Amendment to Administration, Bookkeeping and Pricing Services AgreementAdministration, Bookkeeping and Pricing Services Agreement • May 1st, 2013 • Financial Investors Trust
This Amendment dated as of May 1, 2013 (this “Amendment”) is to the Administration, Bookkeeping and Pricing Services Agreement dated September 13, 2011 (the “Agreement”), by and between ALPS Fund Services, Inc., a Colorado corporation (“ALPS”), and Financial Investors Trust, a Delaware statutory trust (the “Trust”). Any items not herein defined shall have the meaning ascribed to them in the Agreement.
Amendment to Amended and Restated Principal Financial Officer Services AgreementPrincipal Financial Officer Services Agreement • May 1st, 2013 • Financial Investors Trust
This Amendment dated as of May 1, 2013 (this “Amendment”) is to the Amended and Restated Principal Financial Officer Services Agreement dated December 13, 2011, as amended (the “Agreement”), by and between ALPS Fund Services, Inc., a Colorado corporation (“ALPS”) and Financial Investors Trust, a Delaware statutory trust (the “Trust”). Any items not herein defined shall have the meaning ascribed to them in the Agreement.
Amendment to Investment Advisory AgreementInvestment Advisory Agreement • May 1st, 2013 • Financial Investors Trust
This Amendment dated as of May 1, 2013 (this “Amendment”) is to the Investment Advisory Agreement dated as of September 13, 2011 (the “Agreement”), by and between Financial Investors Trust (the “Trust”), a Delaware statutory trust, and Grandeur Peak Global Advisors, LLC (the “Adviser”), a Delaware limited liability company and investment adviser registered under the Investment Advisers Act of 1940. Any items not herein defined shall have the meaning ascribed to them in the Agreement.
Amendment to Amended and Restated Chief Compliance Officer Services AgreementChief Compliance Officer Services Agreement • May 1st, 2013 • Financial Investors Trust
This Amendment dated as of May 1, 2013 (this “Amendment”) is to the Amended and Restated Chief Compliance Officer Services Agreement dated December 13, 2011, as amended (the “Agreement”), by and between ALPS Fund Services, Inc., a Colorado corporation (“ALPS”) and Financial Investors Trust, a Delaware statutory trust (the “Trust”). Any items not herein defined shall have the meaning ascribed to them in the Agreement.
Amendment to Distribution AgreementDistribution Agreement • May 1st, 2013 • Financial Investors Trust
This Amendment dated as of May 1, 2013 (this “Amendment”) is to the Distribution Agreement dated November 1, 2011 (the “Agreement”), by and between Financial Investors Trust (the “Trust”), an open-end, management investment company organized as a Delaware statutory trust, having its principal place of business at 1290 Broadway, Suite 1100, Denver, Colorado 80203, on behalf of the Funds, and ALPS Distributors, Inc. (the “Distributor”), a Colorado corporation and a registered broker-dealer under the Securities Exchange Act of 1934, as amended. Any items not herein defined shall have the meaning ascribed to them in the Agreement.
Amendment to Transfer Agency and Services AgreementTransfer Agency and Services Agreement • May 1st, 2013 • Financial Investors Trust
This Amendment dated as of May 1, 2013 (this “Amendment”) is to the Transfer Agency and Services Agreement dated September 13, 2011 (the “Agreement”), by and between ALPS Fund Services, Inc., a Colorado corporation (“ALPS”) and Financial Investors Trust, a Delaware statutory trust (the “Trust”). Any items not herein defined shall have the meaning ascribed to them in the Agreement.
Amendment to Global Custody Agreement (For Foreign and Domestic Securities)Global Custody Agreement • May 1st, 2013 • Financial Investors Trust
This Amendment is dated April 30, 2013 (“Effective Date”) to the Global Custody Agreement (For Foreign and Domestic Securities), dated December 26, 2012 (the “Agreement”), and is entered into by and between Financial Investors Trust, a Delaware statutory trust (the “Trust”), and Union Bank, N.A. (the “Custodian”).
