor"), the advisor of the Funds.
COMPLIANCE CONSULTING AGREEMENTCompliance Consulting Agreement • October 29th, 2018 • Americafirst Quantitative Funds • New York
This Compliance Consulting Agreement (the "Agreement"), amends and supersedes any prior agreement between the parties herein and is effective from July 1, 2014, following execution below, between Roach Corp, a corporation located at 792 Chestnut Street, Waban, MA 02468 ("RC") and AmericaFirst Quantitative Funds, a registered investment company organized as a Delaware statutory trust, located at 300 Harding Blvd, Suite 215, Roseville, CA 95678 (the "Trust"), on behalf of each portfolio series listed on the attached Appendix A, as may be amended from time to time (each a "Fund" and collectively "Funds"). This document may be executed in one or more counterparts, each of which shall be deemed an original, but all of which together shall constitute one and the same instrument.
