INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • September 28th, 2009 • Tocqueville Trust
THIS AGREEMENT is made this 24th day of September, 2009, by and between The Tocqueville Trust, a Massachusetts business trust (the “Trust”), on behalf of its series The Delafield Fund (the “Fund”), and Tocqueville Asset Management L.P., a limited partnership (the “Investment Adviser”);
CUSTODY AGREEMENTCustody Agreement • September 28th, 2009 • Tocqueville Trust • Ohio
THIS AGREEMENT is made and entered into as of this 13th day of March, 2008, by and between THE TOCQUEVILLE TRUST, a Massachusetts business trust (the “Trust”), and U.S. BANK NATIONAL ASSOCIATION, a national banking association organized and existing under the laws of the United States of America with its principal place of business at Cincinnati, Ohio (the “Custodian”).
AMENDED AND RESTATED DISTRIBUTION AGREEMENT between THE TOCQUEVILLE TRUST and TOCQUEVILLE SECURITIES, L.P. (amended and restated as of September 24, 2009)Distribution Agreement • September 28th, 2009 • Tocqueville Trust
WHEREAS, The Tocqueville Trust, a Massachusetts business trust (the “Trust”) and Tocqueville Securities, L.P. (the “Distributor”) had originally entered into this Distribution Agreement (the “Agreement”) on March 1, 1991, as amended on September 30, 2002 and September 30, 2003; and
AMENDMENT TO CUSTODY AGREEMENTCustody Agreement • September 28th, 2009 • Tocqueville Trust
THIS AMENDMENT TO THE CUSTODY AGREEMENT (the “Agreement”) is made as of September 24, 2009, by and between The Tocqueville Trust, a Massachusetts business Trust (the “Trust”) and U.S. Bank, N.A., a national banking association (“US Bank”).
AMENDMENT TO FUND SUB-ADMINISTRATION SERVICING AGREEMENTFund Sub-Administration Servicing Agreement • September 28th, 2009 • Tocqueville Trust
THIS AMENDMENT TO THE FUND SUB-ADMINISTRATION SERVICING AGREEMENT (the “Agreement”) is made as of September 24, 2009, by and between Tocqueville Asset Management L.P., a limited partnership (“TAM”) and U.S. Bancorp Fund Services, LLC, a Wisconsin limited liability company (“USBFS”).
AMENDMENT TO AMENDED AND RESTATED FUND ACCOUNTING SERVICING AGREEMENTFund Accounting Servicing Agreement • September 28th, 2009 • Tocqueville Trust
THIS AMENDMENT TO THE AMENDED AND RESTATED FUND ACCOUNTING SERVICING AGREEMENT (the “Agreement”) is made as of September 24, 2009, by and between The Tocqueville Trust, a Massachusetts business Trust (the “Trust”) and U.S. Bancorp Fund Services, LLC, a Wisconsin limited liability company (“USBFS”).
AMENDMENT TO AMENDED AND RESTATED TRANSFER AGENT SERVICING AGREEMENTTransfer Agent Servicing Agreement • September 28th, 2009 • Tocqueville Trust
THIS AMENDMENT TO THE AMENDED AND RESTATED TRANSFER AGENT SERVICING AGREEMENT (the “Agreement”) is made as of September 24, 2009, by and between The Tocqueville Trust, a Massachusetts business Trust (the “Trust”) and U.S. Bancorp Fund Services, LLC, a Wisconsin limited liability company (“USBFS”).
AMENDMENT TO AMENDED AND RESTATED PROSPECT SERVICING AGREEMENTProspect Servicing Agreement • September 28th, 2009 • Tocqueville Trust
THIS AMENDMENT TO THE AMENDED AND RESTATED PROSPECT SERVICING AGREEMENT (the “Agreement”) is made as of September 24, 2009, by and between The Tocqueville Trust, a Massachusetts business Trust (the “Trust”) and U.S. Bancorp Fund Services, LLC, a Wisconsin limited liability company (“USBFS”).
AMENDMENT TO ADMINISTRATION AGREEMENTAdministration Agreement • September 28th, 2009 • Tocqueville Trust
THIS AMENDMENT TO THE ADMINISTRATION AGREEMENT (the “Agreement”) is made as of September 24, 2009, by and between The Tocqueville Trust, a Massachusetts business Trust (the “Trust”), on behalf of its series listed in Exhibit 1 (the “Funds”), and Tocqueville Asset Management L.P., a limited partnership (the “Administrator”).
