Sales PlanSales Plan • November 1st, 2013 • Daniel v. Tierney 2011 Trust • Security brokers, dealers & flotation companies
Sales Plan, adopted October 31, 2013 (the “Sales Plan”), between Daniel V Tierney 2011 Trust (“Seller”) and J.P. Morgan Securities LLC (“JPMS”). The purpose of this Sales Plan is to achieve the investment objectives of broader diversification of investments, while reducing the risk of over concentration in a particular investment.
